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An inhomogeneous perturbation for a class of nonlinear scalar field equations
Boundary Value Problems volume 2022, Article number: 26 (2022)
Abstract
This paper deals with a class of nonlinear scalar field equations with an inhomogeneous perturbation. Two positive solutions were obtained using the variational methods.
1 Introduction and main result
In this paper, we consider the following nonlinear scalar field equations with an inhomogeneous perturbation
Actually, g satisfies the Berestycki–Lions conditions:
- \((g_{1})\):
-
\(g\in C(\mathbb{R},\mathbb{R})\);
- \((g_{2})\):
-
\(-\infty <\liminf_{s\rightarrow 0^{+}}\frac{g(s)}{s}\leq \limsup_{s\rightarrow 0^{+}}\frac{g(s)}{s}=-m<0\);
- \((g_{3})\):
-
\(\lim_{s\rightarrow +\infty }\frac{g(s)}{s^{2^{*}-1}}=0\), where \(2^{*}=\frac{2N}{N-2}\);
- \((g_{4})\):
-
there exists \(\zeta >0\) such that \(G(\zeta ):=\int _{0}^{\zeta }g(\tau )\,d\tau >0\);
and h satisfies
- \((h_{1})\):
-
there exists \(p\in [\frac{2N}{N+2},2]\) such that \(h\in L^{p}(\mathbb{R}^{N})\);
- \((h_{2})\):
-
h is nonnegative and \(h\not \equiv 0\);
- \((h_{3})\):
-
h is radially symmetric;
- \((h_{4})\):
-
\((\nabla h,x)\in L^{\frac{2N}{N+2}}(\mathbb{R}^{N})\), where \((\cdot ,\cdot )\) denotes scalar product in \(\mathbb{R}^{N}\).
When \(h\equiv 0\), Eq. (1.1) reduces to the following nonlinear scalar field equations
Equation (1.2) possesses strong physical background as introduced in [1, 6] and has been extensively studied, for example, in [3, 5, 10, 12]. Especially in [3], Berestycki and Lions gave nearly optimal conditions known as the Berestycki–Lions conditions.
In [2, 8, 9], the authors studied Eq. (1.2) with a homogeneous perturbation and obtained a positive solution using the variational method. In this paper, we consider the effect of an inhomogeneous perturbation. In other words, we investigate the existence of positive solutions of Eq. (1.1). With regard to Eq. (1.1), there are some results, for example, [4, 14, 15]. Compared with those results, in the present paper, the nonlinearity g is almost optimal.
Set \(|\cdot |_{s}=(\int _{\mathbb{R}^{N}}|\cdot |^{s}\,dx)^{\frac{1}{s}}\). Using the variational method, we get the following
Theorem 1.1
Suppose that \((g_{1})\)–\((g_{3})\) and \((h_{1})\)–\((h_{3})\) hold. Then there exists \(\Lambda >0\) such that when \(|h|_{p}<\Lambda \), Eq. (1.1) has a positive solution. If we add \((g_{4})\) and \((h_{4})\), then when \(|h|_{p}<\Lambda \), Eq. (1.1) has another positive solution.
We have something to say about the perturbation h. The assumptions \((h_{1})\) and \((h_{2})\) are necessary, and \((h_{3})\) is to overcome the lack of compactness. Moreover, to prove the second positive solution, we need to use the Pohožaev identity, and then \((h_{4})\) seems appropriate.
Set \(f(s)=g(s)+ms\), then Eq. (1.1) equals to the following equation
where f satisfies
- \((f_{1})\):
-
\(f\in C(\mathbb{R},\mathbb{R})\);
- \((f_{2})\):
-
\(-\infty <\liminf_{s\rightarrow 0^{+}}\frac{f(s)}{s}\leq \limsup_{s\rightarrow 0^{+}}\frac{f(s)}{s}=0\);
- \((f_{3})\):
-
\(\lim_{s\rightarrow +\infty }\frac{f(s)}{s^{2^{*}-1}}=0\);
- \((f_{4})\):
-
there exists \(\zeta >0\) such that \(F(\zeta ):=\int _{0}^{\zeta }f(\tau )\,d\tau >\frac{1}{2}m\zeta ^{2}\).
We only need to prove the following
Theorem 1.2
Suppose that \((f_{1})\)–\((f_{3})\) and \((h_{1})\)–\((h_{3})\) hold. Then there exists \(\Lambda >0\) such that when \(|h|_{p}<\Lambda \), Eq. (1.3) has a positive solution. If we add \((f_{4})\) and \((h_{4})\), then when \(|h|_{p}<\Lambda \), Eq. (1.3) has another positive solution.
Remark 1.3
(i) f can be sign-changing. (ii) There exist some functions that satisfy \((h_{1})\)–\((h_{4})\). For example,
where \(\omega _{N}\) denotes the volume of the unit ball in \(\mathbb{R}^{N}\). By computing, we have \(h_{i}\in L^{2}(\mathbb{R}^{N})\), \((\nabla h_{i},x)\in L^{\frac{2N}{N+2}}(\mathbb{R}^{N})\) and \(|h_{i}|_{2}<\Lambda \), \(i=1,2\).
The rest of the paper is organized as follows: In Sect. 2, we introduce some preliminaries. In Sect. 3, we give the proof of the first positive solution. Section 4 is devoted to obtaining the second positive solution.
2 Preliminaries
From now on, \(C,C_{1},C_{2},\ldots \) , denotes various positive constant, \(u^{\pm }=\max \{\pm u,0\}\) and \((H, \|\cdot \|)\) is a Hilbert space, where
To ensure the positivity of solutions and for simplicity, we always take \(f(s)=0\) for all \(s\leq 0\). As is well known, the solutions of Eq. (1.3) correspond to the critical points of the following energy functional
By Principle of symmetric criticality [13], we know that if u is a critical point of I restricted to H, then u is a critical point of I in \(H^{1}(\mathbb{R}^{N})\). Set
then \(F_{1}(s)\geq 0\), \(F_{2}(s)\geq 0\), \(F(s)=F_{1}(s)-F_{2}(s)\) for all \(s\in \mathbb{R}\),
and by \((f_{1})\)–\((f_{3})\), we have
3 The first positive solution of Eq. (1.3)
In this section, we prove that Eq. (1.3) has a local minimal solution.
Lemma 3.1
Suppose that \((f_{1})\)–\((f_{3})\) and \((h_{1})\) hold. Then there exist \(\rho >0\), \(\Lambda >0\), \(\alpha >0\) such that when \(|h|_{p}<\Lambda \), \(I(u)\geq \alpha \) for all \(\|u\|=\rho \).
Proof
From (2.1), it follows that
Combining with Hölder’s inequality and Sobolev’s inequality, we get
Define \(k(t)=C_{2}t-C_{3}t^{2^{*}-1}\) for \(t>0\), then there exists \(\rho >0\) such that \(k(t)\) is increasing in \([0,\rho ]\), \(k(t)\) is decreasing in \([\rho ,+\infty )\), and \(k(\rho )=\max_{t>0}k(t)\). Hence when \(|h|_{p}<\Lambda :=\frac{k(\rho )}{C_{4}}\), we have \(I(u)\geq \alpha :=[k(\rho )-C_{4}|h|_{p}]\rho\) for all \(\|u \|=\rho \). □
Define \(\overline{B}_{\rho }=\{u\in H:\|u\|\leq \rho \}\) and \(\mathfrak{m}=\inf_{u\in \overline{B}_{\rho }}I(u)\), then we have
Lemma 3.2
Suppose that \((f_{1})\)–\((f_{3})\) and \((h_{1})\)–\((h_{2})\) hold. Then \(\mathfrak{m}\in (-\infty ,0)\).
Proof
It follows from \((f_{1})\)–\((f_{2})\) that there exist \(M>0\) and \(\theta >0\) such that
By \((h_{2})\), there exist \(L\in (0,\theta )\) and \(\varphi \in H\) such that \(\int _{\mathbb{R}^{N}}h\varphi \,dx>0\) and \(0\leq \varphi (x)\leq L\) for all \(x\in \mathbb{R}^{N}\). Then we have
which implies that there exists \(t_{0}>0\) such that \(\|t_{0}\varphi \|\leq \rho \) and \(I(t_{0}\varphi )<0\). Hence \(\mathfrak{m}<0\). It is obvious that \(\mathfrak{m}>-\infty \). □
Lemma 3.3
Suppose that \((f_{1})\)–\((f_{3})\) and \((h_{1})\)–\((h_{3})\) hold. Then \(\mathfrak{m}\) is achieved.
Proof
By the definition of \(\mathfrak{m}\), there exists a sequence \(\{u_{n}\}\subset H\) such that \(\|u_{n}\|\leq \rho \) and \(I(u_{n})=\mathfrak{m}+o(1)\). Then there exists \(u\in H\) such that up to a subsequence,
The weakly lower semicontinuity of the norm infers
Thus \(\|u\|\leq \rho \). Fatou’s lemma [11] and Strauss’s compactness lemma [3] yield
and
Since \((h_{1})\) holds,
Hence \(I(u)=\mathfrak{m}\). □
The proof of the first positive solution
From Lemma 3.3, there exists \(u\in H\) such that \(\|u\|\leq \rho \) and \(I(u)=\mathfrak{m}\). Lemma 3.1 infers \(\|u\|<\rho \). Thus for any \(v\in H\),
and
which imply \(I'(u)=0\). By \(\langle I'(u),u^{-}\rangle =0\), we know \(u^{-}=0\). The strong maximum principle deduces \(u>0\) in \(\mathbb{R}^{N}\). □
4 The second positive solution of Eq. (1.3)
In this section, we prove that Eq. (1.3) has another positive solution. In order to obtain a bounded Palais–Smale sequence, we use the following Jeanjean’s theorem [7].
Theorem 4.1
Let X be a Banach space equipped with a norm \(\|\cdot \|_{X}\) and let \(J\subset \mathbb{R}^{+}\) be an interval. We consider a family \(\{\Phi _{\mu }\}_{\mu \in J}\) of \(C^{1}\)-functionals on X of the form
where \(B(u)\geq 0\) for all \(u\in X\) and such that either \(A(u)\rightarrow +\infty \) or \(B(u)\rightarrow +\infty \) as \(\|u\|_{X}\rightarrow +\infty \). We assume that there are two points \(v_{1}\), \(v_{2}\) in X such that
where
Then for almost every \(\mu \in J\), there is a sequence \(\{u_{n}\}\subset X\) such that
-
(i)
\(\{u_{n}\}\) is bounded in X,
-
(ii)
\(\Phi _{\mu }(u_{n})\rightarrow c_{\mu }\) and
-
(iii)
\(\Phi '_{\mu }(u_{n})\rightarrow 0\) in the dual \(X^{*}\) of X.
Moreover, the map \(\mu \rightarrow c_{\mu }\) is non-increasing and continuous from the left.
From [3], we know that Eq. (1.2) has a positive ground state solution \(\omega \in H\) and
Then there exists \(\delta \in (0,1)\) such that
In Theorem 4.1, we set
and
By Hölder’s inequality and Sobolev’s inequality, we have
which implies \(A(u)\rightarrow +\infty \) as \(\|u\|\rightarrow +\infty \). Note that
In the following, \(I_{1}\) will always replace I. The next lemma is to verify the assumptions of Theorem 4.1.
Lemma 4.2
Suppose that \((f_{1})\)–\((f_{4})\) and \((h_{1})\)–\((h_{2})\) hold. Then when \(|h|_{p}<\Lambda \), there exist \(v_{1},v_{2}\in E\) such that for any \(\mu \in J\), \(c_{\mu }\geq \alpha >\max \{I_{\mu }(v_{1}),I_{\mu }(v_{2})\}\), where Λ, α are from Lemma 3.1.
Proof
From Lemma 3.1, it follows that for any \(\mu \in J\), \(I_{\mu }(u)\geq I_{1}(u)\geq \alpha \) for all \(\|u\|=\rho \). Define
where ω satisfies (4.1). For any \(\mu \in J\), one has
Note that
Thus, there exists \(t_{0}>0\) such that \(\|\omega _{t_{0}}\|>\rho \) and \(I_{\mu }(\omega _{t_{0}})<0\). Set \(v_{1}=0\), \(v_{2}=\omega _{t_{0}}\). Hence for any \(\gamma \in \Gamma \), \(\max_{t\in [0,1]}I_{\mu }(\gamma (t))\geq \alpha >0\). Consequently, \(c_{\mu }\geq \alpha >0=\max \{I_{\mu }(v_{1}),I_{\mu }(v_{2})\}\). □
From Theorem 4.1, we know that for almost every \(\mu \in J\), there is a sequence \(\{u_{n}\}\subset H\) such that
Moreover, the map \(\mu \rightarrow c_{\mu }\) is non-increasing and continuous from the left.
Lemma 4.3
Fix \(\mu \in J\). Suppose that \((f_{1})\)–\((f_{4})\) and \((h_{1})\)–\((h_{3})\) hold. Assume that \(\{u_{n}\}\subset H\) satisfies (4.2). Then there exists a positive function \(u\in H\) such that \(I_{\mu }(u)=c_{\mu }\) and \(I'_{\mu }(u)=0\).
Proof
Since \(\{u_{n}\}\subset H\) satisfies (4.2), there exists \(u\in H\) such that up to a subsequence, (3.1)–(3.5) hold, and Fatou’s lemma [11] and Strauss’s compactness lemma [3] yield
and
Obviously, \(I'_{\mu }(u)=0\). That is
Note that
Using (3.1)–(3.5) and (4.3)–(4.5), we obtain
It is easy to know that \(\|u_{n}\|\rightarrow \|u\|\). Combining with (3.1), we get \(u_{n}\rightarrow u\) in H. Therefore, \(I_{\mu }(u)=c_{\mu }\) and \(I'_{\mu }(u)=0\). By \(\langle I'_{\mu }(u),u^{-}\rangle =0\), we know \(u^{-}=0\). The strong maximum principle deduces \(u>0\) in \(\mathbb{R}^{N}\). □
The proof of the second positive solution
We choose \(\mu _{n}\in J\) and \(\mu _{n}\nearrow 1\). Lemma 4.3 implies that there exists a positive sequence \(\{u_{\mu _{n}}\}\subset H\) such that \(I_{\mu _{n}}(u_{\mu _{n}})=c_{\mu _{n}}\) and \(I_{\mu _{n}}'(u_{\mu _{n}})=0\). Note that \((h_{4})\) holds. Then we have
and the following Pohožaev identity
Combining with Hölder’s inequality and Sobolev’s inequality, we get
So
By (2.1), (4.6), (4.7), Hölder’s inequality, and Sobolev’s inequality, we yield
So
Hence \(\{u_{\mu _{n}}\}\) is bounded in H. Note that \(\mu _{n}\nearrow 1\),
and
where \(\|\cdot \|_{*}\) denotes the norm in \(H^{*}\). Therefore, \(I_{1}(u_{\mu _{n}})\rightarrow c_{1}\) and \(\|I'_{1}(u_{\mu _{n}})\|_{*}\rightarrow 0\). According to Lemma 4.2 and Lemma 4.3, we get that there exists a positive function \(u\in H\) such that \(I_{1}(u)=c_{1}>0\) and \(I'_{1}(u)=0\). □
By Sect. 3 and Sect. 4, we complete the proof of Theorem 1.2.
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The authors wish to thank the referees and the editor for their valuable comments and suggestions.
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This research was supported by NNSFC (11861052), Natural Science Foundation of Education of Guizhou ([2019]065, KY[2020]144), Science and Technology Foundation of Guizhou ([2019]5653) and Funds of QNUN (QNYSKYTD2018012).
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Sun, X., Duan, Y. & Liu, J. An inhomogeneous perturbation for a class of nonlinear scalar field equations. Bound Value Probl 2022, 26 (2022). https://doi.org/10.1186/s13661-022-01607-z
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DOI: https://doi.org/10.1186/s13661-022-01607-z