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Sshaped connected component for the fourthorder boundary value problem
Boundary Value Problems volume 2016, Article number: 189 (2016)
Abstract
In this paper, we investigate the existence of an Sshaped component in the solution set of the following fourthorder boundary value problem:
where \(f\in C( [0,1]\times [0,\infty )\times (\infty,0], [0,\infty))\), and \(\lambda >0\) is a parameter. By figuring the shape of unbounded continua of solutions, we show the existence and multiplicity of positive solutions with respect to the parameter λ, and especially, we obtain the existence of at least three distinct positive solutions for λ being in a certain interval.
1 Introduction
The fourthorder boundary value problem
describes the deformations of an elastic beam with ends simply supported at 0 and 1; see Gupta [1], Lazer and McKenna [2], and references therein. The solvability of (1.1) with \(\lambda \equiv 1\) has been extensively studied by several authors under the at most linear growth conditions; see Usmani [3], Yang [4], Del Pino [5], and Cabada [6]. However, these results give no information about the sign of solutions.
The positivity (or negativity) of solutions of beam equation (i.e., the deflection of the roadbed) is crucial for the whole system and properties of possibly nonstationary solutions. Even if we focus on onedimensional ODE problems, we would like to mention works of Grunau and Sweers [7, 8], where positive solutions of fourthorder PDEs subject to different types of boundary conditions are investigated. The existence and multiplicity of positive solutions of (1.1) or its particular case have been investigated via theory of fixed point index in a cone and LeraySchauder degree by many authors; see, for example, [9–17] and the references therein. Notice that these results give no information on the interesting problem as to what happens to the norms of positive solutions of (1.1) as λ varies in \(\mathbb{R} ^{+}\).
Recently, the global behavior of solution set of (1.1) has been studied by using Dancer’s or Rabinowitz’s global bifurcation theorem (see Ma [18], Ma, Gao, and Han [19], and Dai and Han [20]), and accordingly, the existence and multiplicity of positive solutions and nodal solutions have been obtained. However, the sublinear and superlinear conditions or asymptotic linear growth conditions imposed on the nonlinearities only deduce a relatively simple “shape of the component.”
For the secondorder boundary value problem
there have been some results on the existence of an Sshaped component. For example, in the recent paper [21], Kim and Tanaka showed the existence of three positive solutions via proving the existence of an Sshaped connected component in the solution set of the following problem:
More precisely, they prove the following:
Theorem A
[21], Theorem 1.1
Assume that the following conditions hold:
 (F1):

there exist \(x_{1}, x_{2}\in [0,1]\) such that \(x_{1}< x_{2}\), \(a(x)>0\) on \((x_{1}, x_{2})\), and \(a(x) \leq 0\) on \([0,1]\backslash [x_{1}, x_{2}]\);
 (F2):

there exist \(\alpha >0, f_{0}>0\), and \(f_{1}>0\) such that \(\lim_{s\rightarrow 0^{+}}\frac{f(s)f_{0}s^{p1}}{s^{p1+ \alpha }}=f_{1}\);
 (F3):

\(f_{\infty }:=\lim_{s\rightarrow \infty }\frac{f(s)}{s ^{p1}}=0\);
 (F4):

there exists \(s_{0}>0\) such that
where \(\mu_{1}>0\) is the simple principal eigenvalue of the linear problem corresponding to (1.3), and
Then there exist \(\lambda_{\ast }\in (0,\frac{\mu_{1}}{f_{0}})\) and \(\lambda^{\ast }>\frac{\mu_{1}}{f_{0}}\) such that

(i)
(1.3) has at least one positive solution if \(\lambda =\lambda_{\ast }\);

(ii)
(1.3) has at least two positive solutions if \(\lambda_{\ast }< \lambda \leq \frac{\mu_{1}}{f_{0}}\);

(iii)
(1.3) has at least three positive solutions if \(\frac{\mu_{1}}{f _{0}}<\lambda <\lambda^{\ast }\);

(iv)
(1.3) has at least two positive solutions if \(\lambda = \lambda^{\ast }\);

(v)
(1.3) has at least one positive solution if \(\lambda >\lambda ^{\ast }\).
Of course, the natural question is what happens if we consider the fourthorder problem (1.1)? As we know, there are great differences between secondorder and fourthorder BVPs; for example, for secondorder BVPs, the existence of a wellordered pair of lower and upper solutions is sufficient to ensure the existence of a solution enclosed by them; see [22]. But this is not correct for fourthorder BVPs even for the simple boundary conditions, as the authors showed in [6]. On the other hand, the concavity and convexity of the solutions of secondorder BVPs can be deduced directly from the nonlinearity in the equation, but for fourthorder BVPs, this becomes complicated, especially when the nonlinearity changes the sign.
The purpose of this paper is to investigate the existence of an Sshaped component in the solution set of problem (1.1).
Let
be a component in the solution set of problem (1.1). On the \((\lambda, \Vert u_{\lambda} \Vert _{\infty })\)plane, we define the component curve of \(\mathcal{C}\) as follows:
We say that \(\mathcal{C}\) is Sshaped if \(\widetilde{\mathcal{C}}\) has at least two turning points at some points \((\lambda^{\ast }, \Vert u_{\lambda^{\ast }}\Vert _{\infty })\) and \((\lambda_{\ast }, \Vert u_{\lambda_{\ast }} \Vert _{\infty })\), where \(\lambda_{\ast }<\lambda^{\ast }\) are two positive numbers such that

(i)
\(\Vert u_{\lambda^{\ast }} \Vert _{\infty }<\Vert u_{\lambda_{\ast }} \Vert _{ \infty }\),

(ii)
at \((\lambda^{\ast }, \Vert u_{\lambda^{\ast }} \Vert _{\infty })\), the component curve \(\widetilde{\mathcal{C}}\) turns to the left,

(iii)
at \((\lambda_{\ast }, \Vert u_{\lambda_{\ast }} \Vert _{\infty })\), the component curve \(\widetilde{\mathcal{C}}\) turns to the right.
As we mentioned before, the change of sign of f brings a great difficulty to the solvability of (1.1), so in this paper, we only consider the nonnegative case. Evidently, if there exists an Sshaped component in the positive solutions set of problem (1.1), then we can accordingly deduce the existence and multiplicity of positive solutions for problem (1.1) and, especially, establish the existence of three distinct positive solutions for λ being in a certain interval.
It is worth remarking that the existence of an Sshaped component has its independent interest. This relationship is very useful for computing the numerical solutions of (1.1) since it can be used to guide the numerical work. For example, it can be used to estimate the uinterval in advance in applying the finite difference method. Moreover, we note that if f is nonnegative, then any positive solution u of (1.1) satisfies
and this, together with the Sshaped connected component, can be used to restrict the range of initial values in applying the shooting method.
Throughout the paper, we assume that
 (H1):

\(f: [0,1]\times [0,\infty )\times (\infty,0] \rightarrow [0, \infty )\) is continuous, and \(f(x,s,p)>0\) for \(x\in [0,1]\) and \((s,p)\in ([0,\infty )\times (\infty,0])\backslash \{(0,0)\}\);
 (H2):

there exist constants \(a,b\in [0,\infty )\) with \(a+b>0\) and \(c>0,d>0\) such that
$$\begin{aligned} \lim_{\sqrt{s^{2}+p^{2}}\rightarrow 0}\frac{f(x,s,p)(asbp)}{\sqrt{s ^{2}+p^{2}}^{1+c}}=d \quad \text{uniformly for } x \in [0,1]; \end{aligned}$$  (H3):

$$\begin{aligned} \lim_{\sqrt{s^{2}+p^{2}}\rightarrow \infty }\frac{f(x,s,p)}{\sqrt{s ^{2}+p^{2}}}=0 \quad \text{uniformly for } x \in [0,1]; \end{aligned}$$
 (H4):

there exists \(s_{0}>0\) such that
$$\begin{aligned} \min_{s\in [s_{0},4s_{0}]}\frac{f(x,s,p)}{s}\geq \frac{16\pi ^{4}}{\lambda_{1}(a,b)}\quad \text{uniformly for } x\in [0,1], p\in (\infty,0], \end{aligned}$$where \(\lambda_{1}(a,b)>0\) is the generalized principal eigenvalue of the linear problem
$$\begin{aligned} \left \{ \textstyle\begin{array}{l} u''''(x)=\lambda (aubu''), \quad x\in (0,1), \\ u(0)=u(1)=u''(0)=u''(1)=0 \end{array}\displaystyle \right . \end{aligned}$$defined in Lemma 2.1.
It is easy to find that if (H2) holds, then
Moreover, if (1.5) and (H3) hold, then there exist constants \(A,B\in [0,\infty )\) with \(A+B>0\) such that
Considering the shape of a component in the positive solution set of problem (1.1), we have the following result.
Theorem 1.1
Assume that (H1), (H2), (H3), and (H4) hold. Then there exist \(\lambda_{\ast }\in (0,\lambda_{1}(a,b))\) and \(\lambda ^{\ast }>\lambda_{1}(a,b)\) such that

(i)
(1.1) has at least one positive solution if \(\lambda =\lambda _{\ast }\);

(ii)
(1.1) has at least two positive solutions if \(\lambda_{\ast }< \lambda \leq \lambda_{1}(a,b)\);

(iii)
(1.1) has at least three positive solutions if \(\lambda_{1}(a,b)< \lambda <\lambda^{\ast }\);

(iv)
(1.1) has at least two positive solutions if \(\lambda = \lambda^{\ast }\);

(v)
(1.1) has at least one positive solution if \(\lambda >\lambda ^{\ast }\).
Remark 1.1
Using the Amann’s threesolution theorem, Cabada et al. [6] proved the existence of at least three solutions in the presence of lower and upper solutions for the fourthorder problem
where f is bounded and satisfies the unilateral Lipschitz condition. Using the Morse theory, Han and Xu [23] obtained an existence theorem on three solutions of problem (1.7), where \(f(x,u)\) is differentiable in \([0,1]\times \mathbb{R}\). Our conditions imposed here are quite different from those in [6] and [23]. Clearly, problem (1.7) can be seen as a particular case of (1.1), and thus Theorem 1.1 extend the results of [6] and [23].
The rest of this paper is arranged as follows. In Section 2, we show a global bifurcation phenomena from the trivial branch with rightward direction. Section 3 is devoted to show that there are at least two direction turns of the component and complete the proof of Theorem 1.1.
2 Rightward bifurcation
In this section, we state some preliminary results and show a global bifurcation phenomenon from the trivial branch with rightward direction.
Definition 2.1
Let \(\alpha,\beta \in [0,\infty )\) be given constants with \(\alpha +\beta >0\). We say that λ is a generalized eigenvalue of the linear problem
if (2.1) has a nontrivial solution.
Lemma 2.1
[18], Theorem 3.1
Let \(\alpha,\beta \in [0,\infty )\) be given constants with \(\alpha +\beta >0\). Then the generalized eigenvalues of (2.1) are given by
where
The generalized eigenfunction corresponding to \(\lambda_{k}(\alpha, \beta )\) is \(\varphi_{k}(t)=\sin k\pi t\).
Remark 2.1
The first generalized eigenvalue \(\lambda_{1}( \alpha,\beta )\) of the linear problem (2.1) is the minimum of the Rayleigh quotient, that is,
Moreover, the corresponding eigenfunction \(\varphi_{1}(t)=\sin \pi t\) is positive in (0, 1).
Let \(g\in C[0,1]\). It is well known that the fourthorder linear problem
has a unique solution
where
Moreover, if \(g\geq 0\) and \(g\not \equiv 0\), then
that is, \(v\geq 0\) is concave.
The Green’s function \(G(t,s)\) has the following properties:

(i)
\(0\leq G(t,t)G(s,s)\leq G(t,s)\leq G(s,s), \forall t,s \in (0,1)\);

(ii)
\(G(t,s)\geq \frac{1}{4}G(s,s), \forall t\in [\frac{1}{4},\frac{3}{4}], s\in (0,1)\).
Therefore, for any \(t\in [\frac{1}{4},\frac{3}{4}]\), we have
Let
and
We define the norm of X by
It is easy to check that \((X,\Vert \cdot \Vert _{X})\) is a Banach space and
Let
Then P is a normal cone of X and has a nonempty interior, and \(X=\overline{PP}\).
Let \(\zeta \in C([0,1]\times [0,\infty )\times (\infty,0])\) be such that
Clearly, (1.5) implies that
Then we consider
as a bifurcation problem from the trivial solution \(u\equiv 0\).
Using the Dancer bifurcation theorem and following the arguments in the proof of Theorem 4.1 in [18], we have the following:
Lemma 2.2
[18]
Assume that (H1) and (H2) hold. Then from \((\lambda_{1}(a,b),0)\) there emanate an unbounded subcontinuum \(\mathcal{C}\) of positive solutions of (1.1) in the set
Lemma 2.3
Assume that (H1), (H2), and (H3) hold. Let \(\{(\lambda_{n},u_{n})\}\) be a sequence of positive solutions to (1.1) that satisfies \(\lambda_{n}\rightarrow \lambda_{1}(a,b)\) and \(\Vert u_{n} \Vert _{X}\rightarrow 0\). Then there exists a subsequence of \(\{u_{n}\}\), again denoted by \(\{u_{n}\}\), such that \(\frac{u_{n}}{\Vert u_{n} \Vert _{X}}\) converges uniformly to \(\frac{\sin \pi x}{\pi^{2}}\) on \([0,1]\).
Proof
Set \(v_{n}:=\frac{u_{n}}{\Vert u_{n} \Vert _{X}}\). Then \(\Vert v_{n} \Vert _{X}=1\), and (2.3) implies that \(\Vert v_{n} \Vert _{\infty }\) and \(\Vert v_{n}'' \Vert _{\infty }\) are bounded. By the AscoliArzelà theorem a subsequence of \(v_{n}\) uniformly converges to a limit v, and we again denote by \(v_{n}\) the subsequence.
For every \((\lambda_{n},u_{n})\), we have
Dividing both sides of (2.4) by \(\Vert u_{n} \Vert _{X}\), we get
Combining (1.6) with (2.3), we have
Recalling (1.5), Lebesgue’s dominated convergence theorem shows that
which means that v is a nontrivial solution of (2.1) with \(\lambda =\lambda_{1}(a,b)\), and hence there exists a constant k such that \(v\equiv k\varphi_{1}=k\sin \pi x\) since \(\Vert v \Vert _{X}=1\), and then \(k=\frac{1}{\pi^{2}}\). □
Remark 2.2
From the proof of Lemma 2.3 we have that \(\frac{u _{n}''}{\Vert u_{n} \Vert _{X}}\) converges uniformly to \(\sin \pi x\) on \([0,1]\).
Lemma 2.4
Assume that (H1), (H2), and (H3) hold. Let \(\mathcal{C}\) be as in Lemma 2.2. Then there exists \(\delta >0\) such that \((\lambda,u)\in \mathcal{C}\) and \(\vert \lambda \lambda_{1}(a,b) \vert + \Vert u \Vert _{X}\leq \delta \) imply \(\lambda >\lambda_{1}(a,b)\).
Proof
Assume to the contrary that there exists a sequence \(\{(\lambda_{n},u_{n})\}\subset \mathcal{C}\) such that \(\lambda_{n} \rightarrow \lambda_{1}(a,b)\), \(\Vert u_{n} \Vert _{X}\rightarrow 0\), and \(\lambda_{n}\leq \lambda_{1}(a,b)\). By Lemma 2.3 there exists a subsequence of \(\{u_{n}\}\), again denoted by \(\{u_{n}\}\), such that \(\frac{u_{n}}{\Vert u_{n} \Vert _{X}}\) converges uniformly to \(\frac{\sin \pi x}{\pi^{2}}\) and \(\frac{u_{n}''}{\Vert u_{n} \Vert _{X}}\) converges uniformly to \(\sin \pi x\) on \([0,1]\). Multiplying the equation of (1.1) with \((\lambda,u)=(\lambda_{n},u_{n})\) by \(u_{n}\) and integrating over \([0,1]\), we have
By simple computation and using the definition of \(\lambda_{1}(a,b)\) in Remark 2.1, we get
Combining (2.8) with (2.9), we have
that is,
Since
Lebesgue’s dominated convergence theorem, (2.3), condition (H2), and Lemma 2.3 imply that
Similarly,
and by Lebesgue’s dominated convergence theorem, (2.3), and Lemma 2.3 we have
which contradicts (2.11). □
3 Direction turns of component and proof of Theorem 1.1
In this section, we show that there are at least two direction turns of the component under conditions (H3) and (H4), that is, the component is Sshaped, and accordingly, we finish the proof of Theorem 1.1.
Lemma 3.1
Assume that (H1) and (H4) hold. Let u be a positive solution of (1.1) with \(\Vert u \Vert _{\infty }=4s_{0}\). Then \(\lambda < \lambda_{1}(a,b)\).
Proof
Let u be a solution of (1.1) with \(\Vert u \Vert _{\infty }=4s _{0}\). Then (2.2) imply that
Suppose on the contrary that \(\lambda \geq \lambda_{1}(a,b)\). Then by (H4) we have
Multiplying inequality (3.1) by \(\sin [2\pi (x\frac{1}{4})]\) and integrating over \([\frac{1}{4},\frac{3}{4}]\), we have
On the other hand, by simple computation we have that
Since \(u(t)\geq 0\) is concave, we have \(2\pi [u''(\frac{1}{4})+ u''( \frac{3}{4})]8\pi^{3}[u(\frac{1}{4})+u(\frac{3}{4})]<0\), which gives a contradiction. □
Lemma 3.2
Assume that (H1), (H2), and (H3) hold. Then, \(\mathcal{C}\) joins \((\lambda_{1}(a,b),0)\) to \((\infty,\infty )\) in \([0,\infty )\times P\).
Proof
We divide the proof into two steps.
Step 1. We show that \(\sup \{\lambda \mid (\lambda,u)\in\mathcal{C}\}=\infty \).
Assume on the contrary that \(\sup \{\lambda \mid (\lambda,u)\in \mathcal{C}\}=:c_{0}<\infty \). Let \(\{(\lambda_{n},u_{n})\}\subset \mathcal{C}\) be such that \(\vert \lambda_{n} \vert +\Vert u_{n} \Vert _{X}\rightarrow \infty \). Then \(\Vert u_{n} \Vert _{X}\rightarrow \infty \). Since \((\lambda _{n},u_{n})\in \mathcal{C}\), we have that
Set \(\omega_{n}:=\frac{u_{n}}{\Vert u_{n} \Vert _{X}}\). Then \(\Vert \omega_{n} \Vert _{X}=1\), and
Similarly to (2.6), \(\frac{\lambda_{n} f(x,u_{n}(x),u_{n}''(x))}{\Vert u_{n} \Vert _{X}} \) is bounded, and thus \(\{\omega_{n}''''\}\) is bounded. By the AscoliArzelà theorem, choosing a subsequence and relabeling if necessary, it follows that there exists \((\widehat{\lambda}, \widehat{u})\in [0,c_{0}]\times P\) with \(\Vert \widehat{u} \Vert _{X}=1\) such that
Let
Then f̃ is nondecreasing, and (H3) implies that
By (2.3) we have
which, together with (3.6) and \(\Vert u_{n} \Vert _{X}\rightarrow \infty \), implies that
Notice that (3.4) is equivalent to
Combining this with (3.5) and using (3.7) and the Lebesgue dominated convergence theorem, it follows that
This contradicts with \(\Vert \widehat{u} \Vert _{X}=1\). Therefore, \(\sup \{ \lambda \mid (\lambda,u)\in \mathcal{C}\}=\infty \).
Step 2. We show that \(\sup \{\Vert u \Vert _{X}\mid (\lambda,u)\in\mathcal{C}\}=\infty \).
Assume on the contrary that \(\sup \{\Vert u \Vert _{X}\mid (\lambda,u)\in \mathcal{C}\}=:M_{0}<\infty \). Let \(\{(\lambda_{n},u_{n})\}\subset \mathcal{C}\) be such that
Then, by (2.3), \(\Vert u_{n} \Vert _{\infty }\leq M_{0}, \Vert u_{n}'' \Vert _{\infty }\leq M_{0} \).
Since \((\lambda_{n},u_{n})\in \mathcal{C}\), using (2.2) we have
which yields that \(\{\lambda_{n}\}\) is bounded. This gives a contradiction. □
Proof of Theorem 1.1.
Let \(\mathcal{C}\) be as in Lemma 2.2. By Lemma 2.4, \(\mathcal{C}\) is bifurcating from \((\lambda_{1}(a,b),0)\) and goes rightward. By Lemma 3.2 there exists a sequence \(\{(\lambda_{n},u _{n})\}\subset \mathcal{C}\) such that \(\lambda_{n}\rightarrow \infty \) and \(\Vert u_{n} \Vert _{X}\rightarrow \infty \). It is easy to see that \(\Vert u_{n} \Vert _{X}\rightarrow \infty \) implies \(\Vert u_{n} \Vert _{\infty }\rightarrow \infty \), and then there exists \((\lambda_{0},u_{0})\in \mathcal{C}\) such that \(\Vert u_{0} \Vert _{\infty }=4s_{0}\). Lemma 3.1 implies that \(\lambda_{0}<\lambda_{1}(a,b)\). By Lemmas 2.4, 3.1, and 3.2, \(\mathcal{C}\) passes through some points \((\lambda_{1}(a,b), v_{1})\) and \((\lambda_{1}(a,b), v_{2})\) with \(\Vert v_{1} \Vert _{\infty }<4s_{0}<\Vert v_{2} \Vert _{\infty }\), and there exist \(\underline{\lambda}\) and λ̅ that satisfy \(0<\underline{\lambda}<\lambda_{1}(a,b)<\overline{\lambda}\) and both (i) and (ii):

(i)
if \(\lambda \in (\lambda_{1}(a,b),\overline{\lambda}]\), then there exist u and v such that \((\lambda,u),(\lambda,v)\in \mathcal{C}\) and \(\Vert u \Vert _{\infty }<\Vert v \Vert _{\infty }<4s_{0}\);

(ii)
if \(\lambda \in (\underline{\lambda},\lambda_{1}(a,b)]\), then there exist u and v such that \((\lambda,u),(\lambda,v)\in \mathcal{C}\) and \(\Vert u \Vert _{\infty }<4s_{0}<\Vert v \Vert _{\infty }\).
Define \(\lambda^{\ast }=\sup\{\overline{\lambda}: \overline{ \lambda} \text{ satisfies } \mbox{(i)} \}\) and \(\lambda_{\ast }= \inf\{\underline{\lambda}: \underline{\lambda} \text{ satisfies } \mbox{(ii)} \}\). Then (1.1) has positive solutions \(u_{\lambda_{\ast }}\) at \(\lambda =\lambda_{\ast }\) and \(u_{ \lambda^{\ast }}\) at \(\lambda =\lambda^{\ast }\), respectively. Clearly, the component curve \(\widetilde{\mathcal{C}}\) turns to the left at \((\lambda^{\ast }, \Vert u_{\lambda^{\ast }} \Vert _{\infty })\) and to the right at \((\lambda_{\ast }, \Vert u_{\lambda_{\ast }} \Vert _{\infty })\), that is, \(\mathcal{C}\) is an Sshaped component. This, together with Lemma 3.2, completes the proof of Theorem 1.1. □
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Acknowledgements
This work was supported by the NSFC (No. 11671322, No. 11626016).
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RM completed the main study, carried out the results of this article, and drafted the paper. JW checked the proofs and verified the calculation. Both authors read and approved the final manuscript.
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Wang, J., Ma, R. Sshaped connected component for the fourthorder boundary value problem. Bound Value Probl 2016, 189 (2016). https://doi.org/10.1186/s136610160699z
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DOI: https://doi.org/10.1186/s136610160699z
MSC
 34B10
 34B18
Keywords
 boundary value problem
 positive solutions
 principal eigenvalue
 bifurcation