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Nonlinear nonhomogeneous Dirichlet problems with singular and convection terms
Boundary Value Problems volume 2020, Article number: 153 (2020)
Abstract
We consider a nonlinear Dirichlet problem driven by a general nonhomogeneous differential operator and with a reaction exhibiting the combined effects of a parametric singular term plus a Carathéodory perturbation \(f(z,x,y)\) which is only locally defined in \(x \in {\mathbb {R}} \). Using the frozen variable method, we prove the existence of a positive smooth solution, when the parameter is small.
1 Introduction
Let \(\Omega \subseteq \mathbb {R}^{N}\) be a bounded domain with \(C^{2}\)-boundary ∂Ω. In this paper we study the following nonhomogeneous parametric singular Dirichlet problem with gradient dependence (convection):

In this problem, the map \(a : \mathbb {R}^{N} \mapsto \mathbb {R}^{N}\) in the differential operator is continuous and strictly monotone (thus, maximal monotone too) and satisfies certain other growth and regularity conditions listed in hypotheses \({\mathrm{H}_{0}}\) below (see Sect. 2). These conditions are general and provide a broad framework in which we can fit many differential operators of interest, such as the p-Laplacian and the \((p,q)\)-Laplacian (that is, the sum of a p-Laplacian and of q-Laplacian). In the reaction (right-hand side) of (\(P_{\lambda }\)), we have the competing effects of a parametric singular term \(u \mapsto \lambda u^{-\eta }\) with \(\lambda >0\) being the parameter and of a perturbation \(u \mapsto f(z,u,Du)\) which is a Carathéodory function (that is, for all \(x \in \mathbb {R}\), \(y \in \mathbb {R}^{N}\) the function \(z \mapsto f(z,x,y)\) is measurable and for a.a. \(z \in \Omega \), \((x,y) \mapsto f(z,x,y)\) is continuous). So, this perturbation is gradient dependent and on \(f(z,\cdot ,y)\) we do not impose any growth condition. Instead we assume that near zero the function \(x \mapsto f(z,x,y)\) exhibits a kind of oscillatory behavior.
The gradient dependence of the reaction means that problem (\(P_{\lambda }\)) is not variational and so eventually our method of proof is going to be topological. We use the so-called “frozen variable method”. According to this approach, in the perturbation \(f(z,x,y)\), we fix (“freeze”) the y-variable. This leads to a variational problem, which a priori can be solved using tools from the critical point theory. However, the presence of the singular term leads to an energy functional which is not \(C^{1}\) and so we have difficulty in applying the minimax theorems of critical point theory. So, we need to find a way to bypass the singularity and deal with \(C^{1}\)-functionals. This is done by considering the purely singular problem (that is, \(f \equiv 0\)), which we show that for every \(\lambda > 0\) it has a unique positive smooth solution which converges to zero in \(C^{1}_{0}(\overline{\Omega })\) as \(\lambda \rightarrow 0^{+}\). We use this solution and its properties and truncation techniques, to show that, for all small values of the parameter \(\lambda > 0\), the “frozen problem” has at least one positive smooth solution. In order to use topological tools (fixed point theory), we need to find a canonical way to choose such a positive solution. This is done by showing that the frozen problem has a smallest positive solution (minimal positive solution). Then we show that the minimal solution map satisfies all the requirements of Leray–Schauder alternative principle (see Sect. 2) and so we can produce a positive solution for (\(P_{\lambda }\)) when \(\lambda > 0\) is small.
Recently there have been published some existence results for nonlinear problem with convection. We mention the work of Bai [1], Bai–Gasinski–Papageorgiou [2], Candito–Gasinski–Papageorgiou [4], Faraci–Motreanu–Puglisi [5], Gasinski–Krech–Papageorgiou [6], Gasinski–Papageorgiou [10], Gasinski–Winkert [11], Liu–Papageorgiou [18], Papageorgiou–Rădulescu–Repovš [20], Papageorgiou–Vetro–Vetro [24], Tanaka [31]. However, none of the aforementioned works involves singular terms. The only work examining the combined effects of singular and convection terms, is the recent paper of Papageorgiou–Rădulescu–Repovš [22], which deals with a nonparametric Neumann problem driven by the p-Laplacian. Nonlinear singular Dirichlet problems were also investigated in the paper of Papageorgiou–Winkert [25] for different settings and conditions.
2 Mathematical background—hypotheses
The main spaces in the analysis of our problem (\(P_{\lambda }\)), are the Sobolev space \(W^{1,p}_{0}(\Omega )\) and the Banach space \(C^{1}_{0}(\overline{\Omega })= \{ u \in C^{1}(\overline{\Omega }) : u\vert _{\partial \Omega }=0 \} \). By \(\Vert \cdot \Vert \) we denote the norm of the Sobolev space \(W^{1,p}_{0}(\Omega )\). On account of the Poincaré inequality, we have
The Banach space \(C^{1}_{0}(\overline{\Omega })\) is an ordered Banach space with positive (order) cone \(C_{+}= \{ u\in C^{1}_{0}(\overline{\Omega }) : u(z) \geqslant 0 \text{ for all } z \in \overline{\Omega } \} \). This cone has a nonempty interior given by
with \(n(\cdot )\) being the outward unit normal on ∂Ω.
Let X be a Banach space and \(\xi : X \mapsto X\). We say that \(\xi (\cdot )\) is “compact” if it is continuous and for every \(B \subseteq X\) bounded, the set \(\overline{\xi (B)} \subseteq X\) is compact. The “Leray–Schauder alternative principle” asserts the following.
Theorem 1
If X is a Banach space, \(\xi : X \mapsto X\)is compact and
then the following alternative holds:
-
(a)
\(\mathcal{D}(\xi )\)is unbounded; or
-
(b)
\(\xi (\cdot )\)has a fixed point.
Let \(\beta \in C^{1}(0,\infty )\) with \(\beta (t) > 0\) for all \(t > 0\) and assume that
for all \(t > 0\), some \(1 \leqslant s < p < N\), \(0 < c_{1} < c_{2}\).
Then our hypotheses on the map \(a(\cdot )\) are the following.
- \({ \mathrm{H}_{0}}\)::
-
\(a(y) = a_{0}(\vert y\vert ) y\) for all \(y \in \mathbb {R}^{N}\), with \(a_{0}(t) > 0\) for all \(t > 0\) and
-
(i)
\(a_{0} \in C^{1}(0,\infty )\), \(t \mapsto a_{0}(t) t\) is strictly increasing on \((0,\infty )\), \(a_{0}(t) t \rightarrow 0^{+}\) as \(t \rightarrow 0^{+}\) and \(\lim_{t \rightarrow 0^{+}} \frac{a_{0}'(t)t}{a_{0}(t)} > -1\);
-
(ii)
there exists \(c_{3} >0\) such that
$$ \bigl\vert \nabla a(y) \bigr\vert \leqslant c_{3} \frac{\beta ( \vert y \vert )}{ \vert y \vert } \quad \text{for all } y \in \mathbb {R}^{N} \setminus \{0 \}; $$ -
(iii)
\(\frac{\beta (\vert y\vert )}{\vert y\vert } \vert \xi \vert ^{2} \leqslant (\nabla a(y) \xi , \xi )_{\mathbb {R}^{N}}\) for all \(y \in \mathbb {R}^{N} \setminus \{0\}\), all \(\xi \in \mathbb {R}^{N}\);
-
(iv)
if \(G_{0}(t)=\int ^{t}_{0} a_{0}(s)s \,ds\), \(t \geqslant 0\), then there exist \(q \in (1,p)\) and \(c_{*}>0\) such that
$$ \limsup_{t \rightarrow 0^{+}} \frac{ qG_{0}(t)}{t^{q}} \leqslant c_{*}. $$
-
(i)
Remark 1
Such conditions on the differential operator were used in the context of singular or convection problems, also by Papageorgiou–Rădulescu–Repovš [23] and Candito–Gasinski–Papageorgiou [4]. Hypotheses \({\mathrm{H}_{0}(\mathrm{i}), (\mathrm{ii}), (\mathrm{iii})}\) are motivated by the nonlinear regularity theory of Lieberman [17] and the nonlinear maximum principle of Pucci–Serrin [28] (p. 111). Hypothesis \({\mathrm{H}_{0}(\mathrm{iv})}\) serves the needs of our problem and it is mild. As we will see in the examples listed below, it is satisfied in all cases of interest.
Clearly the above hypotheses imply that the primitive \(G_{0}(\cdot )\) is strictly convex and strictly increasing. Let \(G(y)=G_{0}(\vert y\vert )\) for all \(y \in \mathbb {R}^{N}\). Evidently \(G \in C^{1}(\mathbb {R}^{N},\mathbb {R})\), it is convex and we have
So, \(G(\cdot )\) is the primitive of \(a(\cdot )\) and on account of the convexity of \(G(\cdot )\), we have
Hypotheses \({\mathrm{H}_{0}}\) lead easily to the following properties of the map \(a(\cdot )\).
Lemma 2
The mapping \(a(\cdot )\)is continuous, strictly monotone (hence maximal monotone too) and
-
(a)
\(\vert a(y)\vert \leqslant c_{4} (\vert y\vert ^{s-1} + \vert y\vert ^{p-1} )\)for some \(c_{4} > 0\), all \(y \in \mathbb {R}^{N}\);
-
(b)
\(\frac{c_{1}}{p-1} \vert y\vert ^{p} \leqslant (a(y),y )_{\mathbb {R}^{N}}\)for all \(y \in \mathbb {R}^{N}\).
Using this lemma and (1) we are led to the following growth restrictions on \(G(\cdot )\).
Corollary 3
We have \(\frac{c_{1}}{p-1} \vert y\vert ^{p} \leqslant G(y) \leqslant c_{5} ( 1 + \vert y\vert ^{p} )\)for some \(c_{5} > 0\), all \(y \in \mathbb {R}^{N}\).
Examples
The following maps \(a(\cdot )\) satisfy hypotheses \({\mathrm{H}_{0}}\) (see Papageorgiou–Rădulescu [19]):
-
(i)
\(a(y) = \vert y\vert ^{p-2} y\) with \(1 < p < \infty \).
This map corresponds to the p-Laplace differential operator defined by
-
(ii)
\(a(y)=\vert y\vert ^{p-2}y + \vert y\vert ^{q-2} y\) with \(1 < q <p\).
This map corresponds to the \((p,q)\)-Laplace differential operator defined by
Such operators arise often in the mathematical models of physical processes and recently there have been published several works dealing with equations driven by such operators. We mention the works of Bobkov–Tanaka [3], Papageorgiou–Zhang [26, 27], Rădulescu [29], Ragusa–Tachikawa [30].
-
(iii)
\(a(y) = (1 +\vert y\vert ^{2} )^{\frac{p-2}{2}}y\) with \(1 < p < \infty \).
This map corresponds to the extended capillary differential operator defined by
Let \(A : W^{1,p}_{0}(\Omega )\mapsto W^{-1,p'}(\Omega )={W^{1,p}_{0}( \Omega )}^{*}\) (\(\frac{1}{p} + \frac{1}{p'}=1\)) be the nonlinear operator defined by
From Gasinski–Papageorgiou [9] (Problem 2.192, p. 279), we have the following properties for this operator.
Proposition 4
The operator \(A(\cdot )\)is bounded (that is, maps bounded sets to bounded sets), continuous, strictly monotone (hence maximal monotone too) and of type \((S)_{+}\), that is,
In the sequel by \(\hat{\lambda }_{1}(r)\) we denote the first (principal) eigenvalue of \((-\Delta _{r}, W^{1,r}_{0}(\Omega ) )\) (\(1 < r < \infty \)). We know that
In (2) the infimum is realized on the corresponding one-dimensional eigenspace the elements of which do not change sign. By \(\hat{u}_{1}(r)\) we denote the \(L^{r}\)-normalized (that is, \(\Vert \hat{u}_{1}(r)\Vert _{r}=1\)), positive eigenfunction corresponding to \(\hat{\lambda }_{1}(r)\). The nonlinear regularity theory and the nonlinear maximum principle (see Gasinski–Papageorgiou [8], pp. 738–739), imply \(\hat{u}_{1}(r) \in \operatorname{int} C_{+}\). So, we have \(\Vert D{\hat{u}_{1}(r)}\Vert _{r}^{r}=\hat{\lambda }_{1}(r)\). We mention that every eigenvalue λ̂ of \((-\Delta _{r}, W^{1,r}_{0}(\Omega ) )\) distinct from \(\hat{\lambda }_{1}(r)\) has eigenfunctions which are nodal (sign-changing).
Given \(x \in \mathbb {R}\), we set \(x^{\pm }=\max \{ \pm x, 0 \} \). Then for \(u \in W^{1,p}_{0}(\Omega )\) we define \(u^{\pm }(z) = {u(z)}^{\pm }\) for all \(z \in \Omega \). We know that
If u, \(v : \Omega \mapsto \mathbb {R}\) are measurable functions and \(u \leqslant v\), then we define
A set \(S \subseteq W^{1,p}_{0}(\Omega )\) is said to be the downward directed, if for every u, \(v \in S\), we can find \(y \in S\) such that \(y \leqslant u\) and \(y \leqslant v\).
Now we introduce the hypotheses on perturbation \(f(z,x,y)\).
- \({\mathrm{H}_{1}}\)::
-
\(f : \Omega \times \mathbb {R}\times \mathbb {R}^{N} \mapsto \mathbb {R}\) is a Carathéodory function, \(f(z,0,y) = 0\) for a.a. \(z \in \Omega \), all \(y \in \mathbb {R}^{N}\) and
-
(i)
there exist \(0 < \delta _{0} <\theta \) and \(c_{6} > 0\) such that
$$\begin{aligned} & \bigl\vert f(z,x,y) \bigr\vert \leqslant c_{6} \bigl(1 + \vert y \vert ^{p-1} \bigr) \quad \text{for a.a. } z \in \Omega , \text{all } 0 \leqslant x \leqslant \theta , \text{all } y \in \mathbb {R}^{N}, \\ & \theta ^{-\eta } + f(z,\theta ,y) \leqslant 0, \quad \text{for a.a. } z \in \Omega , \text{all } y \in \mathbb {R}^{N}, \\ & f(z,x,y) \geqslant 0 \quad \text{for a.a. } z \in \Omega , \text{all } 0 \leqslant x \leqslant \delta _{0}, \text{all } y \in \mathbb {R}^{N}; \end{aligned}$$ -
(ii)
for every \(M > 0\), there exists \(\eta _{M} \in L^{\infty }(\Omega )\) such that
$$\begin{aligned} & \eta _{M}(z) \geqslant \frac{c_{*}}{q} \hat{\lambda }_{1}(q)\quad \text{for a.a. } z \in \Omega ,\quad\quad \eta _{M} \not \equiv \frac{c_{*}}{q} \hat{\lambda }_{1}(q), \\ & \liminf_{x \rightarrow 0^{+}} \frac{f(z,x,y)}{x^{q-1}} \geqslant \eta _{M}(z) \quad \text{uniformly for a.a. } z \in \Omega , \text{all } \vert y \vert \leqslant M; \end{aligned}$$ -
(iii)
for a.a. \(z \in \Omega \), all \(0 \leqslant x \leqslant \theta \), all \(y \in \mathbb {R}^{N}\) and all \(0 < t < 1\), we have
$$ f \biggl(z, \frac{1}{t}x, y \biggr) \leqslant \frac{1}{t^{p-1}} f(z,x,y). $$
-
(i)
Remark 2
The above hypotheses concern only the behavior of \(f(z,\cdot,y)\) near zero. No global growth condition is imposed on \(f(z,\cdot ,y)\). Hypothesis \({\mathrm{H}_{1}(\mathrm{i})}\) dictates an oscillatory behavior for \(f(z,\cdot ,y)\). It starts positive and by the time we have reached \(x = \theta \), the perturbation \(f(z,\cdot ,y)\) has become negative. In the case of the equation driven by the q-Laplacian, hypothesis \({\mathrm{H}_{1}(\mathrm{ii})}\) is a nonuniform nonresonance condition at zero. Hypothesis \({\mathrm{H}_{1}(\mathrm{iii})}\) is satisfied if for a.a. \(z \in \Omega \) and all \(y \in \mathbb {R}^{N}\) the quotient function \(x \mapsto \frac{f(z,x,y)}{x^{p-1}}\) is nonincreasing on \((0,\theta ]\).
Example
The following function satisfies hypotheses \({\mathrm{H}_{1}}\) above. For the sake of simplicity, we drop the z-dependence. We have
with \(\eta > \max \{ \frac{c_{*}}{q}\hat{\lambda }_{1}(q),1 \} \), \(1< q < r\). For \(\theta =1\) hypothesis \({\mathrm{H}_{1}(\mathrm{i})}\) is satisfied.
As we already mentioned in the Introduction, due to the presence of the singular term, we have an energy functional which is not \(C^{1}\) and this prevents us from using the tools of critical point theory. So, we need to find a way to bypass the singularity and deal with \(C^{1}\)-functionals. For this reason in the next section we deal with the purely singular problem \((f \equiv 0)\). A solution of this problem will help us isolate the singularity.
3 Purely singular problem
In this section we examine the following purely singular problem:

Proposition 5
If hypotheses \({\mathrm{H}_{0}}\)hold, then for every \(\lambda > 0\)problem (\(Q_{\lambda }\)) admits a unique solution \(\overline{u} \in \operatorname{int} C_{+}\)and \(\overline{u}_{\lambda }\rightarrow 0\)in \(C^{1}_{0}(\overline{\Omega })\)as \(\lambda \rightarrow 0^{+}\).
Proof
Let \(g \in L^{p}(\Omega )\) and \(\varepsilon > 0\). We consider the following auxiliary Dirichlet problem:

Recall that \(A : W^{1,p}_{0}(\Omega )\mapsto W^{-1,p'}(\Omega )\) is the operator defined by
On account of Proposition 4, the operator \(A(\cdot )\) is continuous and maximal monotone. In addition, from Lemma 2(b) we see that \(A(\cdot )\) is coercive. Therefore \(A(\cdot )\) is surjective (see Papageorgiou–Rădulescu–Repovš [21], Corollary 2.8.7, p. 135). So, we can find \(\hat{u}_{\varepsilon }\in W^{1,p}_{0}(\Omega )\) such that
Moreover, the strict monotonicity of \(A(\cdot )\) implies that this solution is unique. Note that \(\frac{\lambda }{ (\vert g(\cdot )\vert + \varepsilon )^{\eta }} \in {L^{\infty }(\Omega )}_{+}\). So, the nonlinear regularity theory of Lieberman [17] and the nonlinear maximum principle of Pucci–Serrin [28] (p. 111, 120) imply that \(\hat{u}_{\varepsilon }\in \operatorname{int} C_{+}\).
We consider the solution map \(\gamma _{\varepsilon }: L^{p}(\Omega ) \mapsto L^{p}(\Omega )\) defined by
Consider the following perturbation of problem (\(Q_{\lambda }\)):

Evidently a fixed point of \(\gamma _{\varepsilon }(\cdot )\) is a solution of (\(Q_{\lambda }^{\varepsilon }\)). Clearly \(\gamma _{\varepsilon }(\cdot )\) is continuous. Moreover, using Lemma 2(b) we have
The fact that \(W^{1,p}_{0}(\Omega )\hookrightarrow L^{p}(\Omega )\) compactly implies that
Then, by the Schauder–Tychonov fixed point theorem (see Papageorgiou–Rădulescu–Repovš [21], Theorem 4.3.21, p. 298), we can find \(\widetilde{u}_{\varepsilon }\in W^{1,p}_{0}(\Omega )\) such that
This is the unique positive solution of (\(Q_{\lambda }^{\varepsilon }\)) and since \(\gamma _{\varepsilon }(\cdot )\) has values in \(\operatorname{int} C_{+}\), we infer that \(\widetilde{u}_{\varepsilon }\in \operatorname{int} C_{+}\).
Claim: \(\{\widetilde{u}_{\varepsilon }\}_{\varepsilon \in (0,1]} \subseteq \operatorname{int} C_{+}\) is nonincreasing.
Let \(0 < \varepsilon ' < \varepsilon \). We have
We introduce the Carathéodory function \(k_{\varepsilon }: \Omega \times \mathbb {R}\mapsto \mathbb {R}\) defined by
We set \(K_{\varepsilon }(z,x)=\int ^{x}_{0} k_{\varepsilon }(z,s) \,ds\) and consider the \(C^{1}\)-functional \(\psi _{\varepsilon }: W^{1,p}_{0}(\Omega )\mapsto \mathbb {R}\) defined by
From Corollary 3 and (4), we see that the functional \(\psi _{\varepsilon }(\cdot )\) is coercive. Also, using the Sobolev embedding theorem, we see that \(\psi _{\varepsilon }(\cdot )\) is sequentially weakly lower semicontinuous. So, by the Weierstrass–Tonelli theorem, we can find \(\widetilde{u}_{\varepsilon }^{*} \in W^{1,p}_{0}(\Omega )\) such that
From hypothesis \({\mathrm{H}_{0}(\mathrm{iv})}\) and Corollary 3, we have
For \(t \in (0,1)\) we have
Since \(0 < \eta <1 < q <p\), for \(t \in (0,1)\) small, we see that
From (5) we have
In (7) first we choose \(h=-(\widetilde{u}_{\varepsilon }^{*})^{-} \in W^{1,p}_{0}(\Omega )\). We have
Next we test (7) with \(h=(\widetilde{u}_{\varepsilon }^{*}-\widetilde{u}_{\varepsilon '})^{+} \in W^{1,p}_{0}(\Omega )\). We have
So, we have proved that
From (8), (4) and (7) it follows that
This proves the claim.
Next, let \(\varepsilon _{n}= \frac{1}{n}\) and \(\widetilde{u}_{n}=\widetilde{u}_{\varepsilon _{n}} \in \operatorname{int} C_{+}\) for all \(n \in \mathbb {N}\). We have
Consider the Banach space \(C_{0}(\overline{\Omega })= \{ u \in C(\overline{\Omega }) : u\vert _{ \partial \Omega } =0 \} \) (with the supremum norm). This is an ordered Banach space with positive cone
This cone has a nonempty interior given by
with \(\hat{d}(z) = d(z,\partial \Omega )\) for all \(z \in \overline{\Omega }\). Since \(\widetilde{u}_{1} \in \operatorname{int} C_{+}\), we can find \(0 < c_{9} < c_{10}\) such that
Let \(s > N\) and note that \({\hat{u}_{1}(p)}^{1/s} \in K_{+}\). Using Proposition 4.1.22, p. 274, of Papageorgiou–Rădulescu–Repovš [21], we can find \(c_{11} > 0\) such that
Since \(0 < \eta < 1\), the Lemma in Lazer–McKenna [16] implies that \({\hat{u}_{1}(p)}^{-\eta /s} \in L^{s}(\Omega )\). Therefore
From (11) we have
We return to (9) and use \(h=\widetilde{u}_{n} \in W^{1,p}_{0}(\Omega )\). Then from Lemma 2(b) we have
So, we may assume that
Note that
On account of (15), we can also say (at least for a subsequence) that
From (16) and (17) it follows that
(see Gasinski–Papageorgiou [9], Problem 1.19, p. 38).
Again we return to (9) and choose \(h=\widetilde{u}_{n}-\overline{u}_{\lambda }\in W^{1,p}_{0}(\Omega )\), pass to the limit as \(n \rightarrow \infty \) and use (15) and (18). We obtain
Therefore if in (9) we pass to the limit as \(n \rightarrow \infty \) and use (19), then
From (20) we infer that
Let \(\theta =\frac{\lambda }{{\overline{u}_{\lambda }}^{\eta }} \in L^{s}( \Omega )\) and consider the linear Dirichlet problem
From Theorem 9.15, p. 241, of Gilbarg–Trudinger [12], we know that this problem has a unique solution \(y \in W^{2,s}(\Omega )\), \(y \geqslant 0\), \(y \neq 0\). Since \(s > N\), by the Sobolev embedding theorem, we have \(W^{2,s}(\Omega ) \hookrightarrow C^{1,\alpha }(\overline{\Omega })\) continuously with \(\alpha =1-\frac{N}{s} \in (0,1)\). Let \(w=Dy \in C^{0,\alpha }(\overline{\Omega },\mathbb {R}^{N})\). We have
Then the nonlinear regularity theory of Lieberman [17] implies that \(\overline{u}_{\lambda }\in C_{+}\setminus \{0\}\). Using the nonlinear maximum principle of Pucci–Serrin [28] (pp. 111, 120), we infer that \(\overline{u}_{\lambda }\in \operatorname{int} C_{+}\).
From (20) and (14) and Theorem 7.1, p. 286, of Ladyzhenskaya–Uraltseva [15] (see also Gasinski–Papageorgiou [8], p. 737), we know that there exists \(c_{15} > 0\) such that
Then the nonlinear regularity theory of Lieberman [17], says that we can find \(\alpha \in (0,1)\) and \(c_{16} > 0\) such that
Since \(C^{1,\alpha }_{0}(\overline{\Omega }) \hookrightarrow C^{1}_{0}( \overline{\Omega })\) compactly, from (14), (20) and (21), we conclude that
This proof is now complete. □
4 The frozen variable method
In this section we develop the method described in the Introduction (the frozen variable method).
So, fix \(v \in C^{1}_{0}(\overline{\Omega })\) and consider the following Dirichlet problem (the “frozen problem”):

Since we have fixed the gradient variable in f, the resulting problem (\(P_{\lambda }^{v}\)) has a variational structure. However, as we already mentioned in the Introduction, the presence of the singular term \(u \mapsto \lambda u^{-\eta }\) leads to an energy functional which is not \(C^{1}\) and so we cannot use the minimax theorems of the critical point theory. To remedy this situation, we use the solution \(\overline{u}_{\lambda }\) of (\(Q_{\lambda }\)) to bypass the singularity and deal with a \(C^{1}\)-functional.
Let \(M \geqslant \Vert Dv\Vert _{\infty }\). On account of hypotheses \({\mathrm{H}_{1}(\mathrm{ii})}\), given \(\varepsilon > 0\) small, we can find \(\delta \in (0,\delta _{0}]\) such that
Proposition 6
If hypotheses \({\mathrm{H}_{0}}\), \({\mathrm{H}_{1}}\)hold, then we can find \(\hat{\lambda }_{*} > 0\)such that for all \(\lambda \in (0,\hat{\lambda }_{*}]\)problem (\(P_{\lambda }^{v}\)) admits a positive solution \(\hat{u}_{v} \in \operatorname{int} C_{+}\).
Proof
Proposition 5 implies that we can find \(\hat{\lambda }_{*} \in (0,1]\) such that
We introduce the Carathéodory function \(\tau _{v}^{\lambda }: \Omega \times \mathbb {R}\mapsto \mathbb {R}\) defined by
recall that \(\delta _{0} < \theta \), see hypothesis \({\mathrm{H}_{1}(\mathrm{i})}\). We set \(T _{v}^{\lambda }(z,x) = \int ^{x}_{0} \tau _{v}^{\lambda }(z,s) \,ds\) and consider the \(C^{1}\)-functional \(\varphi _{v}^{\lambda }: W^{1,p}_{0}(\Omega )\mapsto \mathbb {R}\) defined by
Corollary 3 and (24) imply that \(\varphi _{v}^{\lambda }(\cdot )\) is coercive. Also, it is sequentially weakly lower semicontinuous. So, we can find \(\hat{u}_{v} \in W^{1,p}_{0}(\Omega )\) such that
Hypothesis \({\mathrm{H}_{0}(\mathrm{iv})}\) implies that, given \(\varepsilon ' \in (0,\varepsilon ]\), we can find \(\delta ' \in (0,\delta ]\) such that
Let \(t \in (0,1)\) be small such that
(recall that \(\overline{u}_{\lambda }\in \operatorname{int} C_{+}\) and use Proposition 4.1.22, p. 274, of Papageorgiou–Rădulescu–Repovš [21]). We have
Note that
(see hypothesis \({\mathrm{H}_{1}(\mathrm{ii})}\) and recall \(\hat{u}_{1}(q) \in \operatorname{int} C_{+}\)).
We have
Since \(q < p\), choosing \(t \in (0,1)\) even smaller, we have
From (25) we have
In (27) first we choose \(h = (\overline{u}_{\lambda }-\hat{u}_{v} )^{+} \in W^{1,p}_{0}( \Omega )\). Then
Next, in (27) we choose \(h = (\hat{u}_{v}-\theta )^{+} \in W^{1,p}_{0}(\Omega )\). Then
(by the weak comparison principle; see Pucci–Serrin [28], Theorem 3.4.1, p. 61).
So, we have proved that
From (28), (24) and (27), we infer that \(\hat{u}_{v}\) is a positive solution of (\(P_{\lambda }^{v}\)). Since \({\overline{u}_{\lambda }}^{-\eta } \in L^{s}(\Omega )\) (\(s >N\)) (see (20) and (14)), reasoning as in the proof of Proposition 5 (see the part of the proof after (20)), we infer that \(\hat{u}_{v} \in \operatorname{int} C_{+}\).
This proof is now complete. □
Let \(S_{v}^{\lambda }\) be the set of positive solutions of the “frozen problem” (\(P_{\lambda }^{v}\)). We have just proved that for \(v \in C^{1}_{0}(\overline{\Omega })\) and \(0 < \lambda \leqslant \hat{\lambda }_{*}\) we have
We will show that each of these solution sets has a smallest element. In this way we have a canonical procedure to choose an element from \(S_{v}^{\lambda }\) as \(v \in C^{1}_{0}(\overline{\Omega })\) varies. So, we define the minimal solution map on which we will use Theorem 1 (the Leray–Schauder alternative principle).
To produce a minimal element for the solution set \(S_{v}^{\lambda }\), we need the following result providing a lower bound for the set \(S_{v}^{\lambda }\).
Proposition 7
If hypotheses \({\mathrm{H}_{0}}\), \({\mathrm{H}_{1}}\)hold and \(0 < \lambda \leqslant \hat{\lambda }_{*}\), then \(\overline{u}_{\lambda }\leqslant u\)for all \(u \in S_{v}^{\lambda }\).
Proof
Let \(u \in S_{v}^{\lambda }\) and consider the Carathéodory function \(\hat{\mu }_{\lambda }(z,x)\) defined on \(\Omega \times \mathring{\mathbb {R}}_{+}=\Omega \times (0,\infty )\) by
We consider the following singular Dirichlet problem
Reasoning as in the proof of Proposition 5, we show that problem (30) has a solution \(\widetilde{u}_{\lambda }\in \operatorname{int} C_{+}\) and using (29), we show that
But then (29) and Proposition 5 imply that
This proof is now complete. □
Using this lower bound, we show the existence of a minimal element for the set \(S_{v}^{\lambda }\).
Proposition 8
If hypotheses \({\mathrm{H}_{0}}\), \({\mathrm{H}_{1}}\)hold and \(0 < \lambda \leqslant \hat{\lambda }_{*}\), then problem (\(P_{\lambda }^{v}\)) has a smallest positive solution \(u^{*}_{v} \in \operatorname{int} C_{+}\)such that
Proof
From Proposition 18 of Papageorgiou–Rădulescu–Repovš [23], we know that \(S_{v}^{\lambda }\) is downward directed. Then using Lemma 3.10, p. 178, of Hu–Papageorgiou [14], we can find \(\{u_{n}\}_{n \in \mathbb {N}} \subseteq S_{v}^{\lambda }\) decreasing such that
From the proof of Proposition 6 we know that \(S_{v}^{\lambda }\cap [0,\theta ] \neq \emptyset \). So, without any loss of generality, we may assume that \(\{u_{n}\}_{n \in \mathbb {N}} \subseteq [0,\theta ]\). We have
In (31) we choose \(h=u_{n} \in W^{1,p}_{0}(\Omega )\). Using Lemma 2(b), (32) and hypothesis \({\mathrm{H}_{1}(\mathrm{i})}\), we infer that
So, we may assume that
In (31) we choose \(h = u_{n} -u_{v}^{*} \in W^{1,p}_{0}(\Omega )\), pass to limit as \(n \rightarrow \infty \) and use (33). We obtain
Then, if in (31) we pass to the limit as \(n \rightarrow \infty \) and use (34), we obtain
It follows that
This proof is now complete. □
Using Proposition 8, we define the minimal solution map
by setting
Evidently a fixed point of \(\xi _{\lambda }(\cdot )\) is a solution of problem (\(P_{\lambda }\)). To produce a fixed point of (\(P_{\lambda }\)), we will use Theorem 1 (the Leray–Schauder alternative principle). This is done in the next section.
5 Positive solution
To apply Theorem 1, we need to know that \(\xi _{\lambda }(\cdot )\) is compact. The next proposition will be helpful in this respect.
Proposition 9
If hypotheses \({\mathrm{H}_{0}}\), \({\mathrm{H}_{1}}\)hold, \(v_{n} \rightarrow v\)in \(C^{1}_{0}(\overline{\Omega })\), \(u \in S^{\lambda }_{v} \cap [0,\theta ]\)with \(\lambda \in (0,\hat{\lambda }_{*}]\), then we can find \(u_{n} \in S^{\lambda }_{v_{n}}\), \(n \in \mathbb {N}\)such that
Proof
Choosing \(M \geqslant \sup_{n \in \mathbb {N}}\Vert Dv_{n}\Vert _{\infty }\), we see that all the previous results are valid. We consider the following Dirichlet problem:
This problem has a unique solution \(y_{n} \in W^{1,p}_{0}(\Omega )\). We know that \({\overline{u}_{\lambda }}^{-\eta } \in L^{s}(\Omega )\), \(s > N\) (see (20) and (14)). Therefore \(\{ \tau _{v_{n}}^{\lambda }(\cdot ,u(\cdot )) \} _{n \in \mathbb {N}} \subseteq L^{s}(\Omega )\) is bounded (see (24)). Consider the linear Dirichlet problem
For each \(n \in \mathbb {N}\), this problem has a unique solution \(e_{n} \in W^{2,s}(\Omega )\) (see Gilbarg–Trudinger [12], Theorem 9.15, p. 241) and in addition we have
(see Gilbarg–Trudinger [12], Lemma 9.17, p. 242). From the Sobolev embedding theorem we know that, for \(\alpha =1-\frac{N}{s} \in (0,1)\), we have
Hence from (36) it follows that
We rewrite (35) as
Then the nonlinear regularity theory of Lieberman [17] implies that we can find \(\mu \in (0,1)\) and \(c_{20} > 0\) such that
From (37) and the compact embedding of \(C^{1,\mu }_{0}(\overline{\Omega })\) into \(C^{1}_{0}(\overline{\Omega })\), it follows that
Note that \(\tau _{v_{n}}^{\lambda }(\cdot ,u(\cdot )) \mapsto \tau _{v}^{\lambda }( \cdot ,u(\cdot ))\) in \(L^{s}(\Omega )\). So, for the whole sequence, we have
We set \(y_{n} = y_{n}^{0}\) and consider the following Dirichlet problem:
As above this problem has a unique solution \(y_{n}^{1} \in C^{1}_{0}(\overline{\Omega })\) and we have
We continue this way and generate a sequence \(\{ y_{n}^{k} \} _{k, n \in \mathbb {N}} \subseteq C^{1}_{0}( \overline{\Omega })\) such that
We will show that for every \(n \in \mathbb {N}\)
Arguing by contradiction, suppose that (40) is not true. By passing to a subsequence if necessary, we may assume that
We set \(w_{k}=\frac{y_{n}^{k}}{\Vert y_{n}^{k}\Vert }\), \(k \in \mathbb {N}\). Then \(\Vert w_{k}\Vert =1\) for all \(k \in \mathbb {N}\) and so we may assume that
From (38) we have
On account of (24), (41) and (42), we have
which contradicts the fact that \(\Vert w_{k}\Vert =1\) for all \(k \in \mathbb {N}\).
Therefore (40) is true.
Then on account of (40) and the nonlinear regularity theory (see [17] and [21]), we infer that \(\{ y_{n}^{k} \} _{k \in \mathbb {N}} \subseteq C^{1}_{0}( \overline{\Omega })\) is relatively compact. Hence we may assume that
From (38) and hypothesis \({\mathrm{H}_{1}(\mathrm{i})}\), we have
From (45), (46) and the nonlinear regularity theory of Lieberman [17], it follows that \(\{ u_{n} \} _{n \in \mathbb {N}} \subseteq C^{1}_{0}( \overline{\Omega })\) is relatively compact. Then (39), (44) and the double limit lemma (see Gasinski–Papageorgiou [7], Problem 1.175, p. 61) imply that
This proof is now complete. □
Using this proposition, we can establish the compactness of the minimal solution map \(\xi _{\lambda }(\cdot )\).
Proposition 10
If hypotheses \({\mathrm{H}_{0}}\), \({\mathrm{H}_{1}}\)hold and \(\lambda \in (0,\hat{\lambda }_{*}]\), then the minimal solution map \(\xi _{\lambda }: C^{1}_{0}(\overline{\Omega }) \mapsto C^{1}_{0}( \overline{\Omega })\)is compact.
Proof
Let \(B \subseteq C^{1}_{0}(\overline{\Omega })\) be bounded. Let \(v \in B\) and \(u=\xi _{\lambda }(v)\). We have
From this as before using the nonlinear regularity theory of Lieberman [17], we infer that
Next, we show that \(\xi _{\lambda }(\cdot )\) is continuous. So, let \(v_{n} \rightarrow v\) in \(C^{1}_{0}(\overline{\Omega })\) and let \(u_{n}=\xi _{\lambda }(v_{n})\), \(n \in \mathbb {N}\) and \(u=\xi _{\lambda }(v)\). From (47) we see that \(\{ u_{n} \} _{n \in \mathbb {N}} \subseteq C^{1}_{0}( \overline{\Omega })\) is relatively compact. Hence we may assume that
Evidently \(\widetilde{u} \in S_{v}^{\lambda }\) and so we have
On the other hand, from Proposition 9, we know that we can find \(\widetilde{u}_{n} \in S_{v_{n}}^{\lambda }\), \(n \in \mathbb {N}\) such that
We have \(u_{n} \leqslant \widetilde{u}_{n}\) for all \(n \in \mathbb {N}\) and so from (48) and (50), we obtain
So, for the whole sequence we have
This proof is now complete. □
Let \(\mathcal{D}_{\lambda }= \{ u \in C^{1}_{0}(\overline{\Omega }) : u=t \xi _{\lambda }(u), 0< t < 1\}\).
Proposition 11
If hypotheses \({\mathrm{H}_{0}}\), \({\mathrm{H}_{1}}\)hold and \(\lambda \in (0,\hat{\lambda }_{*}]\), then \(\mathcal{D}_{\lambda }\subseteq C^{1}_{0}(\overline{\Omega })\)is bounded.
Proof
Let \(u \in \mathcal{D}_{\lambda }\). We have
It follows that
for all \(h \in W^{1,p}_{0}(\Omega )\).
From Proposition 7, we know that
In (51) we choose \(h = u \in W^{1,p}_{0}(\Omega )\). Using Lemma 2(b), (52) (recall that \({\overline{u}_{\lambda }}^{-\eta }\in L^{s}(\Omega )\)) and hypothesis \({\mathrm{H}_{1}(\mathrm{i})}\), we obtain
Then as before via the nonlinear regularity theory of Lieberman [17], we see that \(\mathcal{D}_{\lambda }\subseteq C^{1}_{0}(\overline{\Omega })\) is bounded (in fact relatively compact).
This proof is now complete. □
So we can use Theorem 1 on the map \(\xi _{\lambda }(\cdot )\) and produce a fixed point which is a positive solution of problem (\(P_{\lambda }\)), for \(\lambda \in (0,\hat{\lambda }_{*}]\). Concluding we can state the following existence theorem for problem (\(P_{\lambda }\)).
Theorem 12
If hypotheses \({\mathrm{H}_{0}}\), \({\mathrm{H}_{1}}\)hold, then there exists \(\hat{\lambda }_{*} > 0\)such that for all \(\lambda \in (0, \hat{\lambda }_{*}]\)problem (\(P_{\lambda }\)) admits a positive solution
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This research is partially supported by the Fundamental Research Funds for the Central Universities of Central South University (No. 2019zzts211). This paper has been completed while Youpei Zhang was visiting University of Craiova (Romania) with the financial support of China Scholarship Council (No. 201906370079). Youpei Zhang would like to thank the China Scholarship Council and the Embassy of the People’s Republic of China in Romania.
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Papageorgiou, N.S., Zhang, Y. Nonlinear nonhomogeneous Dirichlet problems with singular and convection terms. Bound Value Probl 2020, 153 (2020). https://doi.org/10.1186/s13661-020-01450-0
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DOI: https://doi.org/10.1186/s13661-020-01450-0
MSC
- 35B50
- 35J75
- 35J92
Keywords
- Frozen variable method
- Nonlinear regularity
- Minimal positive solution
- Leray–Schauder alternative principle
- Truncation
- Fixed point
- Convection term