On the Fučík spectrum of the scalar p -Laplacian with indefinite integrable weights

Wei Chen; Jifeng Chu; Ping Yan; Meirong Zhang

doi:10.1186/1687-2770-2014-10

Research
Open Access

On the Fučík spectrum of the scalar p-Laplacian with indefinite integrable weights

Wei Chen¹,
Jifeng Chu¹,
Ping Yan²Email author and
Meirong Zhang²

Boundary Value Problems20142014:10

https://doi.org/10.1186/1687-2770-2014-10

Received: 18 November 2013
Accepted: 11 December 2013
Published: 9 January 2014

Abstract

In this paper, we study the structure of the Fučík spectrum $Π_{p}^{D / N} (a, b)$ of Dirichlet and Neumann problems for the scalar p-Laplacian with indefinite weights $a, b \in L^{1} [0, 1]$ . Besides the trivial horizontal lines and vertical lines, it will be shown that, confined to each quadrant of $R^{2}$ , $Π_{p}^{D / N} (a, b)$ is made up of zero, an odd number of, or a double sequence of hyperbolic like curves. These hyperbolic like curves are continuous and strictly monotonic, and they have horizontal and vertical asymptotic lines. The number of the hyperbolic like curves is determined by the Dirichlet and Neumann half-eigenvalues of the p-Laplacian with weights a and b. The asymptotic lines will be estimated by using Sturm-Liouville eigenvalues of the p-Laplacian with a weight a or b.

MSC:34B09, 34B15, 34L05.

Keywords

indefinite weights
p-Laplacian
Fučík spectrum
spectral structure

1 Introduction

Fučík spectrum was first introduced for the Laplacian on a bounded domain $Ω \subset R^{N}$ , $N \geq 1$ , by Dancer [1] and by Fučík [2] in the 1970s, in connection with the study of semilinear elliptic boundary value problems with jumping nonlinearities. Thereafter this important concept was generalized to the p-Laplacian, $p > 1$ . See [3] and references therein.

In this paper, we are concerned with the Fučík spectrum of the scalar p-Laplacian

ϕ_{p} (x) = {\begin{cases} {| x |}^{p - 2} x, & x \neq 0; \\ 0, & x = 0 . \end{cases}

Given

a, b \in L^{1} [0, 1]

, taking the notations

x_{\pm} = max {\pm x, 0}

, let us consider the ODE

{(ϕ_{p} (x^{'}))}^{'} + (λ + a (t)) ϕ_{p} (x_{+}) - (μ + b (t)) ϕ_{p} (x_{-}) = 0, a.e. t \in [0, 1],

(1.1)

in which a, b are called potentials, and the ODE

{(ϕ_{p} (x^{'}))}^{'} + λ a (t) ϕ_{p} (x_{+}) - μ b (t) ϕ_{p} (x_{-}) = 0, a.e. t \in [0, 1],

(1.2)

in which a, b are called weights. For a pair of potentials a and b, the Fučík spectra

Σ_{p}^{D} (a, b)

and

Σ_{p}^{N} (a, b)

are defined as the sets of those

(λ, μ) \in R^{2}

such that equation (1.1) has non-trivial solutions satisfying the Dirichlet boundary condition

x (0) = x (1) = 0,

(1.3)

and the Neumann boundary condition

x^{'} (0) = x^{'} (1) = 0,

(1.4)

respectively. Similarly, for a pair of weights a and b, the Fučík spectra $Π_{p}^{D} (a, b)$ and $Π_{p}^{N} (a, b)$ are defined as the sets of those $(λ, μ) \in R^{2}$ such that equation (1.2) has non-trivial solutions satisfying the corresponding boundary conditions (1.3) and (1.4), respectively.

The Fučík spectra $Σ_{p}^{D} (a, b)$ and $Σ_{p}^{N} (a, b)$ have been comprehensively understood in [4]: each of them is composed of one horizontal line, one vertical line and a double sequence of differentiable, strictly decreasing, hyperbolic like curves; asymptotic lines of these hyperbolic like curves are given by using (Sturm-Liouville) eigenvalues of the p-Laplacian with a potential; moreover, these curves have a strong continuous dependence on the potentials.

Compared with potentials, indefinite weights will add difficulties to the study of the Fučík spectra. Alif [5] studied $Π_{p}^{D} (a, b)$ and $Π_{p}^{N} (a, b)$ by means of ‘zero functions’, where the weights a and b were assumed to be sign-changing (i.e., $a_{\pm} ≢ 0$ and $b_{\pm} ≢ 0$ ) continuous functions without ‘singular points’ (which is a technical hypothesis). Their main results are as follows. Besides the trivial horizontal lines and vertical lines, confined to each quadrant of $R^{2}$ , $Π_{p}^{D / N} (a, b)$ consists of an odd number of or infinitely many hyperbolic like curves. The asymptotic behavior of the first non-trivial curves in each quadrant was also studied. It was observed that for instance the first curve of $Π_{p}^{N} (a, b)$ in $R^{+} \times R^{+}$ is not asymptotic on any side to the trivial horizontal and vertical lines. In other words, there are always gaps between its asymptotic lines and the trivial horizontal and vertical lines. However, the exact asymptotic lines were not found in that paper.

In this paper, we are interested in

Π_{p}^{D} (a, b)

and

Π_{p}^{N} (a, b)

, where the weights

a, b \in L^{1} [0, 1]

are assumed to be indefinite (i.e., a and b may or may not change sign). In this case, since the weights are integrable, the method employed in [5] does not work anymore. Using the Prüfer transformation, we convert the second-order ODE (1.2) into a system of first-order ODEs (3.2) and (3.3), for the argument θ and the radius r, respectively. The ODE (3.2) for θ turns to be independent of r, and the boundary conditions (1.3) and (1.4) can be characterized by the solutions of equation (3.2), therefore the Fučík spectra

Π_{p}^{D} (a, b)

and

Π_{p}^{N} (a, b)

are completely determined by this first-order ODE (3.2). The solutions of equation (3.2) admit (strong) continuity and Fréchet differentiability in the weights. Based on these properties, we will finally reveal the structure of the Fučík spectra. Our main results are as follows.

(i)

Besides at most two vertical lines and two horizontal lines, $Π_{p}^{D / N} (a, b)$ confined to each quadrant of $R^{2}$ is made up of zero, an odd number of, or a double sequence of continuous, strictly monotonic, hyperbolic like curves.
(ii)

The number of those trivial lines in $Π_{p}^{D / N} (a, b)$ is determined by the Dirichlet and Neumann eigenvalues of the p-Laplacian.
(iii)

The number of the hyperbolic like curves in $Π_{p}^{D / N} (a, b)$ is determined by the Dirichlet and Neumann half-eigenvalues of the p-Laplacian.
(iv)

All the hyperbolic like curves have vertical and horizontal asymptotic lines, and these asymptotic lines will be estimated by using (Sturm-Liouville) eigenvalues of the p-Laplacian.
(v)

If the weights a and b are positive, the structure of $Π_{p}^{D / N} (a, b)$ is comparable with that of $Σ_{p}^{D / N} (a, b)$ , the case with potentials. More precisely, $Π_{p}^{D / N} (a, b)$ is composed of one horizontal line, one vertical line and a double sequence of differentiable, strictly decreasing, hyperbolic like curves in the quadrant $R^{+} \times R^{+}$ . And all asymptotic lines of these hyperbolic like curves will be given by using (Sturm-Liouville) eigenvalues of the p-Laplacian.

The paper is organized as follows. In Section 2, we will give some preliminary results. Section 3 is devoted to $Π_{p}^{D} (a, b)$ . We first decompose $Π_{p}^{D} (a, b)$ in Section 3.1, according to the number of zeroes of the eigenfunctions. Sections 3.2 and 3.3 are devoted to eigenvalues and half-eigenvalues of the p-Laplacian, respectively. The results in these two subsections enables us to finally determine the structure of $Π_{p}^{D} (a, b)$ in Section 3.4. For a pair of positive weights a and b, we can get more information on $Π_{p}^{D} (a, b)$ and the results are given in Section 3.5. The Fučík spectrum $Π_{p}^{N} (a, b)$ can be studied by similar arguments and we just list the results in Section 4.

2 Preliminary results

Given an exponent

p \in (1, \infty)

, denote by

p^{*}

the conjugate number of p, namely

p^{*} = \frac{p}{p - 1}

. The initial value problem

{\begin{cases} x^{'} (t) = - ϕ_{p^{*}} (y), y^{'} (t) = ϕ_{p} (x), \\ x (0) = 1, y (0) = 0 \end{cases}

has a unique solution $({cos}_{p} t, {sin}_{p} t)$ , $t \in R$ . The functions ${cos}_{p} t$ and ${sin}_{p} t$ are the so-called p-cosine and p-sine because they possess properties similar to those of the standard cosine and sine, as shown in the following lemma.

Lemma 2.1 ([6, 7])

The p-cosine and p-sine have the following properties.

(i)

Both ${cos}_{p} t$ and ${sin}_{p} t$ are $2 π_{p}$ -periodic, where
$π_{p} = 2 \int_{0}^{{(p - 1)}^{1 / p}} \frac{d s}{{(1 - s^{p} (p - 1))}^{1 / p}} = \frac{2 π {(p - 1)}^{1 / p}}{p sin (π / p)};$
(ii)

${cos}_{p} t$ is even in t and ${sin}_{p} t$ is odd in t;
(iii)

${cos}_{p} (t + π_{p}) = - {cos}_{p} t$ and ${sin}_{p} (t + π_{p}) = - {sin}_{p} t$ for all t;
(iv)

${cos}_{p} t = 0$ if and only if $t = π_{p} / 2 + n π_{p}$ , $n \in Z$ , and ${sin}_{p} t = 0$ if and only if $t = n π_{p}$ , $n \in Z$ ;
(v)

${cos}_{p}^{'} t = - ϕ_{p^{*}} ({sin}_{p} t)$ and ${sin}_{p}^{'} t = ϕ_{p} ({cos}_{p} t)$ ; and
(vi)

${| {cos}_{p} t |}^{p} + (p - 1) {| {sin}_{p} t |}^{p^{*}} \equiv 1$ .

Remark 2.1 For any

p > 1

, one has

π_{p} > 2

. In fact, if

p = 2

, then

π_{p} = π > 2

. If

p > 2

, then

π_{p} = \frac{2 π {(p - 1)}^{1 / p}}{p sin (π / p)} > \frac{2 π {(p - 1)}^{1 / p}}{p \cdot (π / p)} = 2 {(p - 1)}^{1 / p} > 2 .

If

1 < p < 2

, then

π_{p} = \frac{2 π {(p - 1)}^{1 / p}}{p sin (π / p)} = \frac{2 π {(p - 1)}^{1 / p}}{p sin (π - π / p)} > \frac{2 π {(p - 1)}^{1 / p}}{p \cdot (π - π / p)} = 2 {(p - 1)}^{\frac{1}{p} - 1} > 2 .

Given

a, b \in L^{1} [0, 1]

, consider the equation

{(ϕ_{p} (x^{'}))}^{'} + a (t) ϕ_{p} (x_{+}) - b (t) ϕ_{p} (x_{-}) = 0, a.e. t \in [0, 1] .

(2.1)

Let

y = - ϕ_{p} (x^{'})

. Via the p-polar coordinates (or Prüfer transformation)

x = r^{2 / p} {cos}_{p} θ, y = r^{2 / p^{*}} {sin}_{p} θ,

(2.2)

we can transform equation (2.1) into the following equations for r and θ:

θ^{'} = A (t, θ; a, b) : = a (t) {({cos}_{p} θ)}_{+}^{p} + b (t) {({cos}_{p} θ)}_{-}^{p} + (p - 1) | {sin}_{p} θ |^{p^{*}},

(2.3)

{(log r)}^{'} = \frac{p}{2} ((a (t) - 1) {({cos}_{p} θ)}_{+}^{p - 1} + (b (t) - 1) {({cos}_{p} θ)}_{-}^{p - 1}) ϕ_{p^{*}} ({sin}_{p} θ) .

(2.4)

Note that equation (2.3) for θ is independent of r. Given

t_{0} \in [0, 1]

and

θ_{0} \in R

, denote by

(θ (t; t_{0}, θ_{0}, a, b), r (t; t_{0}, θ_{0}, a, b))

,

t \in [0, 1]

, the unique solution of system (2.3)-(2.4) satisfying

θ (t_{0}; t_{0}, θ_{0}, a, b) = θ_{0}

and

r (1; t_{0}, θ_{0}, a, b) = 1

. Let

Θ (θ_{0}, a, b) : = θ (1; 0, θ_{0}, a, b) .

The p-polar coordinates (2.2), one can verify that equation (2.1) has a non-trivial solution

X (t; θ_{0}, a, b) : = {(r (t; 0, θ_{0}, a, b))}^{2 / p} {cos}_{p} (θ (t; 0, θ_{0}, a, b)) .

(2.5)

One basic observation on equation (2.3) is that the vector field $A (t, θ; a, b) = 1 > 0$ at those θ such that ${cos}_{p} θ = 0$ , i.e., $θ = - \frac{π_{p}}{2} + m π_{p}$ , $m \in Z$ . Since $a (t)$ and $b (t)$ are only integrable, the derivative $θ^{'} (t)$ at any specific t is meaningless. However, one can still use such an observation to obtain the following property, called quasi-monotonicity. We refer the readers to [[7], Lemma 2.3] for a detailed proof.

Lemma 2.2 Given

a, b \in L^{1} [0, 1]

,

t_{0} \in [0, 1)

and

θ_{0} \in R

, let

θ (t) = θ (t; t_{0}, θ_{0}, a, b)

be the solution of equation (2.3). If

θ (t_{0}) \geq - \frac{π_{p}}{2} + m π_{p}

for some

m \in Z

, then

θ (t) > - \frac{π_{p}}{2} + m π_{p}, \forall t \in (t_{0}, 1] .

Denote by

w_{1}

the weak topology in

L^{1} [0, 1]

. By

g_{n} \to g_{0}

in

(L^{1} [0, 1], w_{1})

, or

g_{n} \overset{w_{1}}{\to} g_{0}

, we mean that

\int_{0}^{1} g_{n} (t) f (t) d t \to \int_{0}^{1} g_{0} (t) f (t) d t, \forall f \in L^{\infty} [0, 1] .

Some important properties of $θ (\cdot; t_{0}, θ_{0}, a, b)$ , $r (\cdot; t_{0}, θ_{0}, a, b)$ , $Θ (θ_{0}, a, b)$ and $X (\cdot; θ_{0}, a, b)$ are collected in the following theorem.

Theorem 2.1 ([8])

Let

t_{0} \in [0, 1]

and

θ_{0} \in R

be fixed. We have the following results.

(i)

As mappings from ${(L^{1} [0, 1], w_{1})}^{2}$ to $(C [0, 1], {∥ \cdot ∥}_{\infty})$ , $θ (\cdot; t_{0}, θ_{0}, a, b)$ and $r (\cdot; t_{0}, θ_{0}, a, b)$ are continuous. More precisely, if $a_{n} \overset{w_{1}}{\to} a_{0}$ and $b_{n} \overset{w_{1}}{\to} b_{0}$ , then
$\begin{matrix} {∥ θ (\cdot; t_{0}, θ_{0}, a_{n}, b_{n}) - θ (\cdot; t_{0}, θ_{0}, a_{0}, b_{0}) ∥}_{\infty} \to 0, \\ {∥ r (\cdot; t_{0}, θ_{0}, a_{n}, b_{n}) - r (\cdot; t_{0}, θ_{0}, a_{0}, b_{0}) ∥}_{\infty} \to 0, \end{matrix}$

as $n \to \infty$ .
(ii)

The functional ${(L^{1} [0, 1], w_{1})}^{2} \to R$ , $(a, b) \mapsto Θ (θ_{0}, a, b)$ is continuous. More precisely, if $a_{n} \overset{w_{1}}{\to} a_{0}$ and $b_{n} \overset{w_{1}}{\to} b_{0}$ , then $Θ (θ_{0}, a_{n}, b_{n}) \to Θ (θ_{0}, a_{0}, b_{0})$ as $n \to \infty$ .
(iii)

The functional ${(L^{1} [0, 1], {∥ \cdot ∥}_{1})}^{2} \to R$ , $(a, b) \mapsto Θ (θ_{0}, a, b)$ is continuously differentiable in the sense of Fréchet. The differentials of $Θ (θ_{0}, a, b)$ at a and b, denoted, respectively, by $\partial_{a} Θ (θ_{0}, a, b)$ and $\partial_{b} Θ (θ_{0}, a, b)$ , are the following mappings:
$\partial_{a} Θ (θ_{0}, a, b) = X_{+}^{p} (\cdot; θ_{0}, a, b) \in (C [0, 1], {∥ \cdot ∥}_{\infty}) \subset {(L^{1}, {∥ \cdot ∥}_{1})}^{*},$

(2.6)

$\partial_{b} Θ (θ_{0}, a, b) = X_{-}^{p} (\cdot; θ_{0}, a, b) \in (C [0, 1], {∥ \cdot ∥}_{\infty}) \subset {(L^{1}, {∥ \cdot ∥}_{1})}^{*},$

(2.7)

where ${(L^{1}, {∥ \cdot ∥}_{1})}^{*}$ is the dual space of $(L^{1}, {∥ \cdot ∥}_{1})$ . Moreover, as mappings from ${(L^{1} [0, 1], w_{1})}^{2}$ to $(C [0, 1], {∥ \cdot ∥}_{\infty})$ , both $\partial_{a} Θ (θ_{0}, a, b)$ and $\partial_{b} Θ (θ_{0}, a, b)$ are continuous.

Remark 2.2 Let

θ_{0} \in R

and

a_{i}, b_{i} \in L^{1} [0, 1]

,

i = 1, 2

. If

a_{1} \leq a_{2}

and

b_{1} \leq b_{2}

, then it follows from formulations (2.6) and (2.7) that

θ (1; 0, θ_{0}, a_{1}, b_{1}) \leq θ (1; 0, θ_{0}, a_{2}, b_{2}) .

3 Fučík spectrum for Dirichlet problems: $Π_{p}^{D} (a, b)$

3.1 Decomposition of $Π_{p}^{D} (a, b)$

Given a pair of weights

a, b \in L^{1} [0, 1]

, the (Dirichlet type) Fučík spectrum

Π_{p}^{D} (a, b)

is defined as the set of those

(λ, μ) \in R^{2}

such that system (1.2)-(1.3) has non-trivial solutions. Let

ϕ_{p} (x^{'}) = - y .

(3.1)

In the p-polar coordinates (2.2), equation (1.2) is equivalent to the following two equations:

θ^{'} = λ a (t) {({cos}_{p} θ)}_{+}^{p} + μ b (t) {({cos}_{p} θ)}_{-}^{p} + (p - 1) | {sin}_{p} θ |^{p^{*}},

(3.2)

{(log r)}^{'} = \frac{p}{2} ((λ a (t) - 1) {({cos}_{p} θ)}_{+}^{p - 1} + (μ b (t) - 1) {({cos}_{p} θ)}_{-}^{p - 1}) ϕ_{p^{*}} ({sin}_{p} θ) .

(3.3)

Compared with equations (2.3) and (2.4), the pair of weights a and b are now replaced by λa and μb, respectively. Since the right-hand side of equation (3.2) is

2 π_{p}

-periodic in θ, one has

θ (t; t_{0}, θ_{0} + 2 l π_{p}, λ a, μ b) = θ (t; t_{0}, θ_{0}, λ a, μ b) + 2 l π_{p}, \forall t \in [0, 1]

(3.4)

for any

t_{0} \in [0, 1]

,

θ_{0} \in R

and

l \in Z

. One can also check that

θ (t; 0, \frac{π_{p}}{2}, λ a, μ b) = θ (t; 0, - \frac{π_{p}}{2}, μ b, λ a) + π_{p} .

(3.5)

Suppose

x (t)

is an eigenfunction of system (1.2)-(1.3) associated with

(λ, μ) \in Π_{p}^{D} (a, b)

. By equation (2.2), the corresponding solution of equation (3.2),

θ (t) : = θ (t; 0, - \frac{π_{p}}{2}, λ a, μ b)

, satisfies

θ (0) = - \frac{π_{p}}{2} + l π_{p} and θ (1) = - \frac{π_{p}}{2} + (l + k) π_{p}

(3.6)

for some

l, k \in Z

. Due to equation (3.4), we may restrict

θ (0) \in [- \frac{π_{p}}{2}, \frac{3 π_{p}}{2})

. In other words, we may assume that

l \in {0, 1}

and hence

θ (0) = - \frac{π_{p}}{2}

or

θ (0) = \frac{π_{p}}{2}

. Moreover, it follows from the quasi-monotonicity result in Lemma 2.2 that

k > 0

. We distinguish two cases:

x^{'} (0) > 0

or

x^{'} (0) < 0

. If

x^{'} (0) > 0

, then it follows from equation (3.1) that

y (0) = - ϕ_{p} (x^{'} (0)) < 0

. By equation (2.2), we have

{sin}_{p} θ (0) < 0

, and hence

l = 0

and

θ (0) = - \frac{π_{p}}{2}

. Let

W_{k}^{D} (a, b) : = {(λ, μ) \in R^{2} : θ (1; 0, - \frac{π_{p}}{2}, λ a, μ b) = k π_{p} - \frac{π_{p}}{2}}, \forall k \geq 1 .

(3.7)

Now equation (3.6) tells us that

(λ, μ) \in W_{k}^{D} (a, b)

. In fact, the subscript k is related to the number of zeroes of

x (t)

on

[0, 1]

. By Lemma 2.2, the equation

θ (t) = - \frac{π_{p}}{2} + m π_{p}, m \in Z

has a solution

t_{m} \in [0, 1]

if and only if

0 \leq m \leq k

, and

0 = t_{0} < t_{1} < \dots < t_{k - 1} < t_{k} = 1 .

By equation (2.2), we see that

x (t)

has exactly

k + 1

zeroes in

[0, 1]

. Similarly, if

x^{'} (0) < 0

and

x (t)

has exactly

k + 1

zeroes in

[0, 1]

, then

l = 1

,

θ (0) = \frac{π_{p}}{2}

and

(λ, μ) \in {\tilde{W}}_{k}^{D} (a, b)

, where

{\tilde{W}}_{k}^{D} (a, b) : = {(λ, μ) \in R^{2} : θ (1; 0, \frac{π_{p}}{2}, λ a, μ b) = k π_{p} + \frac{π_{p}}{2}}, \forall k \geq 1 .

(3.8)

Till now, we have proved that

Π_{p}^{D} (a, b) \subset ⋃_{k \in Z, k \geq 1} (W_{k}^{D} (a, b) \cup {\tilde{W}}_{k}^{D} (a, b)) .

Conversely, let us show that

Π_{p}^{D} (a, b) \supset ⋃_{k \in Z, k \geq 1} (W_{k}^{D} (a, b) \cup {\tilde{W}}_{k}^{D} (a, b)) .

Suppose

(λ, μ) \in W_{k}^{D} (a, b)

for some

k \geq 1

. Then

θ (t) = θ (t; 0, - \frac{π_{p}}{2}, λ a, μ b)

satisfies

θ (0) = - \frac{π_{p}}{2} and θ (1) = - \frac{π_{p}}{2} + k π_{p} .

For this specific

θ (t)

, take a non-trivial solution

r (t)

of equation (3.3). Then we can construct a function

x (t) = r {(t)}^{2 / p} {cos}_{p} θ (t)

, which is a solution of equation (1.2) with exactly

k + 1

zeroes on

[0, 1]

. Particularly,

x (0) = x (1) = 0

. Thus

(λ, μ) \in Π_{p}^{D} (a, b)

, and hence

W_{k}^{D} (a, b) \subset Π_{p}^{D} (a, b)

. Furthermore, we have

y (0) = r^{2 / p^{*}} (0) {sin}_{p} θ (0) = r^{2 / p^{*}} (0) {sin}_{p} (- \frac{π_{p}}{2}) < 0,

and hence

x^{'} (0) = - ϕ_{p^{*}} (y (0)) > 0 .

Similarly, if $(λ, μ) \in {\tilde{W}}_{k}^{D} (a, b)$ for some $k \geq 1$ , then $(λ, μ) \in Π_{p}^{D} (a, b)$ and any associating eigenfunction $x (t)$ satisfies $x^{'} (0) < 0$ and has exactly $k + 1$ zeroes in $[0, 1]$ .

Combining the previous arguments, we can conclude that.

Theorem 3.1 Let

a, b \in L^{1} [0, 1]

. The Fučík spectrum

Π_{p}^{D} (a, b)

can be decomposed as

Π_{p}^{D} (a, b) = ⋃_{k \in Z, k \geq 1} (W_{k}^{D} (a, b) \cup {\tilde{W}}_{k}^{D} (a, b)) .

Moreover, the following characterization on

W_{k}^{D} (a, b)

and

{\tilde{W}}_{k}^{D} (a, b)

holds.

(i)

$(λ, μ) \in W_{k}^{D} (a, b)$ , $k \geq 1$ ⟺ any eigenfunction $x (t)$ associated with $(λ, μ)$ satisfies $x^{'} (0) > 0$ , $x (0) = x (1) = 1$ and $x (t)$ has precisely $k - 1$ zeroes in $(0, 1)$ .
(ii)

$(λ, μ) \in {\tilde{W}}_{k}^{D} (a, b)$ , $k \geq 1$ ⟺ any eigenfunction $x (t)$ associated with $(λ, μ)$ satisfies $x^{'} (0) < 0$ , $x (0) = x (1) = 1$ and $x (t)$ and has precisely $k - 1$ zeroes in $(0, 1)$ .

By equation (3.5), the set

{\tilde{W}}_{k}^{D} (a, b)

defined as in equation (3.8) can be rewritten as

{\tilde{W}}_{k}^{D} (a, b) = {(λ, μ) \in R^{2} : θ (1; 0, - \frac{π_{p}}{2}, μ b, λ a) = - \frac{π_{p}}{2} + k π_{p}}, \forall k \geq 1 .

Thus

(λ, μ) \in {\tilde{W}}_{k}^{D} (a, b) ⟺ (μ, λ) \in W_{k}^{D} (b, a) .

(3.9)

In other words, ${\tilde{W}}_{k}^{D} (a, b)$ is symmetric to $W_{k}^{D} (b, a)$ about the line $λ = μ$ . For this reason, essentially we need only to characterize those sets $W_{k}^{D} (a, b)$ .

In Section 3.4, we will see that $W_{1}^{D} (a, b)$ is made up of straight lines which are in connection with $λ_{1}^{D} (a)$ and $λ_{- 1}^{D} (a)$ , the Dirichlet eigenvalues of p-Laplacian with the weight a. See Theorem 3.2.

For those sets

W_{k}^{D} (a, b)

,

k \geq 2

, it is easy to check that

(λ, μ) \in W_{k}^{D} (a, b) ⟺ (- λ, μ) \in W_{k}^{D} (- a, b),

(3.10)

(λ, μ) \in W_{k}^{D} (a, b) ⟺ (- λ, - μ) \in W_{k}^{D} (- a, - b),

(3.11)

(λ, μ) \in W_{k}^{D} (a, b) ⟺ (λ, - μ) \in W_{k}^{D} (a, - b) .

(3.12)

Therefore we need only to focus our study on the subset

Γ_{k}^{D} (a, b) : = W_{k}^{D} (a, b) \cap (R_{+} \times R_{+}), k \geq 2,

(3.13)

where $R_{+} = [0, + \infty)$ . In Section 3.4, for each $k \geq 2$ we will show that $Γ_{k}^{D} (a, b)$ is either an empty set or a continuous, strictly decreasing, hyperbolic like curve with a horizontal asymptotic line and a vertical asymptotic line.

With the help of half-eigenvalues of the p-Laplacian with a pair of weights, we can determined whether $Γ_{k}^{D} (a, b)$ is an empty set or not. Using eigenvalues of the p-Laplacian with a weight, we can roughly locate the hyperbolic like curve $Γ_{k}^{D} (a, b)$ . For these reasons, we will give in the successive two subsections some useful characterization on eigenvalues and half-eigenvalues of the p-Laplacian with weights.

3.2 Eigenvalues of p-Laplacian with an indefinite weight

Given

a \in L^{1} [0, 1]

, denote by

ϑ (t) = ϑ (t; t_{0}, ϑ_{0}, a)

the solution of

θ^{'} = a (t) | {cos}_{p} θ |^{p} + (p - 1) | {sin}_{p} θ |^{p^{*}}, a.e. t \in [0, 1],

(3.14)

satisfying the initial value condition

ϑ (t_{0}) = ϑ_{0}

. Particularly, if

a (t) \equiv 1

, it follows from Lemma 2.1(vi) that equation (3.14) turns to be

θ^{'} \equiv 1

, and hence

ϑ (t_{2}; t_{1}, ϑ_{0}, 1) = ϑ_{0} + t_{2} - t_{1}, \forall t_{1}, t_{2} \in [0, 1], ϑ_{0} \in R .

(3.15)

Because the right-hand side of equation (3.14) is

π_{p}

-periodic in θ, we have

ϑ (t; t_{0}, ϑ_{0} + k π_{p}, a) = ϑ (t; t_{0}, ϑ_{0}, a) + k π_{p}

(3.16)

for any

t_{0} \in [0, 1]

,

ϑ_{0} \in R

and

k \in Z

. Since equation (3.14) can also be rewritten as

θ^{'} = a (t) {({cos}_{p} θ)}_{+}^{p} + a (t) {({cos}_{p} θ)}_{-}^{p} + (p - 1) | {sin}_{p} θ |^{p^{*}}, a.e. t \in [0, 1],

using the notations in Section 2, we have

ϑ (t; t_{0}, ϑ_{0}, a) = θ (t; t_{0}, ϑ_{0}, a, a) .

By Lemma 2.2, we see that $ϑ (t; t_{0}, ϑ_{0}, a)$ is also quasi-monotonic in t.

Given

a \in L^{1} [0, 1]

, denote by

Σ_{p}^{D} (a)

,

Σ_{p}^{N} (a)

,

Σ_{p}^{D N} (a)

and

Σ_{p}^{N D} (a)

the sets of

λ \in R

such that

{(ϕ_{p} (x^{'}))}^{'} + λ a (t) ϕ_{p} (x) = 0, a.e. t \in [0, 1]

(3.17)

has a non-trivial solution satisfying the Dirichlet boundary condition

x (0) = x (1) = 0

, the Neumann boundary condition

x^{'} (0) = x^{'} (1) = 0

, the Dirichlet-Neumann boundary condition

x (0) = x^{'} (1) = 0

and the Neumann-Dirichlet boundary condition

x^{'} (0) = x (1) = 0

, respectively. Similar arguments as in Section 3.1 show that

\begin{matrix} Σ_{p}^{D} = ⋃_{k \in Z, k \geq 1} {λ \in R : ϑ (1; 0, - \frac{π_{p}}{2}, λ a) = - \frac{π_{p}}{2} + k π_{p}}, \\ Σ_{p}^{N} = ⋃_{k \in Z, k \geq 0} {λ \in R : ϑ (1; 0, 0, λ a) = k π_{p}}, \\ Σ_{p}^{D N} = ⋃_{k \in Z, k \geq 0} {λ \in R : ϑ (1; 0, - \frac{π_{p}}{2}, λ a) = k π_{p}}, \\ Σ_{p}^{N D} = ⋃_{k \in Z, k \geq 1} {λ \in R : ϑ (1; 0, 0, λ a) = - \frac{π_{p}}{2} + k π_{p}} . \end{matrix}

(3.18)

These spectra have been studied in [9]. Consider the function of

λ \in R

:

ϑ (1; 0, - \frac{π_{p}}{2}, λ a) = θ (1; 0, - \frac{π_{p}}{2}, λ a, λ a) = Θ (- \frac{π_{p}}{2}, λ a, λ a) .

It follows from formulations (2.6) and (2.7) in Theorem 2.1 that

\frac{d}{d λ} ϑ (1; 0, - \frac{π_{p}}{2}, λ a) = \int_{0}^{1} X_{+}^{p} (t) a (t) d t + \int_{0}^{1} X_{-}^{p} (t) a (t) d t,

(3.19)

where

X (t) = X (t; - \frac{π_{p}}{2}, λ a, λ a) ≢ 0

satisfies

{(ϕ_{p} (X^{'}))}^{'} + λ a (t) ϕ_{p} (X_{+}) - λ a (t) ϕ_{p} (X_{-}) = 0, a.e. t \in [0, 1] .

(3.20)

See equation (2.5) for the definition of

X (t)

. Then

X (t)

is also a non-trivial solution of equation (3.17). Multiplying equation (3.20) by

X (t)

and integrating over

[0, 1]

, we have

\begin{matrix} λ \int_{0}^{1} a (t) X_{+}^{p} (t) d t + λ \int_{0}^{1} a (t) X_{-}^{p} (t) d t \\ = - \int_{0}^{1} {(ϕ_{p} (X^{'} (t)))}^{'} X (t) d t \\ = - X (t) ϕ_{p} (X^{'} (t)) |_{t = 0}^{1} + \int_{0}^{1} | X^{'} (t) |^{p} d t . \end{matrix}

Substituting this into equation (3.19), for any

λ \neq 0

we have

\frac{d}{d λ} ϑ (1; 0, - \frac{π_{p}}{2}, λ a) = - \frac{1}{λ} ϕ_{p} (X^{'} (t)) X (t) |_{t = 0}^{1} + \frac{1}{λ} \int_{0}^{1} | X^{'} (t) |^{p} d t .

(3.21)

If

λ \in Σ_{p}^{D} (a)

, then

X (t)

becomes the associated eigenfunction of equation (3.17) satisfying

X (0) = X (1) = 0

. In this case, the first item on the right-hand side of equation (3.21) equals 0, and hence

\pm \frac{d}{d λ} ϑ (1; 0, - \frac{π_{p}}{2}, λ a) |_{λ \in Π_{p}^{D} (a) \cap R^{\pm}} > 0,

(3.22)

where

R^{+} = (0, + \infty)

and

R^{-} = (- \infty, 0)

. Similarly, we can obtain

\pm \frac{d}{d λ} ϑ (1; 0, 0, λ a) |_{λ \in Π_{p}^{N} (a) \cap R^{\pm}} > 0,

(3.23)

\pm \frac{d}{d λ} ϑ (1; 0, - \frac{π_{p}}{2}, λ a) |_{λ \in Π_{p}^{D N} (a) \cap R^{\pm}} > 0,

(3.24)

\pm \frac{d}{d λ} ϑ (1; 0, 0, λ a) |_{λ \in Π_{p}^{N D} (a) \cap R^{\pm}} > 0 .

(3.25)

For any

k \geq 1

, it follows from equations (3.18) and (3.22) that

ϑ (1; 0, - \frac{π_{p}}{2}, λ a) = k π_{p} - \frac{π_{p}}{2}

has at most one positive solution and one negative solution, denoted by

λ_{k}^{D} (a)

and

λ_{- k}^{D} (a)

, respectively, if they exist. In other words, we have

λ = λ_{k}^{D} (a), k \geq 1 ⟺ λ > 0 and ϑ (1; 0, - \frac{π_{p}}{2}, λ a) = k π_{p} - \frac{π_{p}}{2};

(3.26)

λ = λ_{- k}^{D} (a), k \geq 1 ⟺ λ < 0 and ϑ (1; 0, - \frac{π_{p}}{2}, λ a) = k π_{p} - \frac{π_{p}}{2} .

(3.27)

It has been proved in [9] that

ϑ (1; 0, 0, λ a) = 0

has at most one nonzero solution, called the principal Neumann eigenvalue and denoted by

λ_{0}^{N} (a)

, if it exists. By equation (3.23) and the fact

ϑ (1; 0, 0; 0 \cdot a) = 0

, we can deduce that

ϑ (1; 0, 0, λ a) = k π_{p}

,

k \geq 1

, has at most one positive solution and one negative solution, denoted by

λ_{k}^{N} (a)

and

λ_{- k}^{N} (a)

respectively, if they exist. In other words, we have

λ = λ_{0}^{N} (a) ⟺ λ \neq 0 and ϑ (1; 0, 0, λ a) = 0;

(3.28)

λ = λ_{k}^{N} (a), k \geq 1 ⟺ λ > 0 and ϑ (1; 0, 0, λ a) = k π_{p};

(3.29)

λ = λ_{- k}^{N} (a), k \geq 1 ⟺ λ < 0 and ϑ (1; 0, 0, λ a) = k π_{p} .

(3.30)

For any $a \in L^{1} [0, 1]$ , use the notation $a ≻ 0$ if $a (t) \geq 0$ for almost every $t \in [0, 1]$ and $a (t) > 0$ on a subset of $[0, 1]$ of positive measure. Write $a ≺ 0$ if $- a ≻ 0$ .

Lemma 3.1 ([9])

Let

a \in L^{1} [0, 1]

. Then it is necessary that

0 \notin Σ_{p}^{D} (a)

.

(i)

If $a ≻ 0$ , then $Σ_{p}^{D} (a)$ contains no negative eigenvalues, and it consists of a sequence of positive eigenvalues
$(0 <) λ_{1}^{D} (a) < λ_{2}^{D} (a) < \dots < λ_{k}^{D} (a) < \dots (\to + \infty) .$
(ii)

If $a ≺ 0$ , then $Σ_{p}^{D} (a)$ contains no positive eigenvalues, and it consists of a sequence of negative eigenvalues
$(0 >) λ_{- 1}^{D} (a) > λ_{- 2}^{D} (a) > \dots > λ_{- k}^{D} (a) > \dots (\to - \infty) .$
(iii)

If $a_{+} ≻ 0$ and $a_{-} ≻ 0$ , then $Σ_{p}^{D} (a)$ contains both positive and negative eigenvalues, and it consists of a double sequence of eigenvalues
$(- \infty \leftarrow) \dots < λ_{- k}^{D} (a) < \dots < λ_{- 1}^{D} (a) (< 0 <) λ_{1}^{D} (a) < \dots < λ_{k}^{D} (a) < \dots (\to + \infty) .$

Lemma 3.2 ([9])

Let

a \in L^{1} [0, 1]

. Then it is necessary that

0 \in Σ_{p}^{N} (a)

.

(i)

If $a ≻ 0$ , then $Σ_{p}^{N} (a)$ contains no negative eigenvalues, and it consists of a sequence of non-negative eigenvalues
$0 < λ_{1}^{N} (a) < λ_{2}^{N} (a) < \dots < λ_{k}^{N} (a) < \dots (\to + \infty) .$

The principal eigenvalue $λ_{0}^{N} (a)$ does not exist in this case.
(ii)

If $a ≺ 0$ , then $Σ_{p}^{N} (a)$ contains no positive eigenvalues, and it consists of a sequence of non-positive eigenvalues
$0 > λ_{- 1}^{N} (a) > λ_{- 2}^{N} (a) > \dots > λ_{- k}^{N} (a) > \dots (\to - \infty) .$

The principal eigenvalue $λ_{0}^{N} (a)$ does not exist in this case.
(iii)

If $a_{\pm} ≻ 0$ and $\int_{0}^{1} a (t) d t < 0$ , then $Σ_{p}^{N} (a)$ contains both positive and negative eigenvalues, and it consists of a double sequence of eigenvalues
$\begin{array}{rcl} (- \infty \leftarrow) \dots & < & λ_{- k}^{N} (a) < \dots < λ_{- 1}^{N} (a) < 0 < λ_{0}^{N} (a) \\ < & λ_{1}^{N} (a) < \dots < λ_{k}^{N} (a) < \dots (\to + \infty) . \end{array}$

The principal eigenvalue $λ_{0}^{N} (a)$ is positive in this case.
(iv)

If $a_{\pm} ≻ 0$ and $\int_{0}^{1} a (t) d t > 0$ , then $Σ_{p}^{N} (a)$ consists of a double sequence of eigenvalues
$\begin{array}{rcl} (- \infty \leftarrow) \dots & < & λ_{- k}^{N} (a) < \dots < λ_{- 1}^{N} (a) < λ_{0}^{N} (a) < 0 \\ < & λ_{1}^{N} (a) < \dots < λ_{k}^{N} (a) < \dots (\to + \infty) . \end{array}$

The principal eigenvalue $λ_{0}^{N} (a)$ is negative in this case.
(v)

If $a_{\pm} ≻ 0$ and $\int_{0}^{1} a (t) d t = 0$ , then $Σ_{p}^{N} (a)$ consists of a double sequence of eigenvalues
$\begin{array}{rcl} (- \infty \leftarrow) \dots & < & λ_{- k}^{N} (a) < \dots < λ_{- 1}^{N} (a) < 0 \\ < & λ_{1}^{N} (a) < \dots < λ_{k}^{N} (a) < \dots (\to + \infty) . \end{array}$

The principal eigenvalue $λ_{0}^{N} (a)$ does not exist in this case.

The following lemma reveals, to some extent, the essential reason of the existence of positive eigenvalues.

Lemma 3.3 Assume that

a \in L^{1} [0, 1]

,

0 \leq t_{1} < t_{2} \leq 1

,

ϑ_{0} \leq k π_{p}

,

θ_{0} \leq k π_{p} - \frac{π_{p}}{2}

, and

k \in Z

. Denote the indicator function of the subset

[t_{1}, t_{2}]

of the set

[0, 1]

by

1_{[t_{1}, t_{2}]}

. Then

a_{+} \cdot 1_{[t_{1}, t_{2}]} ≻ 0 ⟺ \exists λ_{*} > 0, s.t. ϑ (t_{2}; t_{1}, ϑ_{0}, λ_{*} a) = k π_{p} + \frac{π_{p}}{2};

(3.31)

a_{+} \cdot 1_{[t_{1}, t_{2}]} ≻ 0 ⟺ \exists λ^{*} > 0, s.t. ϑ (t_{2}; t_{1}, θ_{0}, λ^{*} a) = k π_{p} .

(3.32)

Proof We only prove equation (3.32), and equation (3.31) can be proved similarly.

Write $f (λ) = ϑ (t_{2}; t_{1}, θ_{0}, λ a)$ for simplicity.

If

a_{+} \cdot 1_{[t_{1}, t_{2}]} ≻ 0

, by similar arguments as in [[9], Lemma 3.4] (see also Lemma 3.5) we have

lim_{λ \to + \infty} f (λ) = + \infty .

Let

λ = 0

in equation (3.2) and we get the equation

θ^{'} = (p - 1) | {sin}_{p} θ |^{p^{*}},

which has equilibria

θ = k π_{p}

,

k \in Z

. Because

θ_{0} \leq k π_{p} - \frac{π_{p}}{2} < k π_{p}

, we get

f (0) = ϑ (t_{2}; t_{1}, θ_{0}, 0 \cdot a) < k π_{p} .

Therefore there must exist $λ^{*} > 0$ such that $f (λ^{*}) = k π_{p}$ .

On the other hand, suppose that

a_{+} \cdot 1_{[t_{1}, t_{2}]} = 0

, namely,

a (t) \leq 0

for almost every

t \in [t_{1}, t_{2}]

. If

λ > 0

, then

λ a (t) < 1

for almost every

t \in [t_{1}, t_{2}]

. Now it follows from the comparison theorem, equation (3.15), and Remark 2.1 that

f (λ) < ϑ (t_{2}; t_{1}, θ_{0}, 1) = θ_{0} + t_{2} - t_{1} < k π_{p},

completing the proof of equation (3.32). □

In the rest of this subsection, we aim to reveal some quasi-monotonicity property of $ϑ (t_{1}; t_{0}, ϑ_{0}, λ a)$ in λ, which will play an important role in analyzing the structure of the Fučík spectra $Π_{p}^{D / N} (a, b)$ .

Using equation (3.18), the characterization on

Σ_{p}^{D} (a)

, we can rewritten equation (3.22) more precisely as

\begin{array}{l} ϑ (1; 0, - \frac{π_{p}}{2}, λ^{*} a) = - \frac{π_{p}}{2} + m π_{p}, \\ \pm λ^{*} > 0, m \in Z, m \geq 1 \end{array}} ⟹ \pm \frac{d}{d λ} ϑ (1; 0, - \frac{π_{p}}{2}, λ a) |_{λ = λ^{*}} > 0 .

Furthermore, we have

\begin{matrix} \begin{array}{l} ϑ (1; 0, - \frac{π_{p}}{2} + k π_{p}, λ^{*} a) = - \frac{π_{p}}{2} + m π_{p}, \\ \pm λ^{*} > 0, k \in Z, m \in Z, m > k \end{array}} \\ ⟹ \pm \frac{d}{d λ} ϑ (1; 0, - \frac{π_{p}}{2} + k π_{p}, λ a) |_{λ = λ^{*}} > 0, \end{matrix}

(3.33)

because it follows from equation (3.16) that

ϑ (1; 0, - \frac{π_{p}}{2} + k π_{p}, λ a) = ϑ (1; 0, - \frac{π_{p}}{2}, λ a) + k π_{p}, \forall k \in Z .

Though we have always been considering equations on the interval

t \in [0, 1]

, similar results as in Theorem 2.1 still hold when the interval is replaced by any general interval. Thus equation (3.33) can also be generalized. In fact, for any

α, β \in R

,

α < β

and

a \in L^{1} [α, β]

, we have

\begin{matrix} \begin{array}{l} ϑ (β; α, - \frac{π_{p}}{2} + k π_{p}, λ^{*} a) = - \frac{π_{p}}{2} + m π_{p}, \\ \pm λ^{*} > 0, k \in Z, m \in Z, m > k \end{array}} \\ ⟹ \pm \frac{d}{d λ} ϑ (β; α, - \frac{π_{p}}{2} + k π_{p}, λ a) |_{λ = λ^{*}} > 0 . \end{matrix}

(3.34)

Similar arguments can be applied to (3.23)-(3.25) to obtain results analogous to equation (3.34). We skip the proof and collect these results in the following lemma, which can be understood as the quasi-monotonicity of $ϑ (t_{1}; t_{0}, ϑ_{0}, λ a)$ in λ.

Lemma 3.4 Given

k \in Z

,

α, β \in R

,

α < β

, and

a \in L^{1} [α, β]

, let

φ (λ) = ϑ (β; α, k π_{p} - \frac{π_{p}}{2}, λ a) and ψ (λ) = ϑ (β; α, k π_{p}, λ a) .

(i)

If there exist $λ^{*} > 0$ and an integer $m > k$ such that $φ (λ^{*}) = m π_{p} - \frac{π_{p}}{2}$ , then $φ^{'} (λ^{*}) > 0$ . Consequently, $φ (λ) > m π_{p} - \frac{π_{p}}{2}$ for any $λ \in (λ^{*}, + \infty)$ and $φ (λ) < m π_{p} - \frac{π_{p}}{2}$ for any $λ \in (0, λ^{*})$ .
(ii)

If there exist $λ^{*} > 0$ and an integer $m \geq k$ such that $φ (λ^{*}) = m π_{p}$ , then $φ^{'} (λ^{*}) > 0$ . Consequently, $φ (λ) > m π_{p}$ for any $λ \in (λ^{*}, + \infty)$ and $φ (λ) < m π_{p}$ for any $λ \in (0, λ^{*})$ .
(iii)

If there exist $λ^{*} > 0$ and an integer $m \geq k$ such that $ψ (λ^{*}) = m π_{p}$ , then $ψ^{'} (λ^{*}) > 0$ . Consequently, $ψ (λ) > m π_{p}$ for any $λ \in (λ^{*}, + \infty)$ and $ψ (λ) < m π_{p}$ for any $λ \in (0, λ^{*})$ .
(iv)

If there exist $λ^{*} > 0$ and an integer $m > k$ such that $ψ (λ^{*}) = m π_{p} - \frac{π_{p}}{2}$ , then $ψ^{'} (λ^{*}) > 0$ . Consequently, $ψ (λ) > m π_{p} - \frac{π_{p}}{2}$ for any $λ \in (λ^{*}, + \infty)$ and $ψ (λ) < m π_{p} - \frac{π_{p}}{2}$ for any $λ \in (0, λ^{*})$ .

3.3 Half-eigenvalues of p-Laplacian with a pair of indefinite weights

For any

a, b \in L^{1} [0, 1]

, denote by

H_{p}^{D} (a, b)

and

H_{p}^{N} (a, b)

the sets of half-eigenvalues of the scalar p-Laplacian, namely, the sets of those

λ \in R

such that

{(ϕ_{p} (x^{'}))}^{'} + λ a (t) ϕ_{p} (x_{+}) - λ b (t) ϕ_{p} (x_{-}) = 0, a.e. t \in [0, 1]

has a non-trivial solution satisfying the boundary conditions (1.3) and (1.4), respectively.

Based on the p-polar transformation (2.2) and the quasi-monotonicity results in Lemma 2.2, by similar arguments as in Section 3.1 we can show that

\begin{matrix} H_{p}^{D} (a, b) = ⋃_{k \in Z, k \geq 1} {λ \in R : θ (1; 0, - \frac{π_{p}}{2}, λ a, λ b) = k π_{p} - \frac{π_{p}}{2}}, \\ H_{p}^{N} (a, b) = ⋃_{k \in Z, k \geq 0} {λ \in R : θ (1; 0, 0, λ a, λ b) = k π_{p}} . \end{matrix}

Applying the differentiability results (2.6) and (2.7) in Theorem 2.1, together with the Dirichlet boundary condition (1.3), by similar arguments as in Section 3.2 we can show that

θ (1; 0, - \frac{π_{p}}{2}, λ a, λ b)

is also quasi-monotonic in λ. More precisely, we have

\begin{matrix} \begin{array}{l} θ (1; 0, - \frac{π_{p}}{2}, λ^{*} a, λ^{*} b) = - \frac{π_{p}}{2} + k π_{p}, \\ \pm λ^{*} > 0, k \in Z, k \geq 1 \end{array}} \\ ⟹ \pm \frac{d}{d λ} ϑ (1; 0, - \frac{π_{p}}{2}, λ a, λ b) |_{λ = λ^{*}} > 0 . \end{matrix}

(3.35)

We also know that

θ (1; 0, - \frac{π_{p}}{2}, 0 \cdot a, 0 \cdot b) < 0

, because the equation

θ^{'} = (p - 1) | {sin}_{p} (θ) |^{p^{*}}

has equilibria

θ = k π_{p}

,

k \in Z

. Combining the quasi-monotonicity results in Lemma 2.2, we have

- \frac{π_{p}}{2} < θ (1; 0, - \frac{π_{p}}{2}, 0 \cdot a, 0 \cdot b) < 0,

(3.36)

and hence

0 \notin H_{p}^{D} (a, b)

. It follows from equations (3.35) and (3.36) that for any

k \geq 1

, the equation

θ (1; 0, - \frac{π_{p}}{2}, λ a, λ b) = k π_{p} - \frac{π_{p}}{2}

has at most one positive solution and one negative solution, denoted, respectively, by

Λ_{k}^{D} (a, b)

and

Λ_{- k}^{D} (a, b)

, if they exist. More precisely, we have

\begin{matrix} λ = Λ_{k}^{D} (a, b), k \geq 1 \\ ⟺ λ > 0 and θ (1; 0, - \frac{π_{p}}{2}, λ a, λ b) = k π_{p} - \frac{π_{p}}{2}; \end{matrix}

(3.37)

\begin{matrix} λ = Λ_{- k}^{D} (a, b), k \geq 1 \\ ⟺ λ < 0 and θ (1; 0, - \frac{π_{p}}{2}, λ a, λ b) = k π_{p} - \frac{π_{p}}{2} . \end{matrix}

(3.38)

By equations (3.26), (3.27), and Lemma 2.2, we have

Λ_{\pm 1}^{D} (a, b) = λ_{\pm 1}^{D} (a)

. Some immediate results are

\begin{matrix} the existence of Λ_{k + 1}^{D} (a, b), k \geq 1 ⟹ the existence of Λ_{k}^{D} (a, b), \\ the existence of Λ_{- (k + 1)}^{D} (a, b), k \geq 1 ⟹ the existence of Λ_{- k}^{D} (a, b) . \end{matrix}

(3.39)

Similarly, we have

θ (1; 0, 0, 0 \cdot a, 0 \cdot b) = 0

and

\begin{array}{l} θ (1; 0, 0, λ^{*} a, λ^{*} b) = k π_{p}, \\ \pm λ^{*} > 0, k \in Z, k \geq 0 \end{array}} ⟹ \pm \frac{d}{d λ} ϑ (1; 0, 0, λ a, λ b) |_{λ = λ^{*}} > 0 .

Thus the Neumann type half-eigenvalues

Λ_{\pm k}^{N} (a, b)

,

k \geq 1

, are defined as

\begin{array}{r} λ = Λ_{k}^{N} (a, b), k \geq 1 ⟺ λ > 0 and θ (1; 0, 0, λ a, λ b) = k π_{p}; \\ λ = Λ_{- k}^{N} (a, b), k \geq 1 ⟺ λ < 0 and θ (1; 0, 0, λ a, λ b) = k π_{p} . \end{array}

And the existence of

Λ_{\pm (k + 1)}^{N} (a, b)

,

k \geq 1

, implies the existence of

Λ_{\pm k}^{N} (a, b)

. By Lemma 2.2, the solution of

θ (1; 0, 0, λ a, λ b) = 0

is also that of

θ (1; 0, 0, λ a) = 0

. Thus there may exist at most one principal Neumann half-eigenvalue

Λ_{0}^{N} (a, b)

, which is defined as

λ = Λ_{0}^{N} (a, b) ⟺ λ \neq 0 and θ (1; 0, 0, λ a, λ b) = 0,

and $Λ_{0}^{N} (a, b) = Λ_{0}^{N} (a)$ by equation (3.28). Note that $Λ_{0}^{N} (a, b)$ may not exist even if $Λ_{\pm 1}^{N} (a, b)$ exist.

It is easy to check that

Λ_{- k}^{D} (a, b) = - Λ_{k}^{D} (- a, - b) and Λ_{- k}^{N} (a, b) = - Λ_{k}^{N} (- a, - b) .

Essentially we need only to concern $Λ_{0}^{N} (a, b)$ and those positive half-eigenvalues $Λ_{k}^{D / N} (a, b)$ , $k \geq 1$ . Now a natural question arises: for what kind of weights a and b do there exist no, finitely many, or infinitely many positive Dirichlet or Neumann type half-eigenvalues?

Lemma 3.5 Assume that

a, b \in L^{1} [0, 1]

and

0 \leq t_{1} < t_{2} \leq 1

. If

a_{+} b_{+} \cdot 1_{[t_{1}, t_{2}]} ≻ 0

, then

lim_{λ \to + \infty} (θ (t_{2}; t_{1}, ϑ_{0}, λ a, λ b) - ϑ_{0}) = + \infty

(3.40)

uniformly in $ϑ_{0} \in R$ .

Proof This lemma can be proved by similar argument as in the proof of Lemma 2.3 in [10], thus we skip the details. □

Lemma 3.6 Suppose that

a, b \in L^{1} [0, 1]

,

0 \leq t_{0} < t_{1} < \dots < t_{k} \leq 1

, and there exist

λ_{i} > 0

,

i = 0, 1, \dots, ⌊ \frac{k - 1}{2} ⌋

, and

μ_{i} > 0

,

i = 0, 1, \dots, ⌊ \frac{k}{2} ⌋ - 1

, such that

ϑ (t_{2 i + 1}; t_{2 i}, 2 i π_{p} - \frac{π_{p}}{2}, λ_{i} a) = (2 i + 1) π_{p} - \frac{π_{p}}{2}, i = 0, 1, \dots, ⌊ \frac{k - 1}{2} ⌋,

(3.41)

ϑ (t_{2 i + 2}; t_{2 i + 1}, 2 i π_{p} + \frac{π_{p}}{2}, μ_{i} b) = (2 i + 1) π_{p} + \frac{π_{p}}{2}, i = 0, 1, \dots, ⌊ \frac{k}{2} ⌋ - 1 .

(3.42)

Let

λ^{*} \geq max {λ_{i} : i = 0, 1, \dots, ⌊ \frac{k - 1}{2} ⌋}

and

μ^{*} \geq max {μ_{i} : i = 0, 1, \dots, ⌊ \frac{k}{2} ⌋ - 1}

. Then

θ (t_{k}; t_{0}, - \frac{π_{p}}{2}, λ^{*} a, μ^{*} b) \geq k π_{p} - \frac{π_{p}}{2},

(3.43)

and inequality (3.43) becomes an equality if and only if

λ^{*} = λ_{i}, \forall i = 0, 1, \dots, ⌊ \frac{k - 1}{2} ⌋ and μ^{*} = μ_{i}, \forall i = 0, 1, \dots, ⌊ \frac{k}{2} ⌋ - 1 .

Proof Let us write $θ (t) = θ (t; t_{0}, - \frac{π_{p}}{2}, λ^{*} a, μ^{*} b)$ for simplicity.

Claim I: there exists

t_{1}^{*} \in (t_{0}, t_{1}]

such that

θ (t_{1}^{*}) = \frac{π_{p}}{2}

. If this is false, then it follows from Lemma 2.2 that

θ (t) \in (- \frac{π_{p}}{2}, \frac{π_{p}}{2}), \forall t \in (t_{0}, t_{1}],

(3.44)

and hence

{cos}_{p} θ (t) > 0

for any

t \in (t_{0}, t_{1})

. Recall that

θ (t)

satisfies the ODE

θ^{'} (t) = λ^{*} a (t) {({cos}_{p} θ)}_{+}^{p} + μ^{*} b (t) {({cos}_{p} θ)}_{-}^{p} + (p - 1) | {sin}_{p} θ |^{p^{*}}, a.e. t \in [0, 1] .

Then we can conclude that

θ (t)

also satisfies

θ^{'} (t) = λ^{*} a (t) | {cos}_{p} θ |^{p} + (p - 1) | {sin}_{p} θ |^{p^{*}}

(3.45)

on the interval

t \in [t_{0}, t_{1}]

. Thus we have

θ (t) = ϑ (t; t_{0}, - \frac{π_{p}}{2}, λ^{*} a), \forall t \in [t_{0}, t_{1}] .

(3.46)

Particularly, we get from equations (3.44) and (3.46)

ϑ (t_{1}; t_{0}, - \frac{π_{p}}{2}, λ^{*} a) = θ (t_{1}) < \frac{π_{p}}{2} .

(3.47)

On the other hand, let

i = 0

in equation (3.41), we get

ϑ (t_{1}; t_{0}, - \frac{π_{p}}{2}, λ_{0} a) = \frac{π_{p}}{2} .

(3.48)

Since

λ^{*} \geq λ_{0} > 0

, it follows from Lemma 3.4(i) that

ϑ (t_{1}; t_{0}, - \frac{π_{p}}{2}, λ^{*} a) \geq \frac{π_{p}}{2},

a contradiction to equation (3.47). Thus there exists $t_{1}^{*} \in (t_{0}, t_{1}]$ such that $θ (t_{1}^{*}) = \frac{π_{p}}{2}$ , proving Claim I.

If

λ^{*} > λ_{0}

, we aim to show that

t_{1}^{*} < t_{1}

. If this is not true, then

t_{1}^{*} = t_{1}

, and one can check that equation (3.46) is still true. It follows from equations (3.46), (3.48), Lemma 3.4(i), and the fact

λ^{*} > λ_{0}

that

θ (t_{1}^{*}) = θ (t_{1}) = ϑ (t_{1}; t_{0}, - \frac{π_{p}}{2}, λ^{*} a) > \frac{π_{p}}{2},

a contradiction to $θ (t_{1}^{*}) = \frac{π_{p}}{2}$ .

Claim II: there exists

t_{2}^{*} \in (t_{1}^{*}, t_{2}]

such that

θ (t_{2}^{*}) = \frac{3 π_{p}}{2}

. If this is not true, then the quasi-monotonicity of

θ (t)

in t shows that

θ (t) \in (\frac{π_{p}}{2}, \frac{3 π_{p}}{2}), \forall t \in (t_{1}^{*}, t_{2}] .

Thus

θ (t)

satisfies

θ^{'} (t) = μ^{*} b (t) | {cos}_{p} θ |^{p} + (p - 1) | {sin}_{p} θ |^{p^{*}}

(3.49)

on the interval

t \in [t_{1}^{*}, t_{2}]

, and the initial value condition

θ (t_{1}^{*}) = \frac{π_{p}}{2}

. Therefore

θ (t) = ϑ (t; t_{1}^{*}, \frac{π_{p}}{2}, μ^{*} b), \forall t \in [t_{1}^{*}, t_{2}] .

(3.50)

If $t_{1}^{*} = t_{1}$ , similar arguments as in the proof of Claim I show the existence of $t_{2}^{*} \in (t_{1}^{*}, t_{2}]$ such that $θ (t_{2}^{*}) = \frac{3 π_{p}}{2}$ , and Claim II is proved. Moreover, if $μ^{*} > μ_{0}$ , then $t_{2}^{*} < t_{2}$ .

If

t_{1}^{*} < t_{1}

, then

θ (t_{1}) > \frac{π_{p}}{2}

by Lemma 2.2. We can improve the result in Claim II as the existence of

t_{2}^{*} \in (t_{1}^{*}, t_{2})

such that

θ (t_{2}^{*}) = \frac{3 π_{p}}{2}

. If this result is not true, then

θ (t) \in (\frac{π_{p}}{2}, \frac{3 π_{p}}{2}), \forall t \in (t_{1}^{*}, t_{2}),

and we still have equations (3.49)-(3.50). Now both

θ (t)

and

ϑ (t) : = ϑ (t; t_{1}, \frac{π_{p}}{2}, μ^{*} b)

satisfy the same ODE (3.49) on the interval

t \in [t_{1}, t_{2}]

, while the initial values satisfy the condition

θ (t_{1}) > \frac{π_{p}}{2} = ϑ (t_{1}) .

By case

i = 0

in equation (3.42) we have

ϑ (t_{2}) = \frac{3 π_{p}}{2}

. Now the existence and uniqueness theorem for the first-order ODEs shows that

θ (t_{2}) > ϑ (t_{2}) = \frac{3 π_{p}}{2} .

Since $θ (t_{1}^{*}) = \frac{π_{p}}{2}$ , there exists $t_{2}^{*} \in (t_{1}^{*}, t_{2})$ such that $θ (t_{2}^{*}) = \frac{3 π_{p}}{2}$ .

Now we can conclude that Claim II is true. Moreover, if $λ^{*} > λ_{0}$ or $μ^{*} > λ_{0}$ , then $t_{2}^{*} < t_{2}$ .

Inductively, we can show that there exists $t_{k}^{*} \in (t_{k - 1}^{*}, t_{k}]$ such that $θ (t_{k}^{*}) = k π_{p} - \frac{π_{p}}{2}$ . Moreover, we have $t_{k}^{*} < t_{k}$ , if $λ^{*} > λ_{i_{0}}$ for some $i_{0} \in {0, 1, \dots, ⌊ \frac{k - 1}{2} ⌋}$ , or $μ^{*} > μ_{j_{0}}$ for some $j_{0} \in {0, 1, \dots, ⌊ \frac{k}{2} ⌋ - 1}$ . And if $t_{k}^{*} < t_{k}$ , it follows from Lemma 2.2 that $θ (t_{k}) > k π_{p} - \frac{π_{p}}{2}$ .

Finally, if $λ^{*} = λ_{i}$ , $i = 0, 1, \dots, ⌊ \frac{k - 1}{2} ⌋$ , and $μ^{*} = μ_{i}$ , $i = 0, 1, \dots, ⌊ \frac{k}{2} ⌋ - 1$ , then it follows from equations (3.41) and (3.42) that $θ (t_{k}; t_{0}, - \frac{π_{p}}{2}, λ^{*} a, μ^{*} b) = k π_{p} - \frac{π_{p}}{2}$ , completing the proof of the lemma. □

Property 3.1 Given

a, b \in L^{1} [0, 1]

, we have the following results:

(i)

if $a ≺ 0$ , then any positive half-eigenvalues $Λ_{k}^{D} (a, b)$ , $k \geq 1$ , does not exist;
(ii)

if $a_{+} b_{+} ≻ 0$ , then all positive half-eigenvalues $Λ_{k}^{D} (a, b)$ , $k \geq 1$ , exist;
(iii)

$Λ_{k + 1}^{D} (a, b)$ exists, $k \geq 1$ ⟹ both $Λ_{k}^{D} (a, b)$ and $Λ_{k}^{D} (b, a)$ exist;
(iv)

both $Λ_{k}^{D} (a, b)$ and $Λ_{k}^{D} (b, a)$ exist, $k \geq 1$ ⟹ $Λ_{k + 1}^{D} (a, b)$ exists or $Λ_{k + 1}^{D} (b, a)$ exists.

Proof (i) Assume that

a ≺ 0

. If there exists a positive half-eigenvalue

λ^{*} = Λ_{k_{0}}^{D} (a, b)

,

k_{0} \geq 1

, then

θ (1; 0, - \frac{π_{p}}{2}, λ^{*} a, λ^{*} b) = k_{0} π_{p} - \frac{π_{p}}{2},

and hence there must exist

t_{1} \in (0, 1]

such that

θ (t_{1}; 0, - \frac{π_{p}}{2}, λ^{*} a, λ^{*} b) = \frac{π_{p}}{2} .

It follows from Lemma 2.2 that

θ (t) = θ (t; 0, - \frac{π_{p}}{2}, λ^{*} a, λ^{*} b) \in (- \frac{π_{p}}{2}, \frac{π_{p}}{2}), \forall t \in (0, t_{1}),

and hence

θ (t; 0, - \frac{π_{p}}{2}, λ^{*} a, λ^{*} b) = ϑ (t; 0, - \frac{π_{p}}{2}, λ^{*} a), \forall t \in [0, t_{1}] .

Particularly, we get

ϑ (t_{1}; 0, - \frac{π_{p}}{2}, λ^{*} a) = θ (t_{1}; 0, - \frac{π_{p}}{2}, λ^{*} a, λ^{*} b) = \frac{π_{p}}{2} .

By Lemma 3.3, we have

a_{+} \cdot 1_{[0, t_{1}]} ≻ 0

, a contradiction to the assumption

a ≺ 0

. Consequently, there is not any positive half-eigenvalue

Λ_{k}^{D} (a, b)

,

k \geq 1

, if

a ≺ 0

.

(ii)

This result follows immediately from equations (3.35), (3.36), and Lemma 3.5.
(iii)

Assume that $λ^{*} = Λ_{k + 1}^{D} (a, b)$ exists and $k \geq 1$ . The existence of $Λ_{k}^{D} (a, b)$ has been given in equation (3.39). We need only to prove the existence of $Λ_{k}^{D} (b, a)$ . Take the following notations for simplicity:
$θ (t) : = θ (t; 0, - \frac{π_{p}}{2}, λ^{*} a, λ^{*} b), \tilde{θ} (t) : = θ (t; 0, - \frac{π_{p}}{2}, λ^{*} b, λ^{*} a) .$

By the definition of

Λ_{k + 1}^{D} (a, b)

, we have

θ (1) = (k + 1) π_{p} - \frac{π_{p}}{2}

. By Lemma 2.2, there exist

0 = t_{0} < t_{1} < \dots < t_{k} < t_{k + 1} = 1

, such that

θ (t_{i}) = i π_{p} - \frac{π_{p}}{2}, 0 \leq i \leq k + 1

and

i π_{p} - \frac{π_{p}}{2} < θ (t) < i π_{p} + \frac{π_{p}}{2}, \forall t \in (t_{i}, t_{i + 1}), 0 \leq i \leq k .

Therefore

{cos}_{p} θ (t) > (<) 0

if

t \in (t_{i}, t_{i + 1})

and i is even (odd). Thus

\begin{matrix} θ (t) = ϑ (t; t_{i}, i π_{p} - \frac{π_{p}}{2}, λ^{*} a), \forall t \in (t_{i}, t_{i + 1}), 0 \leq i \leq k, i is even, \\ θ (t) = ϑ (t; t_{i}, i π_{p} - \frac{π_{p}}{2}, λ^{*} b), \forall t \in (t_{i}, t_{i + 1}), 0 \leq i \leq k, i is odd . \end{matrix}

(3.51)

We claim that

\tilde{θ} (t_{i}) > i π_{p} - \frac{3 π_{p}}{2}, i = 1, 2, \dots, k + 1 .

(3.52)

In fact, we have

\tilde{θ} (t_{1}) > - \frac{π_{p}}{2}

by Lemma 2.2, proving equation (3.52) for the case

i = 1

. To prove the case

i = 2

, we assume on the contrary that

\tilde{θ} (t_{2}) \leq \frac{π_{p}}{2}

, then

- \frac{π_{p}}{2} < \tilde{θ} (t) < \frac{π_{p}}{2}, \forall t \in (t_{1}, t_{2}),

and hence

\tilde{θ} (t) = ϑ (t; t_{1}, \tilde{θ} (t_{1}), λ^{*} b), \forall t \in (t_{1}, t_{2}) .

Letting

i = 1

in equation (3.51), we see that

θ (t)

and

\tilde{θ} (t)

satisfy the same ODE,

θ^{'} (t) = λ^{*} b (t) | {cos}_{p} θ |^{p} + (p - 1) | {sin}_{p} θ |^{p^{*}}, t \in [t_{1}, t_{2}] .

(3.53)

Moreover,

φ (t) : = θ (t) - π_{p}

is also a solution of equation (3.53). Since

φ (t_{1}) = θ (t_{1}) - π_{p} = - \frac{π_{p}}{2} < \tilde{θ} (t_{1})

we obtain

\tilde{θ} (t_{2}) > φ (t_{2}) = θ (t_{2}) - π_{p} = \frac{π_{p}}{2},

thus the assumption $\tilde{θ} (t_{2}) \leq \frac{π_{p}}{2}$ is false, proving equation (3.52) for the case $i = 2$ . Inductively, we can prove equation (3.52).

Let

i = k + 1

in equation (3.52); we get

θ (1; 0, - \frac{π_{p}}{2}, λ^{*} b, λ^{*} a) = \tilde{θ} (1) > k π_{p} - \frac{π_{p}}{2} .

Combining with equation (3.36), we conclude that there must exist

\tilde{λ} = Λ_{k}^{D} (b, a) \in (0, λ^{*})

such that

θ (1; 0, - \frac{π_{p}}{2}, \tilde{λ} b, \tilde{λ} a) = k π_{p} - \frac{π_{p}}{2} .

(iv)

Suppose that both $λ^{*} = Λ_{k}^{D} (a, b)$ and $λ_{*} = Λ_{k}^{D} (b, a)$ exist and $k \geq 1$ . We assume that $k = 2 m + 1$ , $m \geq 0$ . The case $k = 2 m$ can be proved similarly.

Let us take the notations

θ (t) : = θ (t; 0, - \frac{π_{p}}{2}, λ^{*} a, λ^{*} b) and \tilde{θ} (t) : = θ (t; 0, - \frac{π_{p}}{2}, λ_{*} b, λ_{*} a) .

By the definition of half-eigenvalues in equation (3.37) and Lemma 2.2, there exist

0 = t_{0} < t_{1} < \dots < t_{2 m} < t_{2 m + 1} = 1

and

0 = s_{0} < s_{1} < \dots < s_{2 m} < s_{2 m + 1} = 1

, such that

\begin{matrix} θ (t_{i}) = i π_{p} - \frac{π_{p}}{2}, i = 0, 1, \dots, 2 m + 1; \\ \tilde{θ} (s_{i}) = i π_{p} - \frac{π_{p}}{2}, i = 0, 1, \dots, 2 m + 1 \end{matrix}

and

\begin{matrix} θ (t) = ϑ (t; t_{2 i}, 2 i π_{p} - \frac{π_{p}}{2}, λ^{*} a), \forall t \in [t_{2 i}, t_{2 i + 1}], 0 \leq i \leq m; \\ θ (t) = ϑ (t; t_{2 i + 1}, 2 i π_{p} + \frac{π_{p}}{2}, λ^{*} b), \forall t \in [t_{2 i + 1}, t_{2 i + 2}], 0 \leq i \leq m - 1; \\ \tilde{θ} (t) = ϑ (t; s_{2 i}, 2 i π_{p} - \frac{π_{p}}{2}, λ_{*} b), \forall t \in [s_{2 i}, s_{2 i + 1}], 0 \leq i \leq m; \\ \tilde{θ} (t) = ϑ (t; s_{2 i + 1}, 2 i π_{p} + \frac{π_{p}}{2}, λ_{*} a), \forall t \in [s_{2 i + 1}, s_{2 i + 2}], 0 \leq i \leq m - 1 . \end{matrix}

Particularly, we get

ϑ (t_{2 i + 1}; t_{2 i}, 2 i π_{p} - \frac{π_{p}}{2}, λ^{*} a) = 2 i π_{p} + \frac{π_{p}}{2}, 0 \leq i \leq m;

(3.54)

ϑ (t_{2 i + 2}; t_{2 i + 1}, 2 i π_{p} + \frac{π_{p}}{2}, λ^{*} b) = 2 i π_{p} + \frac{3 π_{p}}{2}, 0 \leq i \leq m - 1;

(3.55)

ϑ (s_{2 i + 1}; s_{2 i}, 2 i π_{p} - \frac{π_{p}}{2}, λ_{*} b) = 2 i π_{p} + \frac{π_{p}}{2}, 0 \leq i \leq m;

(3.56)

ϑ (s_{2 i + 2}; s_{2 i + 1}, 2 i π_{p} + \frac{π_{p}}{2}, λ_{*} a) = 2 i π_{p} + \frac{π_{p}}{2}, 0 \leq i \leq m - 1 .

(3.57)

Let

i = m

in equations (3.54) and (3.56). We get from Lemma 3.3

a_{+} \cdot 1_{[t_{2 m}, 1]} ≻ 0 and b_{+} \cdot 1_{[s_{2 m}, 1]} ≻ 0 .

(3.58)

Without loss of generality, we may assume that $t_{2 m} \leq s_{2 m}$ . We need only to distinguish three cases in the following.

Case 1.

a_{+} \cdot 1_{[t_{2 m}, s_{2 m}]} ≻ 0

and

b_{+} \cdot 1_{[s_{2 m}, 1]} ≻ 0

. In this case, it follows from Lemma 3.3 that there exist

λ_{1} > 0

and

λ_{2} > 0

such that

\begin{matrix} ϑ (s_{2 m}; t_{2 m}, 2 m π_{p} - \frac{π_{p}}{2}, λ_{1} a) = (2 m + 1) π_{p} - \frac{π_{p}}{2}, \\ ϑ (1; s_{2 m}; 2 m π_{p} + \frac{π_{p}}{2}, λ_{2} b) = (2 m + 2) π_{p} - \frac{π_{p}}{2} . \end{matrix}

Let

\bar{λ} = max {λ^{*}, λ_{1}, λ_{2}}

. Combining equations (3.54), (3.55), and the above two conditions, we get from Lemma 3.6

θ (1; 0, - \frac{π_{p}}{2}, \bar{λ} a, \bar{λ} b) \geq (2 m + 2) π_{p} - \frac{π_{p}}{2} = (k + 1) π_{p} - \frac{π_{p}}{2},

and hence $Λ_{k + 1}^{D} (a, b)$ exists.

Case 2. $a_{+} \cdot 1_{[t_{2 m}, s_{2 m}]} = 0$ and $a_{+} b_{+} \cdot 1_{[s_{2 m}, 1]} ≻ 0$ . In this case, we have $a_{+} b_{+} ≻ 0$ . And it follows from the result (ii) in this property that both $Λ_{k + 1}^{D} (a, b)$ and $Λ_{k + 1}^{D} (b, a)$ exist.

Case 3.

a_{+} \cdot 1_{[t_{2 m}, s_{2 m}]} = 0

and

a_{+} b_{+} \cdot 1_{[s_{2 m}, 1]} = 0

. In this case, since

a_{+} \cdot 1_{[t_{2 m}, s_{2 m}]} = 0

, the condition (3.58) can be written as

a_{+} \cdot 1_{[s_{2 m}, 1]} ≻ 0 and b_{+} \cdot 1_{[s_{2 m}, 1]} ≻ 0 .

Because

a_{+} b_{+} \cdot 1_{[s_{2 m}, 1]} = 0

, there must exist

τ \in (s_{2 m}, 1)

, such that

a_{+} \cdot 1_{[s_{2 m}, τ]} ≻ 0 and b_{+} \cdot 1_{[τ, 1]} ≻ 0

(3.59)

or

b_{+} \cdot 1_{[s_{2 m}, τ]} ≻ 0 and a_{+} \cdot 1_{[τ, 1]} ≻ 0 .

(3.60)

Then we can apply similar arguments as in Case 1 to get the existence of $Λ_{k + 1}^{D} (a, b)$ if equation (3.59) holds, and the existence of $Λ_{k + 1}^{D} (b, a)$ if equation (3.59) holds. □

Corollary 3.1 Let

a, b \in L^{1} [0, 1]

and denote

R^{+} = (0, + \infty)

. One of the following three cases must occur.

(i)

$H_{p}^{D} (a, b) \cap R^{+} = \emptyset$ and $H_{p}^{D} (b, a) \cap R^{+} = \emptyset$ .
(ii)

$H_{p}^{D} (a, b) \cap R^{+} = ⋃_{k \geq 1} Λ_{k}^{D} (a, b)$ and $H_{p}^{D} (b, a) \cap R^{+} = ⋃_{k \geq 1} Λ_{k}^{D} (b, a)$ .
(iii)

There exists $k_{0} \geq 1$ such that either
$H_{p}^{D} (a, b) \cap R^{+} = ⋃_{1 \leq k \leq k_{0}} Λ_{k}^{D} (a, b), H_{p}^{D} (b, a) \cap R^{+} = ⋃_{1 \leq k \leq k_{0} - 1} Λ_{k}^{D} (b, a)$

or

H_{p}^{D} (a, b) \cap R^{+} = ⋃_{1 \leq k \leq k_{0} - 1} Λ_{k}^{D} (a, b), H_{p}^{D} (b, a) \cap R^{+} = ⋃_{1 \leq k \leq k_{0}} Λ_{k}^{D} (b, a) .

Applying Lemmas 3.3 and 3.6, one can verify the following three examples.

Example 3.1 Suppose

a, b \in L^{1} [0, 1]

,

0 = t_{0} < t_{1} < \dots < t_{2 n} < t_{2 n + 1} = 1

,

n \geq 0

, and

\begin{matrix} a_{+} \cdot 1_{[t_{k}, t_{k + 1}]} ≻ 0, b_{+} \cdot 1_{[t_{k}, t_{k + 1}]} = 0, k = 0, 2, 4, \dots, 2 n, \\ a_{+} \cdot 1_{[t_{k}, t_{k + 1}]} = 0, b_{+} \cdot 1_{[t_{k}, t_{k + 1}]} ≻ 0, k = 1, 3, 5, \dots, 2 n - 1 . \end{matrix}

Then $H_{p}^{D} (a, b) \cap R^{+} = ⋃_{1 \leq k \leq 2 n + 1} Λ_{k}^{D} (a, b)$ and $H_{p}^{D} (b, a) \cap R^{+} = ⋃_{1 \leq k \leq 2 n} Λ_{k}^{D} (b, a)$ .

Example 3.2 Suppose

a, b \in L^{1} [0, 1]

,

0 = t_{0} < t_{1} < \dots < t_{2 n - 1} < t_{2 n} = 1

,

n \geq 1

, and

\begin{matrix} a_{+} \cdot 1_{[t_{k}, t_{k + 1}]} ≻ 0, b_{+} \cdot 1_{[t_{k}, t_{k + 1}]} = 0, k = 0, 2, 4, \dots, 2 n - 2, \\ a_{+} \cdot 1_{[t_{k}, t_{k + 1}]} = 0, b_{+} \cdot 1_{[t_{k}, t_{k + 1}]} ≻ 0, k = 1, 3, 5, \dots, 2 n - 1 . \end{matrix}

Then $H_{p}^{D} (a, b) \cap R^{+} = ⋃_{1 \leq k \leq 2 n} Λ_{k}^{D} (a, b)$ and $H_{p}^{D} (b, a) \cap R^{+} = ⋃_{1 \leq k \leq 2 n - 1} Λ_{k}^{D} (b, a)$ .

Example 3.3 Suppose

a, b \in L^{1} [0, 1]

,

0 = t_{0} < t_{1} < \dots < t_{k} < t_{k + 1} < 1

,

\forall k \geq 1

, and

\begin{matrix} a_{+} \cdot 1_{[t_{k}, t_{k + 1}]} ≻ 0, b_{+} \cdot 1_{[t_{k}, t_{k + 1}]} = 0, \forall k = 2 n, n \geq 0, \\ a_{+} \cdot 1_{[t_{k}, t_{k + 1}]} = 0, b_{+} \cdot 1_{[t_{k}, t_{k + 1}]} ≻ 0, \forall k = 2 n - 1, n \geq 1 . \end{matrix}

Then $H_{p}^{D} (a, b) \cap R^{+} = ⋃_{1 \leq k \leq + \infty} Λ_{k}^{D} (a, b)$ and $H_{p}^{D} (b, a) \cap R^{+} = ⋃_{1 \leq k \leq + \infty} Λ_{k}^{D} (b, a)$ .

The following property can be proved by similar arguments as used for Property 3.1.

Property 3.2 Given

a, b \in L^{1} [0, 1]

, we have the following results:

(i)

if $a ≺ 0$ , then any positive half-eigenvalues $Λ_{k}^{N} (a, b)$ , $k \geq 0$ , does not exist, namely
$H_{p}^{N} (a, b) \cap R^{+} = \emptyset;$
(ii)

if $a_{+} b_{+} ≻ 0$ , then those positive half-eigenvalues $Λ_{k}^{N} (a, b)$ , $k \geq 1$ , exist, but the existence of a positive principal half-eigenvalue $Λ_{0}^{N} (a, b) = λ_{0}^{N} (a)$ is indefinite;
(iii)

$Λ_{k + 1}^{N} (a, b)$ exists, $k \geq 1$ ⟹ both $Λ_{k}^{N} (a, b)$ and $Λ_{k}^{N} (b, a)$ exist;
(iv)

both $Λ_{k}^{N} (a, b)$ and $Λ_{k}^{N} (b, a)$ exist, $k \geq 1$ ⟹ $Λ_{k + 1}^{N} (a, b)$ exists or $Λ_{k + 1}^{N} (b, a)$ exists.

3.4 Structure of the Fučík spectrum $Π_{p}^{D} (a, b)$

In this subsection, we always use the notation

Θ (λ, μ) = Θ (- \frac{π_{p}}{2}, λ a, μ b)

for simplicity if there is no confusion. By Theorem 2.1, we see that $Θ (λ, μ)$ is continuous in $(λ, μ) \in R^{2}$ .

The following lemma tells us that $Θ (λ, μ)$ is quasi-monotonic in λ and in μ. This property is crucial for us to characterize the structure of the Fučík spectra $Π_{p}^{D} (a, b)$ .

Lemma 3.7 Let

a, b \in L^{1} [0, 1]

. The following results hold:

(i)

if $λ^{*} > 0$ , $μ^{*} > 0$ and $(λ^{*}, μ^{*}) \in W_{k}^{D} (a, b)$ , $k \geq 1$ , then
$Θ (λ, μ^{*}) {\begin{cases} > k π_{p} - \frac{π_{p}}{2}, & if λ \in (λ^{*}, + \infty), \\ < k π_{p} - \frac{π_{p}}{2}, & if λ \in (0, λ^{*}); \end{cases}$
(ii)

if $λ^{*} > 0$ , $μ^{*} > 0$ and $(λ^{*}, μ^{*}) \in W_{k}^{D} (a, b)$ , $k \geq 2$ , then
$Θ (λ^{*}, μ) {\begin{cases} > k π_{p} - \frac{π_{p}}{2}, & if μ \in (μ^{*}, + \infty), \\ < k π_{p} - \frac{π_{p}}{2}, & if μ \in (0, μ^{*}) . \end{cases}$

Proof We only prove (i), and (ii) can be proved by similar arguments.

Suppose

λ^{*} > 0

,

μ^{*} > 0

and

(λ^{*}, μ^{*}) \in W_{k}^{D} (a, b)

,

k \geq 1

. It follows from the definition of

W_{k}^{D} (a, b)

in equation (3.7) that

Θ (λ^{*}, μ^{*}) = Θ (- \frac{π_{p}}{2}, λ^{*} a, μ^{*} b) = - \frac{π_{p}}{2} + k π_{p} .

In the following, we write

θ (t) = θ (t; 0, - \frac{π_{p}}{2}, λ^{*} a, μ^{*} b)

for simplicity. By Lemma 2.2, there exist (0=)

t_{0} < t_{1} < t_{2} < \dots < t_{k}

(=1), such that

θ (t_{i}) = i π_{p} - \frac{π_{p}}{2}, i = 0, 1, 2, \dots, k .

Furthermore, we can deduce that

\begin{matrix} θ (t) = ϑ (t; t_{2 i}, 2 i π_{p} - \frac{π_{p}}{2}, λ^{*} a), \forall t \in [t_{2 i}, t_{2 i + 1}], i = 0, 1, \dots, ⌊ \frac{k - 1}{2} ⌋, \\ θ (t) = ϑ (t; t_{2 i + 1}, 2 i π_{p} + \frac{π_{p}}{2}, μ^{*} b), \forall t \in [t_{2 i + 1}, t_{2 i + 2}], i = 0, 1, \dots, ⌊ \frac{k}{2} ⌋ - 1 . \end{matrix}

Particularly, we get

\begin{matrix} ϑ (t_{2 i + 1}; t_{2 i}, 2 i π_{p} - \frac{π_{p}}{2}, λ^{*} a) = (2 i + 1) π_{p} - \frac{π_{p}}{2}, i = 0, 1, \dots, ⌊ \frac{k - 1}{2} ⌋, \\ ϑ (t_{2 i + 2}; t_{2 i + 1}, 2 i π_{p} + \frac{π_{p}}{2}, μ^{*} b) = (2 i + 1) π_{p} + \frac{π_{p}}{2}, i = 0, 1, \dots, ⌊ \frac{k}{2} ⌋ - 1 . \end{matrix}

Then it follows from Lemma 3.6 that, for any

λ > λ^{*}

(>0), we have

Θ (λ, μ^{*}) = θ (1; 0, - \frac{π_{p}}{2}, λ a, μ^{*} b) > k π_{p} - \frac{π_{p}}{2} .

To complete the proof of (i), we need only to prove

Θ (λ, μ^{*}) < k π_{p} - \frac{π_{p}}{2}, \forall λ \in (0, λ^{*}) .

If this is not true, then there exists

\tilde{λ} \in (0, λ^{*})

such that

Θ (\tilde{λ}, μ^{*}) \geq k π_{p} - \frac{π_{p}}{2}

. Write

\tilde{θ} (t) = \tilde{θ} (t; 0, - \frac{π_{p}}{2}, \tilde{λ} a, μ^{*} b)

for simplicity. Then there exist (0=)

s_{0} < s_{1} < s_{2} < \dots < s_{k}

(≤1) such that

\tilde{θ} (s_{i}) = i π_{p} - \frac{π_{p}}{2}, i = 0, 1, 2, \dots, k .

Since

λ^{*} > \tilde{λ} > 0

, we can use similar arguments as in the previous paragraph to get

θ (s_{k}; 0, - \frac{π_{p}}{2}, λ^{*} a, μ^{*} b) > k π_{p} - \frac{π_{p}}{2} .

Finally, it follows from the condition

s_{k} \leq 1

and Lemma 2.2 that

Θ (λ^{*}, μ^{*}) = θ (1; 0, - \frac{π_{p}}{2}, λ^{*} a, μ^{*} b) > k π_{p} - \frac{π_{p}}{2},

a contradiction to the fact $(λ^{*}, μ^{*}) \in W_{k}^{D} (a, b)$ . □

By the definition of

W_{1}^{D} (a, b)

in equation (3.7), one has

(λ, μ) \in W_{1}^{D} (a, b) ⟺ θ (1; 0, - \frac{π_{p}}{2}, λ a, μ b) = \frac{π_{p}}{2} .

By the quasi-monotonicity results in Lemma 2.2, one has

θ (1; 0, - \frac{π_{p}}{2}, λ a, μ b) = \frac{π_{p}}{2} ⟺ θ (1; 0, - \frac{π_{p}}{2}, λ a) = \frac{π_{p}}{2} .

Then

(λ, μ) \in W_{1}^{D} (a, b) ⟺ θ (1; 0, - \frac{π_{p}}{2}, λ a) = \frac{π_{p}}{2} .

It follows from Lemma 3.1 that the solutions to

θ (1; 0, - \frac{π_{p}}{2}, λ a) = \frac{π_{p}}{2}

are $λ = λ_{\pm 1}^{D} (a)$ if $a_{\pm} ≻ 0$ , $λ = λ_{1}^{D} (a)$ if $a ≻ 0$ , and $λ = λ_{- 1}^{D} (a)$ if $a ≺ 0$ . Thus $W_{1}^{D} (a, b)$ can be characterized as in the following theorem.

Theorem 3.2 Let

a, b \in L^{1} [0, 1]

and assume that

a ≢ 0

.

(i)

If $a_{+} ≻ 0$ and $a_{-} ≻ 0$ , then $W_{1}^{D} (a, b) = (λ_{1}^{D} (a) \times R) \cup (λ_{- 1}^{D} (a) \times R)$ .
(ii)

If $a ≻ 0$ , then $W_{1}^{D} (a, b) = λ_{1}^{D} (a) \times R$ .
(iii)

If $a ≺ 0$ , then

On the Fučík spectrum of the scalar p-Laplacian with indefinite integrable weights

Abstract

Keywords

1 Introduction

2 Preliminary results

3 Fučík spectrum for Dirichlet problems: Π p D ( a , b )

3.1 Decomposition of Π p D ( a , b )

3.2 Eigenvalues of p-Laplacian with an indefinite weight

3.3 Half-eigenvalues of p-Laplacian with a pair of indefinite weights

3.4 Structure of the Fučík spectrum Π p D ( a , b )

3 Fučík spectrum for Dirichlet problems: $Π_{p}^{D} (a, b)$

3.1 Decomposition of $Π_{p}^{D} (a, b)$

3.4 Structure of the Fučík spectrum $Π_{p}^{D} (a, b)$