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Optimal feedback control for fractional evolution equations with nonlinear perturbation of the time-fractional derivative term
Boundary Value Problems volume 2022, Article number: 21 (2022)
Abstract
We study the optimal feedback control for fractional evolution equations with a nonlinear perturbation of the time-fractional derivative term involving Caputo fractional derivatives with arbitrary kernels. Firstly, we derive a mild solution in terms of the semigroup operator generated by resolvents and a kernel from the general Caputo fractional operators and establish the existence and uniqueness of mild solutions for the feedback control systems. Then, the existence of feasible pairs by applying Filippov’s theorem is obtained. In addition, the existence of optimal control pairs for the Lagrange problem has been investigated.
1 Introduction
Control theory has received considerable attention due to its extensive applications in various areas of science, e.g., ecology, economics, and engineering, particularly in systems with controllability, feedback control, and optimal control [1–5]. Control systems are most often based on the principle of feedback, whereby the signal to be controlled is compared to a desired reference signal and the discrepancy is used to compute a corrective control action.
It is wonderful that the study of fractional control systems has attracted research recently [6–12]. In [7], Wang et al. considered the optimal feedback control of a nonlinear system, given by fractional evolution equations, that has the form
where \({}^{C} \mathcal{D}^{\alpha }\) is Caputo fractional derivative of order \(\alpha \in (0,1)\), \(u_{0} \in E\), and \(\mathcalligra{A}: D(\mathcalligra{A}) \rightarrow E\) is the infinitesimal generator of a compact analytic semigroup of uniformly bounded linear operators \(\lbrace {\mathbb{T}(t)} \rbrace _{t \geq 0}\) in a reflexive Banach space E. The control function \(v(\cdot )\) takes values in the Polish space \(\mathcal{V}\) and \(f:[0,T] \times E \times \mathcal{V} \rightarrow \) E is a given function satisfying suitable assumptions.
Motivated by the previous work, we are concerned with the optimal feedback control of the semilinear fractional evolution equations with a nonlinear perturbation of the time-fractional derivative term as follows:
where \({{}^{C}\mathcal{D}_{0}^{\alpha ;\omega }} \) is the Caputo fractional derivative with arbitrary kernel ω of order \(\alpha \in (0,1)\), \(\mathcalligra{A}: D ( \mathcalligra{A} ) \subseteq E \rightarrow E\) is the infinitesimal generator of a compact analytic semigroup of uniformly bounded linear operators \(\lbrace {\mathbb{T}(t), t \geq 0} \rbrace \) in a reflexive Banach space E, and \(u_{0} \in E\). The control v has a value in a control set \(\mathcal{V}[0, T]\) and \(f: [0,T] \times E \times \mathcal{V} \rightarrow E\) and \(g: [0,T] \times E \rightarrow E\) will be specified in what follows. It should be noted that the nonlinear perturbation term g in (1) contributes to a more complicated derivation of a mild solution, which requires certain assumptions on the semigroup and operator \(\mathcalligra{A}\). Furthermore, when the evolution operator \(\mathcalligra{A}\) is defined to be the zero operator on the Banach space \(E =\mathbb{R}\), our problem (1) can be modified and rewritten as hybrid fractional differential equations. The fractional derivative of an unknown function is hybrid nonlinear, as a dependent variable is used in this class of equations. Moreover, this problem can be reduced to that considered in [7] where the function g is taken to be zero.
The aim of this paper is to derive a representation of the solution for the problem (1) that depends on fractional derivatives with arbitrary kernels. Furthermore, Krasnoselskii’s fixed point theorem is used to investigate the existence results for the nonlinear system (1) under the compactness assumption of the operator semigroup \(\lbrace {\mathbb{T}(t)} \rbrace _{t \geq 0}\). We further investigate the existence of optimal feedback controls for the Lagrange problem. Moreover, our results obtained in this work can be applied for further investigation in many practical problems.
The paper is structured as follows. First, we will outline some definitions and lemmas that will be needed later in Sect. 2. In Sect. 3, we provide a mild solution to the nonlinear system (1) employing the semigroup operator with a function ω that prescribes the generalized Caputo derivative. Next, the Krasnoselskii’s fixed point theorem is applied to prove the existence and uniqueness results of mild solutions for the problem (1) in Sect. 4. In Sect. 5, the existence of feasible pairs for the system (1) is also demonstrated. Finally, we will investigate the existence result of the optimal control pairs of the system (1).
2 Preliminaries
Throughout this paper, E is a reflexive Banach space and \(\|f\|_{L^{p}}\) is used to denote the \(L^{p}([0,T], E)\)-norm of f when \(f \in L^{p}([0,T], E)\) for some p, with \(1\leq p < \infty \). Let \(O_{r}(x)\) be the ball of radius \(r>0\) centered at x, i.e.,
Consider \(C([0,T], E)\) as the Banach space of continuous functions from \([0,T]\) to E with the usual supremum norm.
We denote by \(\mathcal{V}\) a Polish space; that is, a separable completely metrizable topological space. Let \(\mathcal{V}[0, T]=\{v: [0,T] \rightarrow \mathcal{V} \mid v(\cdot )\text{ is measurable}\}\). Then, any element \(v \in \mathcal{V}[0, T]\) is said to be a control on \([0,T] \).
Suppose H and F are two metric spaces.
Definition 2.1
([3])
A multifunction \(\Gamma : H \rightarrow 2^{F}\) is called pseudocontinuous at \(t \in H\) if
If Γ is pseudocontinuous at each point \(t \in H\), then it is called pseudocontinuous on H.
Proposition 2.2
([3])
Let \(\Gamma : H \rightarrow 2^{F}\) be a multifunction taking closed set values. Then Γ is pseudocontinuous if and only if the graph
is closed in \(H \times F\).
Lemma 2.3
Let \(1 < p < \infty \). Assume that \(\{f_{n} \}_{n\in \mathbb{N}}\) is a sequence in \(L^{p}\) that converges weakly to some f in \(L^{p}\). Then, for each \(n \in \mathbb{N}\), there exist \(\alpha _{n, i} \geq 0\) and \(\sum_{i \geq 1} \alpha _{n, i}=\) 1 such that
Lemma 2.4
([3])
Let H be a Lebesgue measurable set in \(\mathbb{R}^{n}\) and G and F be Polish spaces. Let \(\mathcal{V}: H \times F \rightarrow 2^{G}\) be Souslin measurable and \(\xi : H \rightarrow F\) be measurable. Then, \(\Gamma (\cdot ) \equiv \mathcal{V}(\cdot , \xi (\cdot )): H \rightarrow 2^{G}\) is measurable. Moreover, if \(\mathcal{V}\) is pseudocontinuous and ξ is continuous, then Γ is Souslin measurable.
Lemma 2.5
(Filippov’s theorem, [14])
Let \(\Gamma : H\rightarrow 2^{F}\) be a measurable closed set valued function and \(f: H \times F \rightarrow G\) be Souslin measurable. Assume that
-
(1)
for each \(u \in F\), \(f(\cdot , u)\) is measurable;
-
(2)
for almost all \(t \in H\), \(f(t, \cdot )\) is continuous;
-
(3)
\(y: H \rightarrow G\) is a Lebesgue measurable such that
$$ y(t) \in f\bigl(t, \Gamma (t)\bigr) \quad \textit{a.e. } t \in H. $$
Then, there exists a measurable function \(h: H \rightarrow G\), satisfying
Definition 2.6
(ω-Riemann–Liouville fractional integral, [15])
Let \(u \in L^{1} ([a,b])\), \(\alpha > 0\), and \(\omega \in C^{n}([a,b])\) be a function such that \(\omega ^{\prime }(t) >0\) for all \(t \in [a, b]\). The ω-Riemann–Liouville fractional integral operator of order α of a function u is defined by
where Γ is the gamma function.
Definition 2.7
(ω-Riemann–Liouville fractional derivative, [15])
Let \(\alpha \in (n-1, n)\), \(u\in L^{1} ([a,b])\), and \(\omega \in C^{1}([a,b])\) be a function such that \(\omega ^{\prime }(t) >0\) for all \(t \in [a, b]\). The ω-Riemann–Liouville fractional derivative of order α of a function u is defined by
where \(n=1+ [\alpha ] \).
Definition 2.8
(ω-Caputo fractional derivative, [15, 16])
Let \(\alpha \in (n-1, n)\), \(u \in C^{n}([a,b])\), and \(\omega \in C^{1}([a,b])\) be a function such that \(\omega ^{\prime }(t) >0\) for all \(t \in [a, b]\). The ω-Caputo fractional derivative of a function u of order α is defined by
where \(u^{ [n ]}(t) := (\frac{1}{\omega ^{\prime }(t)} \frac{\mathrm{d}}{\mathrm{d}t} )^{n}u(t) \) on \([a,b]\) and \(n= [\alpha ]+1\).
Lemma 2.9
([16])
Let \(u \in C^{n-1}([a,b])\) and \(\alpha >0\). Then, we have
Furthermore, we also have
Lemma 2.10
(Gronwall’s inequality, [17, 18])
Let \(\alpha >0\) and \(\omega \in C^{1}([a,b])\) be a function such that \(\omega ^{\prime }(t) > 0\) for all \(t \in [a,b]\). Suppose that
-
(1)
u and v are nonnegative functions, locally integrable on \([a, b]\);
-
(2)
\(h(t) \geq 0\) is nondecreasing continuous function on \([a, b]\).
If
then
for all \(t \in [a,b]\).
Moreover, if v is a nondecreasing function on \([a,b]\) then
where \(E_{\alpha }\) is the Mittag-Leffler function.
Definition 2.11
([15])
Let \(u,\omega : [a, \infty ) \rightarrow \mathbb{R}\) and \(\omega (t)\) be a nonnegative increasing function. Then, the Laplace transform of u with respect to ω is given by
for all s such that this integral converges.
Lemma 2.12
([15])
Let \(\alpha >0 \), and u be a piecewise continuous function on \([a,t]\), and of \(\omega (t)\)-exponential order. Then
Definition 2.13
([15])
Let u and v be two functions which are piecewise continuous at each interval \([a,T]\) and of exponential order. The convolution of u and v with respect to ω is defined by
Definition 2.14
The Wright-type function \(\phi _{\alpha }\) is given by
for \(z \in \mathbb{C}\) and \(0< \alpha <1\).
Proposition 2.15
The Wright function \(\phi _{\alpha }\) is an entire function with the following properties:
-
(i)
\(\phi _{\alpha }(\theta ) \geq 0\) for \(\theta \geq 0\) and \(\int _{0}^{\infty } \phi _{\alpha }(\theta ) \,\mathrm{d} \theta =1\);
-
(ii)
\(\int _{0}^{\infty } \phi _{\alpha }(\theta ) \theta ^{r}\,\mathrm{d} \theta = \frac{\Gamma ( 1+r ) }{\Gamma ( 1+\alpha r ) } \) for \(r >-1\);
-
(iii)
\(\int _{0}^{\infty } \phi _{\alpha }(\theta ) e^{-z \theta }\,\mathrm{d} \theta = E_{\alpha }(-z)\), \(z \in \mathbb{C} \);
-
(iv)
\(\alpha \int _{0}^{\infty } \theta \phi _{\alpha }(\theta ) e^{-z \theta }\,\mathrm{d} \theta =E_{\alpha , \alpha }(-z)\), \(z \in \mathbb{C}\).
Theorem 2.16
(Bochner’s theorem)
A measurable function \(\mathcal{Q}: [0, T] \rightarrow E\) is Bochner integrable if \(\vert \mathcal{Q} \vert \) is Lebesgue integrable.
Theorem 2.17
(Krasnoselskii’s fixed point theorem)
Let B is a nonempty convex, closed, and bounded subset of a Banach space E. Assume that \(\mathcal{F}_{1}\) and \(\mathcal{F}_{2}\) are operators from B to E such that
-
(i)
\(\mathcal{F}_{1} x+\mathcal{F}_{2} y \in B\) for every pair \(x, y \in B\);
-
(ii)
\(\mathcal{F}_{1}\) is a contraction map;
-
(iii)
\(\mathcal{F}_{2}\) is completely continuous.
Then, \(x=\mathcal{F}_{1} x+\mathcal{F}_{2} x\) has a solution on B.
Now, we outline some facts about the semigroups of linear operators which can be found in [21, 22].
The infinitesimal generator of \(\lbrace \mathbb{T}(t) \rbrace _{t \geq 0}\) of a strongly continuous semigroup (i.e., \(C_{0}\)-semigroup) \(\lbrace \mathbb{T}(t) \rbrace _{t \geq 0}\) is given by
We denote the domain of \(\mathcalligra{A}\) by \(D(\mathcalligra{A})\), that is,
Lemma 2.18
Let \(\lbrace \mathbb{T}(t) \rbrace _{t \geq 0}\) be a \(C_{0}\)-semigroup and let \(\mathcalligra{A}\) be its infinitesimal generator. Then
for \(u \in D(\mathcalligra{A})\) and \(\mathbb{T}(t) u\in D(\mathcalligra{A})\).
Throughout this work, we assume that the analytic semigroup \(\{\mathbb{T}(t)\}_{t \geq 0}\) has the following properties:
-
(i)
There is a constant \(M \geq 1\) satisfying
$$ M = \sup_{t \in [0, \infty )} \bigl\Vert \mathbb{T}(t) \bigr\Vert . $$(5) -
(ii)
For any \(0< \eta \leq 1\), there exists a positive constant \(C_{\eta }\) such that
$$ \bigl\Vert \mathcalligra{A}^{\eta }\mathbb{T}(t) \bigr\Vert \leq \frac{C_{\eta }}{t^{\eta }} $$(6)for all \(t \in [0, T]\).
3 Representation formula of mild solutions based on semigroup theory
Lemma 3.1
Any solution of the problem (1) satisfies the following integral equation:
Proof
Applying Definition 2.8 and Lemma 2.9 to the problem (1), it can be rewritten in the form of the integral representation as follows:
Taking the generalized Laplace transform on both sides of equation (7), we have that for \(s>0\),
where
and
It follows that
Now, we consider the change of variable
It follows that
The following one-sided stable probability density in [23] is considered:
whose standard Laplace transform is provided by
Using (8), we obtain
and
Then, we have
Now, we take the inverse Laplace transform to obtain
where \(\phi _{\alpha }(\theta )=\frac{1}{\alpha } \theta ^{-1- \frac{1}{\alpha }}\rho _{\alpha }(\theta ^{-\frac{1}{\alpha }})\) is the probability density function defined on \((0, \infty )\). □
Definition 3.2
A function \(u \in C([0, T],E)\) is called a mild solution of the problem (1) if satisfies the following integral equation:
where the operators \(\mathcal{Q}^{\alpha ;\omega }(t,\tau )\) and \(\mathcal{R}^{\alpha ;\omega }(t,\tau )\) are defined by
and
for \(0\leq \tau \leq t \leq T\).
Lemma 3.3
The operators \(\mathcal{Q}^{\alpha ;\omega }\) and \(\mathcal{R}^{\alpha ;\omega }\) satisfy the following properties:
-
(i)
The operators \(\mathcal{Q}^{\alpha ;\omega }(t,s)\) and \(\mathcal{R}^{\alpha ;\omega }(t,s)\) are bounded, linear and such that
$$ \bigl\Vert \mathcal{Q}^{\alpha ;\omega }(t,\tau )u \bigr\Vert \leq M \Vert u \Vert \quad \textit{and}\quad \bigl\Vert \mathcal{R}^{\alpha ;\omega }(t,\tau )u \bigr\Vert \leq \frac{M}{\Gamma (\alpha )} \Vert u \Vert $$for all \(u \in E\) and \(0 \leq \tau \leq t\).
-
(ii)
For any \(0\leq \tau \leq t\), \(\mathcal{Q}^{\alpha ;\omega }(t,\tau )\) and \(\mathcal{R}^{\alpha ;\omega }(t,\tau )\) are strongly continuous on E.
-
(iii)
\(\mathcal{Q}^{\alpha ;\omega }(t,\tau )\) and \(\mathcal{R}^{\alpha ;\omega }(t,\tau )\) are compact for all \(0 < \tau < t\) if \(\mathbb{T}(t)\) is a compact operator for every \(t>0\).
-
(iv)
If \(\mathcal{Q}^{\alpha ;\omega }(t,\tau )\) and \(\mathcal{R}^{\alpha ;\omega }(t,\tau )\) are compact strongly continuous semigroups of bounded linear operators for \(0 < \tau < t\), then \(\mathcal{Q}^{\alpha ;\omega }(t,\tau )\) and \(\mathcal{R}^{\alpha ;\omega }(t,\tau )\) are continuous in the uniform operator topology.
-
(v)
For any \(u \in E\), \(\beta \in (0,1)\) and \(\eta \in (0,1]\), we have
$$\begin{aligned} \mathcalligra{A} \mathcal{R}^{\alpha ;\omega }(t,\tau ) u=\mathcalligra{A}^{1- \beta } \mathcal{R}^{\alpha ;\omega }(t,\tau ) \mathcalligra{A}^{\beta } u,\quad 0 \leq \tau \leq t \leq T, \end{aligned}$$and
$$\begin{aligned} \bigl\Vert \mathcalligra{A}^{\eta } \mathcal{R}^{\alpha ;\omega }(t,\tau ) \bigr\Vert \leq \frac{\alpha C_{\eta }}{ ( \omega (t)- \omega (\tau ) ) ^{\alpha \eta }} \frac{\Gamma (2-\eta )}{\Gamma (1+\alpha (1-\eta ))}, \quad 0 \leq \tau < t \leq T. \end{aligned}$$
4 Existence and uniqueness of a mild solution
In order to demonstrate the main results, we outline the following assumptions:
- (\(\mathrm{A}_{1}\)):
-
The operator \(\mathbb{T}(t)\) is a compact for all \(t>0\),
- (\(\mathrm{A}_{2}\)):
-
The function \(f: [0, T] \times E \times \mathcal{V}\rightarrow E\) is a Carathéodory function, that is,
- (\(\mathrm{F}_{1}\)):
-
For each \(t \in [0,T]\), the function \(f(t, \cdot , \cdot ):E \rightarrow E\) is continuous,
- (\(\mathrm{F}_{2}\)):
-
For each \(u\in E\), the function \(f(\cdot , u, v):[0,T] \rightarrow E\) is measurable.
- (\(\mathrm{A}_{3}\)):
-
For any \(k>0\), there exist \(\alpha p> 1\) and function \(m_{k} \in L^{p}([0,T],E)\) such that for any \(u\in E\) and \(v \in \mathcal{V}\) satisfying \(\|u\| \leq k\),
$$ \bigl\Vert f(t,u, v) \bigr\Vert \leq m_{k}(t), \quad \text{ a.e. } t\in [0,T], $$and there exists \(L>0\) such that
$$ \liminf_{k \rightarrow \infty } \frac{ \Vert m_{k} \Vert _{L^{p}}}{k}=L. $$ - (\(\mathrm{A}_{4}\)):
-
The function \(g: [0,T] \times E \rightarrow E\) is continuous and there exist a positive constant \(\beta \in (0,1)\) and \(M_{1}, M_{2} >0\) such that
$$ \bigl\Vert \mathcalligra{A}^{\beta } g(t,u) - \mathcalligra{A}^{\beta } g(t,w) \bigr\Vert \leq M_{1} \Vert u-w \Vert $$and
$$ \bigl\Vert \mathcalligra{A}^{\beta } g(t,u) \bigr\Vert \leq M_{2} \bigl( \Vert u \Vert +1 \bigr). $$ - (\(\mathrm{A}_{5}\)):
-
The function f is a locally Lipschitz continuous with respect to \(\mathcal{V}\), i.e., for all \(t \in [0, T]\) and \(u_{1}, u_{2} \in E\), there exists constant \(L_{f}>0\) such that
$$ \bigl\Vert f\bigl(t,u_{1}(t), v\bigr)-f\bigl(t,u_{2}(t),v \bigr) \bigr\Vert \leq L_{f} \Vert u_{1}-u_{2} \Vert . $$
The following existence of mild solutions for the problem (1) will be proved by using Krasnoselskii’s fixed point theorem.
Theorem 4.1
Assume (\(\mathrm{A}_{1}\))–(\(\mathrm{A}_{4}\)) are true. Then, the problem (1) has at least one mild solution provided that
and
Proof
For any \(k>0\), we let \(B_{k}= \lbrace {u \in C([0, T], E): \|u (t)\| \leq k \text{ for all } t \in [0,T]} \rbrace \). Then, \(B_{k}\) is a bounded closed convex subset of \(C([0, T], E)\). For each positive k, we define two operators \(\mathcal{F}_{1}\) and \(\mathcal{F}_{2}\) on \(B_{k}\) as follows:
and
for \(t \in [0, T]\).
From Lemma 3.3(v), for \(t \in [0, T]\), we obtain
Thus, \(\|{ ( \omega (t)- \omega (\tau ) ) ^{\alpha -1}} \omega ^{ \prime }(\tau ) {\mathcalligra{A}\mathcal{R}^{\alpha ;\omega }(t,\tau )}g( \tau ,u(\tau )) \|\) is Lebesgue integrable with respect to \(\tau \in [0, t]\) for all \(t\in [0,T]\). From Theorem 2.16 (Bochner’s theorem), we obtain that \(\|{ ( \omega (t)- \omega (\tau ) ) ^{\alpha -1}} \omega ^{ \prime }(\tau ) {\mathcalligra{A}\mathcal{R}^{\alpha ;\omega }(t,\tau )}g( \tau ,u(\tau )) \,\mathrm{d}{\tau }\|\) is Bochner integrable with respect to \(\tau \in [0, t]\) for all \(t\in [0,T]\).
Similarly, by Lemma 3.3(i), we also obtain
Thus, \(\| { ( \omega (t)- \omega (\tau ) ) ^{\alpha -1}} \omega ^{ \prime }(\tau ) {\mathcal{R}^{\alpha ;\omega }(t,\tau )}f(\tau ,u( \tau ),v(\tau )) \|\) is Lebesgue integrable with respect to \(\tau \in [0, t]\) for all \(t\in [0,T]\). From Theorem 2.16 (Bochner’s theorem), it follows that \(\| { ( \omega (t)- \omega (\tau ) ) ^{\alpha -1}} \omega ^{ \prime }(\tau ) {\mathcal{R}^{\alpha ;\omega }(t,\tau )}f(\tau ,u( \tau ),v(\tau )) \|\) is Bochner integrable with respect to \(\tau \in [0, t]\) for all \(t\in [0,T]\).
The proof will be separated into three parts.
Step 1: \(\mathcal{F}_{1}u+\mathcal{F}_{2}w \in B_{k}\) whenever \(u, w \in B_{k}\).
We assume that for each \(k>0\), there exist \(u_{k}, w_{k} \in B_{k} \) such that
According to (\(\mathrm{A}_{3}\)) and Lemma 3.3(i), it follows that
Multiplying to both sides by \(\frac{1}{k}\) and taking the limit inferior as \(k \rightarrow \infty \), we get
which is contradiction.
Step 2: \(\mathcal{F}_{1}\) is a contraction on \(B_{k}\).
For arbitrary \(u, w \in B_{k}\), we have
for \(t \in [0, T]\). According to (11) of Theorem 4.1, we obtain that \(\mathcal{F}_{1}\) is a contraction.
Step 3: \(\mathcal{F}_{2}\) is a completely continuous operator.
Firstly, we claim that \(\mathcal{F}_{2}\) is continuous on \(B_{k}\). Let \(\{u_{n}\} \subset B_{k}\) be such that \(u_{n} \rightarrow u\in B_{k} \) as \(n \rightarrow \infty \). For \(t \in [0,T]\), by Assumptions (\(\mathrm{A}_{2}\)) and (\(\mathrm{A}_{3}\)), we have
and
Using the Lebesgue dominated convergence theorem, for any \(t \in [0,T]\), we obtain
as \(n \rightarrow \infty \). This implies that \(\| ( \mathcal{F}_{2}u_{n} )(t) - ( \mathcal{F}_{2}u )(t)\|_{C} \rightarrow 0 \) as \(n \rightarrow \infty \). Hence \(\mathcal{F}_{2}\) is continuous.
Next, we prove the equicontinuity of \(\mathcal{F}_{2}(B_{k})\). For any \(u \in B_{k}\), we have for \(0 \leq t_{1} < t_{2} \leq T\),
By Lemma 3.3, we obtain that
and
and hence \(I_{1} \rightarrow 0\) and \(I_{2} \rightarrow 0\) as \(t_{2} \rightarrow t_{1}\). For \(t_{1}=0\) and \(0< t_{2}\leq T\), it easy to see that \(I_{4}=0\). Thus, for any \(\varepsilon \in (0,t_{1})\), we have
Therefore \(I_{3} \rightarrow 0\) as \(t_{2} \rightarrow t_{1}\) and \(\varepsilon \rightarrow 0\) by Lemma 3.3, (iii) and (iv). It follows that
which means that \(\mathcal{F}_{2}(B_{k})\) is equicontinuous.
Now, we will prove that \(N(t)= \lbrace { ( \mathcal{F}_{2} u ) (t) : u \in B_{k}} \rbrace \) is relatively compact in E for all \(t \in [0,T]\). Notice that \(N(0)\) is relatively compact in E. Fix \(t \in (0, T]\), then, for every \(\varepsilon >0\) and \(\delta >0\), we define an operator \(\mathcal{F}_{2}^{\varepsilon , \delta }\) on \(B_{k}\) as
where \(u \in B_{k}\).
By the compactness of \(\mathbb{T}(\varepsilon ^{\alpha } \delta )\) for \(\varepsilon ^{\alpha } \delta >0\), it follows that the set \(N_{\varepsilon , \delta }(t)= \lbrace ( \mathcal{F}_{2}^{ \varepsilon , \delta } u ) (t) : u \in B_{k} \rbrace \) is relatively compact in E for all \(\varepsilon >0\) and \(\delta >0\). Furthermore, for any \(u \in B_{k}\), we have
Hence, there are relatively compact sets arbitrary close to the set \(N(t)\) for \(t>0\). Therefore, we conclude that \(N(t)\) is relatively compact in E. It follows that the set \(\mathcal{F}_{2}(B_{k})\) is relatively compact in \(C([0,T],E)\) by Arzelá–Ascoli theorem. This implies that \(\mathcal{F}_{2}\) is a completely continuous by the continuity of \(\mathcal{F}_{2}\) and relatively compactness of \(\mathcal{F}_{2}(B_{k})\). Hence, Krasnoselskii’s fixed point theorem implies that \(\mathcal{F}_{1} + \mathcal{F}_{2}\) has a fixed point \(u^{*}\) in \(B_{k}\), which is a mild solution of (1). □
Next, we prove a uniqueness result by means of the Banach contraction theorem.
Theorem 4.2
Assume that (\(\mathrm{A}_{3}\))–(\(\mathrm{A}_{5}\)) are satisfied and condition (10) of Theorem 4.1holds. Then, the problem (1) has a unique mild solution if
Proof
For \(u \in B_{k}\), we define the operator \(\mathcal{G}\) on \(B_{k}\) by
Notice that it is enough to show the uniqueness of a fixed point of \(\mathcal{G}\) on \(B_{k}\). According to (10), we know that \(\mathcal{G}\) is an operator from \(B_{k}\) into itself.
For any \(u, u^{*} \in B_{k}\) and \(t \in [0,T]\), according to (\(\mathrm{A}_{3}\))–(\(\mathrm{A}_{5}\)), we have
This implies that \(\mathcal{G}\) is a contraction map satisfying (12). Hence the uniqueness of a fixed point of the map \(\mathcal{G}\) on \(B_{k}\) follows from the Banach contraction principle. □
5 Existence of feasible pairs for fractional evolution equations
In this section, we present the existence of feasible pairs for system (1). To establish our results, we introduce the following hypotheses:
- (\(\mathrm{U}_{1}\)):
-
The set \(f(t, u, \Gamma (t, u))\) satisfies
$$ \bigcap_{\delta >0} \overline{\operatorname{co}}\,f \bigl(t, O_{\delta }(u), \Gamma \bigl(O_{\delta }(t, u) \bigr) \bigr)=f\bigl(t, u, \Gamma (t, u)\bigr), \quad \text{a.e. } t \in [0,T]. $$ - (\(\mathrm{U}_{2}\)):
-
\(\Gamma : [0,T] \times E \rightarrow 2^{U}\) is pseudocontinuous.
Definition 5.1
(Feasible pairs)
A pair \((u, v)\) is called feasible if v satisfies (9) and
Let \([\tau , v] \subseteq [0,T]\), and set
Lemma 5.2
Operators \(\mathcalligra{Q}_{j}: L^{p}([0,T], E) \rightarrow C([0,T] E)\), \(j=1,2\) for some \(\frac{1}{p}< \alpha <1\), \(p>1\), given by
and
are also compact for \(h \in L^{p}([0,T], E)\).
Proof
Assume that \(\{ h^{n} \} \subseteq L^{p}([0, T], E)\) is bounded. We define
We can verify that, for any \(t \in [0,T]\) and \(\frac{1}{p} < \alpha <1\), \(\Vert \mathcalligra{E}_{n}^{j}(t) \Vert \) is bounded. By Lemma 3.3, it is not difficult to verify that \(\mathcalligra{E}_{n}^{j}(t)\) is compact in E and also equicontinuous. Due to Ascoli–Arzela theorem, \(\{ \mathcalligra{E}_{n}^{j}(t) \} \) is relatively compact in \(C([0,T], E)\). Obviously, \(\mathcalligra{Q}_{j}\) is a continuous linear operator. Therefore, \(\mathcalligra{Q}_{j}\) is a compact operator for \(j = 1, 2\). □
We need to investigate the following result in order to solve our optimal feedback control problem.
Theorem 5.3
Under the assumptions of Theorem 4.2and Conditions (\(\mathrm{U}_{1}\)) and (\(\mathrm{U}_{2}\)), for any \(u_{0} \in E\) and \(\frac{1}{p} < \alpha <1\) for some \(p>1\), the set \(H[0, T]\) is nonempty, that is, \(H[0, T] \neq \emptyset \).
Proof
For any \(k \geq 0\), we define
where \(t_{j}=\frac{j}{k} T\) for \(0 \leq j \leq k-1\) and \(\chi _{ [t_{j}, t_{j+1} )}\) is the characteristic function of the interval \([t_{j}, t_{j+1} ) \). The sequence \(\{ v^{j} \} \) is constructed as follows.
Firstly, we take \(v_{0} \in \Gamma (0, u_{0} ) \). From Theorem 4.2, there exists a unique \(u_{k}(\cdot )\), which is defined as
Then, we take \(v_{1} \in \Gamma (\frac{T}{k}, u_{k} (\frac{T}{k} ) )\). Repeating this this procedure, we obtain \(u_{k}\) on \([\frac{T}{k}, \frac{2 T}{k} ]\).
To conclude, we construct the following integral equation by induction:
From Lemma 3.3 and Gronwall’s inequality, we can find \(L>0\) such that
By (\(\mathrm{A}_{3}\)), it follows that
By Lemma 5.2, there exists a subsequence of \(\{ u_{k} \} \), denoted by \(\{ u_{k} \} \) again, such that
for some \(\overline{u} \in C([0,T], E)\), and
for some \(\overline{f} \in L^{p}([0,T], E)\).
Applying Lemma 5.2 and (13), we get
From (14), for any \(\delta >0\), there exists a \(k_{0}>0\) such that
In contrast, by the definition of \(v_{k}(\cdot ) \) and for sufficiently large k, we have
for all \(t \in [\frac{j T}{k}, \frac{(j+1) T}{k} )\), \(0 \leq j \leq k-1\).
Next, by (5) and Lemma 2.3 (Mazur’s lemma), we let \(\alpha _{i j} \geq 0\) and \(\sum_{j \geq 0} \alpha _{i j}=1\) be such that
Hence, there exists a subsequence of \(\{ \phi _{l} \} \), denoted by \(\{ \phi _{l} \} \) again, such that
From (16) and (17), it follows that for sufficiently large l, we have
Therefore, for any \(\delta >0\), we have
By Assumption (\(\mathrm{U}_{1}\)), we have
From (\(\mathrm{U}_{2}\)) and Corollary 2.4, we have that \(\Gamma (\cdot , \overline{u}(\cdot ))\) is Souslin measurable. Applying Lemma 2.5 (Fillippov’s theorem), we can find a function \(\overline{u} \in \mathcal{V}[0, T]\) such that
and
This means that \((\overline{u}, \overline{v})\) is a feasible pair in \([0, T]\). □
6 Existence of optimal feedback control pairs
In this section, we consider the Lagrange problem (P) for the optimal feedback control as follows: find a pair \((u^{0}, v^{0} ) \in H[0, T]\) such that
where
Then, we give some assumptions about L.
- (\(\mathrm{L}_{1}\)):
-
The functional \(L:[0, T] \times E \times \mathcal{V} \rightarrow \mathbb{R} \cup \{ \infty \}\) is Borel measurable in \((t, u, v)\).
- (\(\mathrm{L}_{2}\)):
-
The functional \(L(t, \cdot , \cdot )\) is sequentially lower semicontinuous on \(E \times \mathcal{V}\) for a.e. \(t \in [0,T]\) and there is a constant \(M_{1}>0\) such that
$$ L(t, u, v) \geq -M_{1}, \quad (t, u, v) \in [0,T] \times E \times \mathcal{V}. $$
For any \((t, u) \in [0,T] \times E\), we denote the set
To investigate the existence of optimal control pairs for problem (P), we assume that
-
(C)
The \(\operatorname{map} \varSigma (t, \cdot ): E \rightarrow 2^{R \times E}\) has the Cesari property for a.e. \(t \in [0,T]\), that is,
$$ \bigcap_{\delta >0} \overline{\operatorname{co}}\, \varSigma \bigl(t , O_{\delta }(u) \bigr)= \varSigma (t, u) $$for all \(u \in E\).
Theorem 6.1
Under the assumptions of Theorem 5.3and Conditions (\(\mathrm{L}_{1}\))–(\(\mathrm{L}_{2}\)) and (C), the exists at least one optimal control pair for the Lagrange problem (P).
Proof
It is clear that the statement of Theorem 6.1 is true if \(\inf \{J(u, v) \mid (u, v) \in H[0, T]\}=+\infty \). Hence, it suffices to prove the statement when \(\inf \{J(u, v) \mid (u, v) \in H[0, T]\}=m<+\infty \). By Assumptions (\(\mathrm{L}_{1}\))–(\(\mathrm{L}_{2}\)), we have
Then, there exists a sequence \(\{ u^{n}, v^{n} \} \subset H[0, T]\) such that
We denote
and
From the nonlinearity of f and boundedness of \(\{ u^{n} \} \), we obtain that
is bounded in \(L^{p}([0,T], E) \).
Without loss of generality, we can assume that
for some \(f(\cdot ) \in L^{p}([0,T], E) \). By Lemma 3.1, we obtain
uniformly in \(t \in [0,T]\), i.e., \(u^{n}(\cdot ) \rightarrow \overline{u}(\cdot )\) in \(C([0,T], E)\).
Applying Lemma 2.3 (Mazur’s lemma), we let \(\alpha _{k , l} \geq 0\), \(\sum_{k \geq 1} \alpha _{k , l}=1\) be such that
Set
and
For any \(\delta >0\) and sufficiently large l, we have
By Assumption (C), we get
Hence, we have
Then, by Lemma 2.5 (Fillippov’s theorem), we can find a measurable function \(\overline{u}(\cdot )\) of \(\Gamma (\cdot , \overline{u}(\cdot ))\) satisfying
Moreover, we have
and \((\overline{u}, \overline{v}) \in H[0, T]\).
By Fatou’s lemma, it follows that
i.e.,
Thus, \((\overline{u}, \overline{v})\) is an optimal pair. □
7 Conclusion
In this paper, we have investigated the existence and uniqueness results concerning mild solutions for fractional evolution equations with nonlinear perturbation of the time-fractional derivative term involving Caputo fractional derivatives with arbitrary kernels. Further, we extended our result to study the existence of optimal control pairs for the Lagrange problem by applying the Filippov’s theorem.
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The authors would like to thank the referees for their valuable comments which helped to improve the manuscript.
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The paper is financially supported by Department of Mathematics, King Mongkut’s University of Technology Thonburi.
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The main idea of this paper was proposed and mainly proved by PSN, while AS performed some proofs and provided some examples. All authors read and approved the final manuscript.
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Suechoei, A., Sa Ngiamsunthorn, P. Optimal feedback control for fractional evolution equations with nonlinear perturbation of the time-fractional derivative term. Bound Value Probl 2022, 21 (2022). https://doi.org/10.1186/s13661-022-01604-2
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DOI: https://doi.org/10.1186/s13661-022-01604-2