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Existence of positive radial solution for Neumann problem on the Heisenberg group
Boundary Value Problems volume 2020, Article number: 88 (2020)
Abstract
The existence of at least one positive radial solution of the Neumann problem
is proved on the Heisenberg group \(\mathbb{H}^{n}\), via the variational principle, where \(a(|\xi |_{\mathbb{H}^{n}})\), \(b(|\xi |_{\mathbb{H}^{n}})\) are nonnegative radial functions and \(R(\xi )\) satisfies suitable conditions.
1 Introduction
Semilinear elliptic equations were the first nonlinear generalization of linear elliptic partial differential equations. They are of fundamental importance for the study of engineering, geometry, life sciences, economics, physics and mechanics; see [1, 23–27]. Some examples, like the theory of Bose–Einstein condensates, obey
The variational approach to these equations has experienced spectacular success in recent years, reaching a high level of complexity and refinement, with a multitude of applications (see [10, 14–16, 22]).
In [3] and [12] some problems which depend on continuous component of time like coherent states in quantum optics are probed. These problems are studied in a space which have a component of time and are known as Heisenberg group. Important topics where the Heisenberg group reveals itself as an essential factor are quantum mechanics, ergodic theory, representation theory of nilpotent Lie group, foundation of abelian harmonic analysis, and the theory of partial differential equations. We are now interested in the last one.
In this paper, the existence of at least one radial solution of a generalized well-known supercritical Neumann problem
is proved where Ω is the Korányi ball in the Heisenberg group. Recently, the existence of a nontrivial weak solution of following singular boundary value problem on the Heisenberg group was proved (see [29]):
In [18] problem (1.1) is studied where \(R(\xi )=1\) on the unit ball in \(\mathbb{R}^{n} \), \(n\geq 2\), see [2, 17, 21, 22] for some applications.
Here we recall some definitions and results on the Heisenberg group (see [4, 7, 30]). Let us recall some features of the Heisenberg group. The Heisenberg group \(\mathbb{H}^{n} =(\mathbb{R}^{2n+1},\circ )\) is the space \(\mathbb{R}^{2n+1}\) with the noncommutative law of product
where \(x_{1}, x_{2}, y_{1}, y_{2} \in \mathbb{R}^{n}\), \(t_{1},t_{2} \in \mathbb{R}\) and \(\langle \; , \; \rangle \) denotes the standard inner product in \(\mathbb{R}^{n} \). This operation endows \(\mathbb{H}^{n} \) with the structure of a Lie group. The Lie algebra of \(\mathbb{H}^{n} \) is generated by the left-invariant vector fields
These generators satisfy the noncommutative formula
Let \(z=(x,y) \in \mathbb{R}^{2n} \) and \(\xi =(z,t) \in \mathbb{H}^{n}\). The parabolic dilation
satisfies
and
is a norm with respect to the parabolic dilation which is known as Korányi gauge norm \(N(z,t)\). The Heisenberg distance between two points \((z,t)\) and \((z^{\prime }, t^{\prime })\) is given by
Clearly, the vector fields \(X_{i}\), \(Y_{i}\), \(i=1,2,\ldots ,n\) are homogeneous of degree 1 under the norm \(| \cdot |_{\mathbb{H}^{n}}\) and T is homogeneous of degree 2. The Korányi ball of center \(\xi _{0}\) and radius r is defined by
and it satisfies
The Heisenberg gradient and Kohn-Laplacian (Heisenberg-Laplacian) operator on \(\mathbb{H}^{n}\) are given by
and
respectively. Let \(\varOmega \subset \mathbb{H}^{n}\), \(n\geq 1\), be a smooth bounded open set. Its associated Sobolev space is defined as follows:
and closure of \(C_{0}^{\infty }(\varOmega ) \) in \(H^{1}(\varOmega , \mathbb{H}^{n})\) under the norm
where \(u: \varOmega \subset \mathbb{H}^{n}\rightarrow \mathbb{R}\), is denoted by \(H_{0}^{1}(\varOmega , \mathbb{H}^{n})\). The following norm is a norm on \(H_{0}^{1}(\varOmega , \mathbb{H}^{n})\):
which is equivalent to the standard one. The dual space of \(H_{0}^{1}(\varOmega , \mathbb{H})\) will be denoted by \(H^{-1}(\varOmega , \mathbb{H})\). Here we recall Hardy’s inequality and some results on the Heisenberg group.
Lemma 1.1
([19])
For\(n\geq 1\)and for any\(u\in H_{0}^{1}(\varOmega , \mathbb{H}^{n})\), we have
For convenience, we write the above inequality as follows:
where\(C_{n}=(\frac{n^{2}}{n+1})^{2}\).
Lemma 1.2
Let\(\varOmega \subset \mathbb{H}^{n}\)be a bounded open set. Then the following compact embedding is satisfied:
where\(\bar{Q}=\frac{2Q}{Q-2}\)is critical exponent of\(Q = 2n+2\), which is a homogeneous dimension of\(\mathbb{H}^{n}\). We denote the Sobolev embedding constant of the above compact embedding by\(C_{s} >0 \); i.e.
Consider two subspaces of the Heisenberg–Sobolev space \(H_{0}^{1}(\varOmega , \mathbb{H})\), as follows:
with respect to the norm
and \(D^{1,2}_{0}(\varOmega )\) be the closure of \(C_{0}^{\infty }(\varOmega )\) in \(\{u \in D^{1,2}(\varOmega ) :0 \leq u , u \text{ is increasing} \}\). According to Poincaré’s inequality in Heisenberg–Sobolev space (see [8]), \(D_{0}^{1,2}(\varOmega )\) is equipped with the norm
which is equivalent to the standard one. Additionally, define
which is equipped with the norm
The following compact embedding is needed for the main result.
Theorem 1.1
([9])
Let\(\varOmega \subset \mathbb{H}^{n}\)be a bounded open set. Then the following embeddings are compact:
- (I)
If\(Q = 4\), then\(D^{2,2} (\varOmega )\cap D_{0}^{1,2}(\varOmega )\hookrightarrow L^{s}( \varOmega )\), \(1\leq s<\infty \).
- (II)
If\(Q > 4\), then\(D^{2,2} (\varOmega )\cap D_{0}^{1,2}(\varOmega )\hookrightarrow L^{s}( \varOmega )\), \(1\leq s < Q^{*}\),
where\(Q^{*}=\frac{2Q}{Q-4}\)and as above\(Q=2n+2\).
Now we recall results we need later. Let V be a real Banach space and \(V^{*}\) be its topological dual and pairing between V and \(V^{*}\) denoted by \(\langle \, , \, \rangle \). A function \(\psi : V \rightarrow \mathbb{R} \) is called weakly lower semi-continuous (w.l.s.c.) if
for each \(u \in V\) and any sequence \(\{u_{n}\}\) converging to u in the weak topology \(\sigma (V,V^{*})\). Let \(\psi : V \rightarrow \mathbb{R} \cup \{+\infty \} \) be a proper convex function. The subdifferential of ψ at u is the set
The multivalued mapping \(\partial \psi : V \rightarrow 2^{V^{*}}\) (where \(2^{V^{*}}\) is the set of all subsets of \(V^{*}\)) by ψ is Gâteaux differentiable at u, denoted by \(D \psi (u) \), if and only if \(\partial \psi (u) \) is a singleton. In this case, \(\partial \psi (u)=\{D\psi (u)\}\).
Lemma 1.3
([1])
LetXbe a reflexive Banach space and\(I: X\rightarrow \mathbb{R}\)be a continuous convex functional. ThenIis w.l.s.c..
Theorem 1.2
(Weierstrass, [1])
LetXbe a reflexive Banach space and\(I: X\rightarrow \mathbb{R}\)be w.l.s.c. and coercive. ThenIhas a global minimum point.
Definition 1.1
LetVbe a real Banach space, \(\varphi \in C^{1} (V, \mathbb{R}) \)and\(\psi : V \rightarrow ( -\infty , +\infty ]\)be a proper (i.e. \(\operatorname{Dom} \psi \ne \emptyset \)), convex and lower semi-continuous function, andKbe a convex and weakly closed subset ofV. Define the function\(\psi _{K} :V\rightarrow (-\infty , +\infty ]\)by
Suppose the functional\(I :V \rightarrow (-\infty , +\infty ] \)is defined by
\(u \in \operatorname{Dom} ( \psi _{K}) \)is called a critical point ofI, if\(D \varphi (u) \in \partial \psi _{K} (u) \)or equivalently,
Notice that a global minimum point of I is a critical point of I.
Definition 1.2
([11])
We say thatIsatisfies the Palais–Smale compactness condition (PS) if every sequence\(\{ u_{n} \}\)is such that
\(I[u_{n}] \rightarrow c \in \mathbb{R}\),
\(\langle D \varphi (u_{n}), u_{n}-v \rangle +\psi (v) - \psi (u_{n}) \geq -\varepsilon _{n} \| v-u_{n}\|\), for all\(v \in V\),
where\(\varepsilon _{n} \rightarrow 0 \), then\(\{u_{n}\}\)possesses a convergent subsequence.
The following Mountain Pass Geometry (MPG) theorem is proved in [28].
Theorem 1.3
Suppose that\(I: V \rightarrow (-\infty , + \infty ]\)is of the form (1.3) and satisfies the PS condition and the following conditions:
- (i)
\(I(0)=0\),
- (ii)
there exists\(e \in V\)such that\(I(e) \leq 0\),
- (iii)
there exists positive constantρsuch that\(I(u) > 0\), if\(\|u\|= \rho \).
ThenIhas a critical value\(c \leq \rho \)which is characterized by
where\(\varGamma =\{ g \in C([0,1],V) : g(0)=0 , g(1)=e\}\).
Subsequently, we need the following theorem.
Theorem 1.4
(G. Polya, [20])
Assume that\(u_{n}:[a,b] \rightarrow \mathbb{R}\), \(n \geq 1\)is a monotone increasing sequence of (not necessarily continuous) functions which converge point-wise to a continuous function\(u: [a,b] \rightarrow \mathbb{R}\), then the convergence is uniform.
The first eigenvalue plays a very relevant role in nonlinear elliptic problems.
Remark 1.1
(see [1])
According to the variational characterization of the first eigenvalue when\(\lambda _{1}=\lambda _{1}(-\Delta _{\mathbb{H}^{n}}+R)>0\) (this happens certainly if\(R(\xi ) \geq 0 \)a.e. inΩ) or whenRsatisfies one of the conditions of Theorem1.5, it is easy to see that the quantity
defines a scalar product on\(H_{0}^{1} (\varOmega , \mathbb{H}^{n})\)that induces a norm
equivalent to the standard one and similarly on\(D_{0}^{1,2} (\varOmega )\).
Now we can state the main result of this paper.
Theorem 1.5
LetΩbe a smooth, bounded open set in the Heisenberg group\(\mathbb{H}^{n}\), \(2\leq q< p< Q^{*}\)and\(a , b\in L^{\infty } (0,1)\)be increasing positive non-constant radial functions. The problem (1.1) admits at least one radially increasing solution if at least one of the following conditions is met:
- (i)
\(R(\xi )=\alpha \)where\(\alpha >0\)is a real constant.
- (ii)
\(R(\xi ) \in L^{\infty } (\varOmega )\)and\(\lambda _{1}(-\Delta _{\mathbb{H}^{n}} +R(\xi ))\geq 0\), where\(\lambda _{1} \)is the first eigenvalue.
- (iii)
\(R(\xi ) \leq c (1+|\omega |_{\mathbb{H}^{n}})^{-2}\), where\(c \geq 0\)is a small enough constant.
2 Positive radial solution
Here, we recall the following variational principle established in [5].
Definition 2.1
The triple\((\psi , \varphi , K)\)satisfies the point-wise invariance condition at a point\(u\in V\)if there exists a convex Gâteaux differentiable function\(G: V\rightarrow \mathbb{R}\)and a point\(v\in K\)such that
Theorem 2.1
LetVbe a reflexive Banach space andKbe a convex and weakly closed convex subset ofV. Let\(\psi :V \rightarrow \mathbb{R} \cup \{+\infty \} \)be a convex, lower semi-continuous function which is Gâteaux differentiable onK, and let\(\varphi \in C^{1}(V, \mathbb{R})\). Assume that the following two assertions hold:
- (i)
The functional\(I :V \rightarrow \mathbb{R} \cup \{+\infty \} \)defined by\(I(w)=\psi _{K} (w)- \varphi (w)\)has a critical point\(u \in V\)as in Definition2.1,
- (ii)
the triple\((\psi , \varphi , K)\)satisfies the point-wise invariance condition at the point u.
Then\(u \in K\)is a solution of the equation
To use Theorem 2.1, consider the bounded open set \(\varOmega \subset \mathbb{H}^{n}\) and the Banach space \(V =D^{1,2}_{0,r} (\varOmega )\cap D^{2,2}(\varOmega ) \cap L^{p}_{a} ( \varOmega )\cap L^{q}_{b}(\varOmega ) \), where
and
and also
\(D^{2,2}(\varOmega )\) is defined as above and \(u: \varOmega \rightarrow \mathbb{R}\) is called radial function if \(u(x, y, t)= \phi (\varrho )\) where \(\varrho = |(x, y, t)|_{\mathbb{H}^{n}}\). V is equipped with the norm
We consider the Euler–Lagrange functional corresponding to problem (1.1); i.e.
over the convex and weakly closed set
To adapt Theorem 2.1 to our problem, we define \(\psi ,\varphi :V\rightarrow \mathbb{R}\) by
and
Finally, let us introduce the functional \(I : V\rightarrow (-\infty , +\infty ]\) as follows:
where \(\psi _{K}\) is defined as (1.2). We should be aware that I is indeed the Euler–Lagrange functional corresponding to our problem restricted to K. Theorem 2.1 implies the following corollary.
Corollary 2.1
Let\(V=D^{1,2}_{0,r} (\varOmega )\cap D^{2,2}(\varOmega ) \cap L^{p}_{a} ( \varOmega )\cap L^{q}_{b}(\varOmega )\), andKbe the convex closed subset ofVgiven in (2.1). Assume that the functional
has a critical point\(u\in V \)and there exists\(v \in K \)satisfying the linear equation
in the weak sense. Then\(u \in K \)is a solution of the equation
Notice that satisfying Eq. (2.3) shows that the triple \((\psi _{K}, \varphi , K) \) satisfies the point-wise invariance condition at u, where \(G=0\). We need some lemmas and theorems before proving our main result.
Lemma 2.1
Assume\(R(\xi )\)is given in Theorem1.5. If\(h\in L^{2}(\varOmega )\), \(f:\mathbb{R}\rightarrow \mathbb{R}\)is continuous and there exist\(\alpha ,\beta > 0\)such that
for all\(t\in \mathbb{R}\). Then the problem
admits at least one solution.
Proof
First notice that by integration, there exist \(\alpha _{1}, \beta _{1} > 0\) such that
and \(F(t)\leq 0\) for all \(t\in \mathbb{R}\), where \(F(t)=\int _{0}^{t} f(s )\,ds\). Now consider the following energy functional corresponding to problem (2.4) on \(D_{0}^{1,2}(\varOmega ) \cap D^{2,2}(\varOmega ) \):
Theorem 1.1 implies
So J is coercive and weakly lower semi-continuous on \(D_{0}^{1,2}(\varOmega )\). So according to the Weierstrass theorem, J has a global minimum point which means problem (2.4) admits at least one solution. □
Lemma 2.2
For\(2\leq q < p< Q^{*}\), there exists\(C>0\)such that
for all\(u \in K\).
Proof
Theorem 1.1 implies
The last estimate holds, since \(\| \cdot \|_{*}\) and \(\| \cdot \|_{D_{0}^{1,2}(\varOmega )}\) are equivalent. □
Lemma 2.3
Let\(V=D^{1,2}_{0,r}(\varOmega )\cap D^{2,2}(\varOmega ) \cap L_{a}^{p} ( \varOmega ) \cap L_{b}^{q} (\varOmega )\). Suppose the functional\(I: V \rightarrow \mathbb{R}\)is defined by
whereφand\(\psi _{K}\)are given in Corollary2.1. ThenIhas a nontrivial critical point.
Proof
We utilize Theorem 1.3 to prove this lemma. First recall that
and therefore φ is a \(C^{1}\)-function on the space V. Also notice that ψ is a proper, convex and lower semi-continuous and K is closed in V. We are going to prove this lemma in two steps:
Step 1. We verify that I satisfies in MPG conditions. It is clear that \(I(0)=0\). Take \(e \in K\). It follows that
Now since \(p> q\geq 2\), for t sufficiently large \(I(te)\) is negative. We now prove condition (iii) of the MPG theorem. Take \(u \in \operatorname{Dom}(\psi )\) with \(\|u\|_{V}=\rho >0\). Notice that from Lemma 2.2 for \(u\in K\) we have
Also
provided \(\rho >0\) is small enough as \(2< p\) and \(C_{1}\), \(C_{2}\), \(C_{3}\) are positive constants. If \(u \notin \operatorname{Dom}(\psi )\). Then clearly \(I(u)>0\). Therefore, MPG holds for the functional I.
Step 2. We verify the PS compactness condition. Suppose that \(\{u_{n}\}\) is a sequence in K such that \(I(u_{n}) \rightarrow c\in \mathbb{R}\), \(\epsilon _{n} \rightarrow 0\) and
We show that \(\{ u_{n}\}\) has a convergent subsequence in V. First notice that \(u_{n} \in \operatorname{Dom}(\psi )\), then
Thus, for large values of n we have
Now consider the function \(g(r)= r^{q} - p(r-1) -1\) on the interval \((1, +\infty )\) and set \(r^{*}=(\frac{p}{q})^{\frac{1}{q-1}}\). It is easy to see that for every \(r\in (1, r^{*})\) we have \(g(r)< 0\). We choose a number r for which we have \(r>1\) and \(r^{q}-1< p(r-1) \). In (2.7) set \(v=ru_{n}\). Then
Furthermore,
Since \(r^{q}-1 < p(r-1) \), we can take \(\beta >0\) such that \(\frac{1}{p(r-1)} < \beta < \frac{1}{r^{q}-1}\). Multiplying (2.9) by β and adding it to (2.8) we obtain
So for a suitable constant \(C ^{\prime }>0\)
Therefore, \(\{u_{n}\}\) is a bounded sequence in Hilbert space \(D^{1,2}_{0,r}(\varOmega )\cap D^{2,2}(\varOmega )\). Theorem 1.1 and the standard results in Sobolev space show there exists \(\bar{u} \in D^{1,2}_{0,r}(\varOmega )\cap D^{2,2}(\varOmega )\) such that, up to subsequences,
\(u_{n} \rightharpoonup \bar{u}\) in \(D^{1,2}_{0,r}(\varOmega )\cap D^{2,2}(\varOmega )\);
\(u_{n} \rightarrow \bar{u}\) in \(L^{s}(\varOmega )\), \(1 \leq s < Q^{*}\);
\(u_{n}(\xi ) \rightarrow \bar{u}(\xi )\) a.e in Ω;
there exist \(w_{s} \in L^{s} (\varOmega ) \) such that \(|u_{n}(\xi )| \leq w_{s}(\xi )\) a.e. in Ω and for all \(n \in \mathbb{N} \) where \(1 \leq s < Q^{*}\).
Now in (2.7) replace v with ū:
On the one hand, we have
On the other hand, \(\{u_{n}\} \subset K\) so \(\{u_{n}\}\) is an increasing sequence so \(\{|\bar{u}-u_{n}|\}\) is an increasing sequence, too. Now according to Theorem 1.4 the right hand side of the latter inequality goes to zero. Therefore passing into limits in (2.11), one gets
But the norm is weakly lower semi-continuous and \(u_{n} \rightarrow \bar{u}\) in \(L_{b}^{q} (\varOmega )\). So \(\psi _{K}(u_{n}) \leq \lim_{n \rightarrow \infty } \inf \psi _{K} (u_{n})\). Then
Then \(\|u_{n}\|_{V} \rightarrow \|\bar{u}\|_{V}\), and besides \(u_{n}(\xi )\rightarrow \bar{u}(\xi ) \) a.e. thus \(u_{n} \rightarrow \bar{u} \) strongly in V as desired. Notice that every \(u_{n}\) is radial, so u is radial; moreover, \(u \in K\). □
Lemma 2.4
Suppose\(u \in K \). There exists\(v \in K \)such that
in the weak sense.
Proof
Let \(u \in K \) so \(0 \leq u \in K \subset D^{2,2} \). According to Theorem 2.4, it is enough to show that \(h(\xi )=a(|\xi |_{\mathbb{H}^{n}}) u(\xi )^{p-1}\) belongs to \(L^{2}(\varOmega )\) and \(f(v)= -b(|\xi |_{\mathbb{H}^{n}})v(\xi )^{q-1}\) satisfies the inequality
for all \(t\in \mathbb{R}\). Clearly since \(q< Q^{*}\) both hold. On the other hand, as \(u\in L^{Q^{*}}(\varOmega )\) and \(\varOmega \subset \mathbb{H}^{n}\) one can see following estimate:
where \(\omega _{2n}\) is the measure of unit ball in \(\mathbb{R}^{2n+1} = \mathbb{H}^{n}\), and C, \(C'\), \(C''\), \(C_{*}\) are positive constants, and the fundamental theorem of calculus and Hardy’s inequality (1.1) are applied. Recent inequalities are satisfied since u is a radial function so \(|\nabla _{\mathbb{H}^{n}}u| = \frac{\varrho }{r}|\phi ^{\prime }|\) where \(\varrho =|\xi |_{\mathbb{H}^{n}} =|(z,t)|_{\mathbb{H}^{n}}\), \(r=|z|\) (see [6]). Because of the last inequality and since \(p < Q^{*}\), it is easy to see that \(h\in L^{2}(\varOmega )\). This means the desired result has been obtained. □
Now we can state the proof of Corollary 2.1, by using Theorem 2.1 and introducing an appropriate space.
Proof
Let \(V=D_{0,r}^{1,2} (\varOmega ) \cap D^{2,2}(\varOmega ) \cap L^{p}_{a} ( \varOmega )\cap L^{q}_{b} (\varOmega ) \). By introducing the norm
on V, it is converted to a reflexive Banach space. Note that
is a convex closed subset and we define the functional \(I =\psi _{K} - \varphi \) which is the Euler–Lagrange functional restricted to K. It follows from the MPG theorem and the PS compactness condition in Lemma 2.3 that the functional I has a critical point u, also it is guaranteed that \(I(u)>0\). Lemma 2.4 implies that there exists \(v \in \operatorname{Dom} (\psi )\) satisfying the linear equation \(D\psi _{K}(v) =D \varphi (u) \). Setting \(C(\xi ):=1- a(|\xi |_{\mathbb{H}^{n}}) u(\xi )^{p-1}\) we have \(-\Delta _{\mathbb{H}^{n}} u + C(\xi )\)\(u=0 \) in Ω. We show \(u>0\) in Ω. Otherwise, by applying the strong maximum principle, we deduce u is identically zero in Ω. On the other hand u is a radially increasing function. This a contradiction and so u must be a nontrivial nonnegative solution of (1.1). So the conditions of Corollary 2.1 hold and the proof is completed. □
Remark 2.1
Corollary2.1implies problem (1.1) has at least one nontrivial radially increasing solution.
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1Department of Pure Mathematics, Faculty of Science, Imam Khomeini International University, Qazvin, Iran. E-mails: f.safari@edu.ikiu.ac.ir, razani@sci.ikiu.ac.ir.
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Safari, F., Razani, A. Existence of positive radial solution for Neumann problem on the Heisenberg group. Bound Value Probl 2020, 88 (2020). https://doi.org/10.1186/s13661-020-01386-5
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DOI: https://doi.org/10.1186/s13661-020-01386-5