- Research
- Open access
- Published:
Positive ground states for nonlinear Schrödinger–Kirchhoff equations with periodic potential or potential well in \(\mathbf{R}^{3}\)
Boundary Value Problems volume 2022, Article number: 97 (2022)
Abstract
This work is devoted to the nonlinear Schrödinger–Kirchhoff-type equation
where \(a>0\), \(b\geq 0\), the nonlinearity \(f(x,\cdot )\) is 3-superlinear and the potential V is either periodic or exhibits a finite potential well. By the mountain pass theorem, Lions’ concentration-compactness principle, and the energy comparison argument, we obtain the existence of positive ground state for this problem without proving the Palais–Smale compactness condition.
1 Introduction and main results
In this work, we study the following Schrödinger–Kirchhoff-type equation:
where \(a>0\), \(b\geq 0\) are constants. We assume that the potential \(V(x)\) satisfies
- (V0):
-
\(V\in C(\mathbb{R}^{3})\) and \(\alpha :=\inf_{x\in \mathbb{R}^{3}}V(x)>0\),
and one of the following conditions:
- (V1):
-
\(V(x)\) and \(f(x,t)\) are 1-periodic in \(x_{1}\), \(x_{2}\), \(x_{3}\);
- (V2):
-
\(V(x)< V_{\infty}:=\lim_{ \vert x \vert \rightarrow \infty}V(x)< \infty \) for all \(x\in \mathbb{R}^{3}\).
For the nonlinearity \(f(x,t)\), we make the following assumptions:
- (f1):
-
\(f\in C(\mathbb{R}^{3}\times \mathbb{R}^{+})\) and satisfies
$$ \lim_{t\rightarrow 0^{+}}\frac{f(x,t)}{t}=\lim_{t\rightarrow + \infty}\frac{f(x,t)}{t^{5}}=0 \quad \text{uniformly in }x\in \mathbb{R}^{3}; $$ - (f2):
-
\(F(x,t)/t^{4}\rightarrow +\infty \) as \(t\rightarrow +\infty \) uniformly in \(x\in \mathbb{R}^{3}\), where \(F ( x,t ) :=\int _{0}^{t}f ( x,s ) \,\text{d}s\);
- (f3):
-
\(f(x,t)/t^{3}\) is nondecreasing in \(t\in \mathbb{R}^{+}\).
Since we intend to look for positive solutions of (1.1), we may assume without restriction that \(f(x,t)=0\) for all \((x,t)\in \mathbb{R}^{3}\times (-\infty ,0]\) throughout this paper. We shall work on \(E\equiv H^{1}(\mathbb{R}^{3})\) with the norm
which, by virtue of the assumptions on V, is equivalent to the standard \(H^{1}(\mathbb{R}^{3})\) norm. The energy functional associated with (1.1) is defined by \(\Phi :E\rightarrow \mathbb{R}\):
By (f1), Φ is of class \(C^{1}\) on E with the derivative given by
for all \(u,v\in E\). It is well known that the critical points of Φ are weak solutions of problem (1.1). Furthermore, a ground state solution is the solution corresponding to the least critical value of Φ, that is, a nontrivial solution u satisfying \(\Phi (u)=\inf_{\mathcal{K}}\Phi \), where
In (1.1), if \(V(x)\equiv 0\) and \(\mathbb{R}^{3}\) is replaced by a bounded domain \(\Omega \subset \mathbb{R}^{N}\), it reduces to the following Dirichlet problem of Kirchhoff type:
Problem (1.6) has a great importance in the study of stationary solutions for the equation
proposed by Kirchhoff [1] as an extension of the classical D’Alembert’s wave equation for free vibrations of elastic strings, where ρ, h, \(P_{0}\), L are positive constants. For more details on the physical and mathematical background of this problem, we refer to [1–3] for references. Such problems are often called nonlocal since the equation is no longer a pointwise identity due to the presence of integral over Ω. This phenomenon gives rise to some mathematical difficulties and makes (1.6) different from the classical elliptic problems.
Problems on a bounded domain like (1.6) have been studied extensively; see, e.g., [4–6] and the references therein. In recent years, growing attention has been paid to equations of type (1.1) set on the entire space. Some interesting studies by variational methods can be found in, for example, [3, 6–20] and the references therein. The current work is concerned with (1.1) of the subcritical and superlinear case. In the following, we shall focus more on some related results. On account of the 4-order term \(( \int _{\mathbb{R}^{3}} \vert \nabla u \vert ^{2} \,\text{d}x ) ^{2}\), to ensure that the functional Φ is superlinear, one usually assumes that \(f(x,t)\) is 4-superlinear at infinity, namely,
or further, satisfies the widely used Ambrosetti–Rabinowitz-type condition in the form of
It is well known that a main difficulty in studying (1.1) in \(\mathbb{R}^{3}\) is the lack of compactness. In fact, this difficulty can be avoided when problems are considered restricting to the subspace of \(H^{1}(\mathbb{R}^{3})\) consisting of radially symmetric functions, usually denoted by \(H_{r}^{1}(\mathbb{R}^{3})\), since in this case the embedding \(H_{r}^{1}(\mathbb{R}^{3})\hookrightarrow L^{s}(\mathbb{R}^{3})\) (\(2 \leq s<6\)) is compact. We refer to [11, 14, 21] in this direction, where the potential V is radial or a positive constant.
Besides, one can also add some conditions on V to restore the lacked compact imbedding. In [22], Wu obtained nontrivial solutions of (1.1) by assuming that the potential V satisfies (V0) and
where meas \((\cdot )\) denotes the Lebesgue measure in \(\mathbb{R}^{3}\); the nonlinearity \(f(x,t)\) is subcritical, satisfies (f2),
and other conditions. Note that condition (V3) implies that the embedding X into \(L^{s}(\mathbb{R}^{3})\) is compact (see [23]), where
is a linear subspace of \(H^{1}(\mathbb{R}^{3})\), equipped with the norm
Therefore the Palais–Smale condition can be proved. Then Liu and He [24] proved that (1.1) has infinitely many solutions by using a variant version of the fountain theorem under an oddness assumption on f and conditions (V0), (V3), (AR), etc. We also note that if \(V(x)\rightarrow +\infty \) as \(\vert x \vert \rightarrow \infty \), then (V3) is satisfied.
In [3], for \(f(x,t)= \vert u \vert ^{p-1}u\) (\(2< p<5\)) and V satisfying (V0), (V2), and
- (V4):
-
V is weakly differentiable, \(( \nabla V(\cdot ),\cdot ) \in L^{\infty}(\mathbb{R}^{3}) \cap L^{3/2}(\mathbb{R}^{3})\) and
$$ V(x)- \bigl( \nabla V(x),x \bigr) \geq 0\quad \text{a.e. }x\in \mathbb{R}^{3}. $$
Li and Ye proved that (1.1) has a positive ground state solution by using the Pohozaev identity, a monotonicity trick, and a new version of the global compactness lemma. And recently, Liu and Guo [17] extended this result to the general nonlinearity \(f(x,t)\) with assuming (V0), (V2), (V4) and some conditions on \(f(x,t)\).
In recent years, there have been intensive studies on semiclassical states of Kirchhoff-type problems of the form
where \(\varepsilon >0\) is a small parameter. We would like to refer to [8], in which He and Zou proved the existence of a positive ground state solution by using the Nehari manifold and assuming (V0), (V2), (AR), f is independent of x, and \(f(t)/t^{3}\) is strictly increasing.
To overcome the difficulties of the lack of compactness, in addition to the methods mentioned above, another effective way is to make use of the period-translation invariance of the energy functional Φ. More specifically, we could assume V and f satisfy (V1) and (f1), respectively, and then we apply the concentration-compactness principle discovered by Lions [25] to obtain nontrivial critical points up to certain suitable \(\mathbb{Z}^{3}\) translations. To the best of our knowledge, there exist few results of this case. Motivated by the above facts, and [26, 27] besides, we consider two cases of the potentials, that is, the periodic cases and the bounded potential well case. Our main results read as follows.
Theorem 1.1
Under assumptions (V0), (V1), and (f1)–(f3), problem (1.1) has a positive ground state solution.
Before stating the theorem of potential well case, we need to assume that the nonlinearity \(f(x,t)=f(t)\) does not depend on x. That is, the problem is of the form
In Sect. 4, we will prove the following result.
Theorem 1.2
Under assumptions (V0), (V2), and (f1)–(f3) with f independent of x, problem (1.7) has a positive ground state solution.
Remark 1.3
It is worth to point out that we cannot easily see that \(\Phi ^{\prime}\) is weakly sequentially continuous in E by direct calculations due to the nonlocal term \(\int _{\mathbb{R}^{3}} \vert \nabla u \vert ^{2}\,\text{d}x\). In fact, in general, we do not know \(\int _{\mathbb{R}^{3}} \vert \nabla u_{n} \vert ^{2}\,\text{d}x \rightarrow \int _{\mathbb{R}^{3}} \vert \nabla u \vert ^{2}\,\text{d}x\) from \(u_{n}\rightharpoonup u\) in E. Thanks to condition (f3), we can prove that the weak limit of a bounded (PS) sequence is a weak solution of this problem (see Lemma 3.1). Hence we do not have to verify the (PS) compactness condition. This dramatically simplifies our proof, especially when the embedding \(E\hookrightarrow L^{2}(\mathbb{R}^{3})\) is not compact.
Remark 1.4
As have been mentioned previously, [3, 17] are concerned with (1.1) of the potential well case, as well. However, Theorem 1.2 is not strictly comparable to them. Since (V4) is not assumed, our methods become substantially different and more direct.
Remark 1.5
Theorem 1.2 is different from Theorem 1.1 in the aforementioned [8], which involved a small parameter since it is concerned with semiclassical states. Whereas our results do not require the smallness of such a parameter. Moreover, our assumptions on f are much more general than the ones in [8].
The paper is organized as follows. In Sect. 2, we show that the functional Φ associated with (1.1) has a mountain pass geometry. Moreover, we also prove that the corresponding Palais–Smale sequence \(\{u_{n}\}\) of Φ at the mountain pass level c is bounded. In Sect. 3, we complete the proof of Theorem 1.1 by using the mountain pass lemma and Lions’ concentration-compactness principle. Section 4 is devoted to the proof of Theorem 1.2 by applying a comparison argument.
2 A mountain pass geometry
To begin with, we recall that a sequence \(\{u_{n}\}\in H^{1}(\mathbb{R}^{3})\) is called a Palais–Smale sequence of Φ at the level c, a \((\mathrm{PS})_{c}\) sequence for short, if
Throughout this paper, we denote by \(\vert \cdot \vert _{s}\) the \(L^{s}(\mathbb{R}^{3})\) norm for \(s\in {}[ 1,\infty ]\) and by \(c_{i}\) a certain positive constant.
Lemma 2.1
Suppose that (V0), (V1) (or (V2)), (f1), and (f2) are satisfied, then there exist \(r>0\) and \(e\in E\) with \(\Vert e \Vert >r\) such that
Proof
From (f1), given \(\varepsilon >0\), there exists \(C_{\varepsilon}>0\) such that
By the Sobolev inequality, we have that
for some constants \(c_{1},c_{2}>0\). Then we can choose ε and r small enough such that
For fixed \(v\in E\backslash \{\mathbf{0}\}\), it follows from (f2) that
as \(t\rightarrow +\infty \). Then there exists \(e:=tv\) with t sufficiently large such that \(\Vert e \Vert >r\) and \(\Phi (e)<0\). □
By Lemma 2.1 we see that Φ has a mountain pass geometry. Namely, setting
we have \(\Gamma \neq \emptyset \). By a version of the mountain pass lemma [28], for the mountain pass level
there exists a \((\mathrm{PS})_{c}\) sequence \(\{u_{n}\}\) for Φ. Moreover, we see that \(c>0\).
Lemma 2.2
Suppose that (V0) and (f1)–(f3) are satisfied, then any \((\mathrm{PS})_{c}\) sequence of Φ is bounded in E.
Proof
Let \(\{ u_{n} \} \in E\) be a \((\mathrm{PS})_{c}\) sequence. Given any \(t>0\), by (f3) we obtain that \(f(x,s)/s^{3}\leq f(x,t)/t^{3}\) for \(0< s< t\). Hence
that is,
Then by \(\Phi ^{\prime}(u_{n})\rightarrow 0\) we have
for n large enough. The above inequality implies that \(\{ u_{n} \} \) is bounded. □
3 The periodic case
We have proved that the \((\mathrm{PS})_{c}\) sequence \(\{u_{n}\}\) is bounded. We may assume that \(u_{n}\rightharpoonup u\) in E, up to a subsequence if necessary. We shall show that the weak limit u is a nonzero critical point of Φ. Now the main difficulty we face is that \(\Phi ^{\prime}\) is not weakly continuous in E. We give the following lemma.
Lemma 3.1
Suppose that (f1)–(f3) are satisfied and \(m\leq c\) is a constant, where c is given by (2.2). If \(\{u_{n}\}\) is a \((\mathrm{PS})_{m}\) sequence of Φ and \(u_{n}\rightharpoonup u\) in E, then \(\Phi ^{\prime }(u)=\mathbf{0}\). Moreover, if \(u\neq \mathbf{0}\), then
Proof
Passing to a subsequence if necessary, we assume that
for some \(A\in \mathbb{R}^{+}\). If \(u=\mathbf{0}\), the desired conclusion holds obviously. If \(u\neq \mathbf{0}\), we see that
Suppose by contradiction that
For any \(\phi \in C_{0}^{\infty}(\mathbb{R}^{3})\), by \(\Phi ^{\prime}(u_{n})\rightarrow 0\) we have
Then from (3.1) and (3.2) we have
On the other hand, condition (f1) implies that
Choosing ε small enough, there exists \(t_{1}\in (0,1)\) such that
Hence there exists \(t_{0}\in (0,1)\) such that
For any \(u\in E\backslash \{\mathbf{0}\}\), \(t>0\), we consider
Let \(\varphi ^{\prime}(t)=0\), which is equivalent to
It follows from (f3) that the right-hand side of this equation is nondecreasing in \(t\in (0,+\infty )\), while the left-hand side is strictly decreasing in \(t\in (0,+\infty )\). Note also that, by (3.5),
Hence \(t=t_{0}\) is the unique solution of \(\varphi ^{\prime}(t)=0\) for \(t\in (0,+\infty )\). Therefore, this together with (3.3) and (3.4) yields that
It can be easily concluded from (f2) and (f3) that
and \(\mathcal{F}(x,t)\) is nondecreasing in \(t>0\). Noting that \(0< t_{0}<1\) and \(\Vert u \Vert \neq 0\), we obtain
This is impossible. Hence \(\int _{\mathbb{R}^{3}} \vert \nabla u \vert ^{2}\,\text{d}x=A^{2}\) and then \(\Phi ^{\prime}(u)=\mathbf{0}\). □
Proof of Theorem 1.1
Step 1. In view of Lemmas 2.1–2.2, Φ has a bounded \((\mathrm{PS})_{c}\) sequence \(\{u_{n}\}\) in E. Let
If \(\delta =0\), by Lions’ lemma (see [25, Lemma I.1]), we obtain that \(u_{n}\rightarrow \mathbf{0}\) in \(L^{s}(\mathbb{R}^{3})\) for any \(s\in (2,6)\). We claim that
Indeed, by (f1), for any \(\varepsilon >0\), there exist \(c_{\varepsilon}>0\) and \(q\in (2,6)\) such that
Since \(\{u_{n}\}\) is bounded in E, there exists a constant \(M>0\) such that
and consequently,
By the arbitrariness of ε, we deduce (3.7).
Noting that \(\langle \Phi ^{\prime}(u_{n}),u_{n} \rangle =o(1)\), by (1.4) and (3.7) we have
that is, \(u_{n}\rightarrow \mathbf{0}\) in E. Then \(\Phi (u_{n})\rightarrow 0\), contrary to \(c>0\). Therefore \(\delta >0\).
Going if necessary to a subsequence, we may assume that there exists a sequence \(\{z_{n}\}\subset \mathbb{R}^{3}\) such that
Since the number of points in \(\mathbb{Z}^{3}\cap B_{2}(z_{n})\) is less than 43, there exists \(y_{n}\in \mathbb{Z}^{3}\cap B_{2}(z_{n})\) such that
where \(\tilde{u}_{n}\) is defined as \(\tilde{u}_{n}(x)=u_{n}(x+y_{n})\). By (V1) and (1.2), \(\Vert \cdot \Vert \) is invariant under \(\mathbb{Z}^{3}\) translation, that is, \(\Vert \tilde{u}_{n} \Vert = \Vert u_{n} \Vert \). Therefore \(\{\tilde{u}_{n}\}\) is also bounded in E. Up to a subsequence if necessary, we may assume that
It follows from (3.10) that \(\tilde{u}\neq \mathbf{0}\). Moreover, by the \(\mathbb{Z}^{3}\) invariance of the problem, \(\{\tilde{u}_{n}\}\) is also a \((\mathrm{PS})_{c}\) sequence of Φ. Thus, for any \(\phi \in C_{0}^{\infty }(\mathbb{R}^{3})\), by Lemma 2.2 and 3.1 we have
Then \(\Phi ^{\prime}(\tilde{u})=0\) and ũ is a nontrivial solution of (1.1).
Step 2. Denote by \(\mathcal{K}\) as in (1.5) the set of nontrivial critical points of Φ and let
For any \(u\in \mathcal{K}\), it follows from (3.8) and Sobolev’s inequality that
where \(c_{3}\), \(c_{4}\), \(c_{5}\) are related to the Sobolev constants. Choosing ε small enough and multiplying both sides of the above inequality by \(\Vert u \Vert ^{-2}\), we deduce that there exists \(\rho >0\) such that
Therefore, for any nontrivial critical point u of Φ, by (2.3) and (3.12) we have
Hence \(0< m\leq \Phi (\tilde{u})<+\infty \). Let \(\{u_{n}\}\in \mathcal{K}\) such that \(\Phi (u_{n})\rightarrow m\). Noting that \(\langle \Phi ^{\prime}(u_{n}),u_{n} \rangle =0\), then \(\{u_{n}\}\) is a \((\mathrm{PS})_{m}\) sequence. By Lemma 2.2, \(\{u_{n}\}\) is bounded in E. For this sequence \(\{u_{n}\}\), denote δ as in (3.6). If \(\delta =0\), similar to (3.9) we obtain that \(\Vert u_{n} \Vert \rightarrow 0\), which contradicts (3.12). Therefore \(\delta >0\). Now, by the \(\mathbb{Z}^{3}\) translation invariance of the problem, using the same argument in step 1, we can obtain a suitable \(\mathbb{Z}^{3}\) translation of \(\{u_{n}\}\), denoted by \(\{v_{n}\}\), such that
and \(\{v_{n}\}\) converges weakly to some \(v\neq \mathbf{0}\). By Lemma 3.1, v is a nonzero critical point of Φ. Moreover, it follows from (2.3) and Fatou’s lemma that
Therefore, \(\Phi (v)=m\), and so v is a ground state solution of problem (1.1). Finally, using the strong maximum principle, we can conclude that v is positive. Theorem 1.1 is proved. □
4 The potential well case
In this section, we shall prove Theorem 1.2. Since the nonlinearity f does not depend on x, the functional Φ is now written as
By Lemmas 2.1 and 2.2, for the mountain pass level c, Φ has a bounded \((\mathrm{PS})_{c}\) sequence \(\{u_{n}\}\). Up to a subsequence, we get that \(u_{n}\rightharpoonup u\) in E. To show that u is a nonzero critical point of Φ, we need to consider the limiting functional \(\Phi _{\infty }:E\rightarrow \mathbb{R}\),
For any nontrivial critical point v of \(\Phi _{\infty}\), it is standard to prove the following Pohozaev identity corresponding to \(\Phi _{\infty}\):
One can refer to [11, 29] for details.
We assume by contradiction that \(u=\mathbf{0}\). Then the above sequence \(\{u_{n}\}\), as we shall see, is also a \((\mathrm{PS})_{c}\) sequence of \(\Phi _{\infty}\).
Lemma 4.1
If \(u=\mathbf{0}\), then \(\{u_{n}\}\) is also a bounded \((\mathrm{PS})_{c}\) sequence of \(\Phi _{\infty}\).
Proof
Since \(u_{n}\rightharpoonup \mathbf{0}\) in E, we have that \(u_{n}\rightarrow 0\) in \(L_{\text{loc}}^{2}(\mathbb{R}^{3})\). Because of
for any \(\varepsilon >0\), there exists \(R>0\) such that
Consequently,
Noting that \(u_{n}\rightarrow 0\) in \(L_{\text{loc}}^{2}(\mathbb{R}^{3})\) and \(\sup_{n} \vert u_{n} \vert _{2}^{2}<\infty \), letting \(n\rightarrow \infty \), the above inequality yields
for some constant \(c_{6}>0\). By the arbitrariness of ε, we obtain
Similarly, we get
as \(n\rightarrow \infty \). Therefore, \(\Phi _{\infty}(u_{n})\rightarrow c\) and \(\Phi _{\infty}^{\prime}(u_{n})\rightarrow 0\), that is, \(\{u_{n}\}\) is a \((\mathrm{PS})_{c}\) sequence of \(\Phi _{\infty}\). □
Lemma 4.2
If \(v\in E\) is a nontrivial critical point of \(\Phi _{\infty}\), then there exists \(\gamma \in C ( [0,1],E ) \) such that \(\gamma (0)=\mathbf{0}\), \(\Phi _{\infty}(\gamma (1))<0\), \(v\in \gamma ([0,1])\), and
Proof
For \(\tau >0\), set \(v_{\tau}(x):=v(\tau ^{-1}x)\). A direct computation shows
and
Then by (4.1) we have
Thus, there exists \(\tau >1\) such that \(\Phi _{\infty}(v_{\tau})<0\). Define
Noting that
we see that \(\gamma \in C ( [0,1],E ) \). Moreover, it follows from (4.2) that
Observing the relationship between the roots and coefficients, we conclude that \(t=1/\tau \) is the unique solution of
Remind that \(\Phi _{\infty}(\gamma (1/\tau ))=\Phi _{\infty}(v)>0\) (by (4.2)), \(\Phi _{\infty}(\gamma (0))=\Phi _{\infty}(\mathbf{0})=0\), and
Therefore, we obtain that
The lemma has been proved. □
Lemma 4.3
Suppose that (V2) and (f1)–(f3) are satisfied. c is a constant given by (2.2). If \(\{u_{n}\}\) is a \((\mathrm{PS})_{c}\) sequence of \(\Phi _{\infty}\) and \(u_{n}\rightharpoonup u_{0}\) in E, then \(u_{0}\) is a critical point of \(\Phi _{\infty}\).
Proof
If \(u_{0}=\mathbf{0}\), the desired conclusion holds obviously. Otherwise, define
By (V2), we have
In view of (f2), we obtain
as \(t\rightarrow \infty \). Hence
Then using the argument similar to that of the proof of Lemma 3.1, the lemma can be proved. □
Now, we are ready to prove Theorem 1.2 by comparing the energy between Φ and \(\Phi _{\infty}\).
Proof of Theorem 1.2
Step 1. We first show that Φ has a nonzero critical point.
Recall that u is the weak limit obtained from the bounded \((\mathrm{PS})_{c}\) sequence \(\{u_{n}\}\) of Φ, which is discussed at the beginning of this section. If \(u=\mathbf{0}\), by Lemma 4.1 we see that \(\{u_{n}\}\) is also a bounded \((\mathrm{PS})_{c}\) sequence of \(\Phi _{\infty}\). As in Step 1 of the proof of Theorem 1.1, since \(\Phi _{\infty}\) is invariant under \(\mathbb{Z}^{3}\) translation, by Lions’ lemma we know that there exists \(\{y_{n}\}\in \mathbb{Z}^{3}\) such that let
then \(\{v_{n}\}\) is also a bounded \((\mathrm{PS})_{c}\) sequence of \(\Phi _{\infty}\), and \(v_{n}\rightharpoonup v\neq \mathbf{0}\) in E. By Lemma 4.3 we know v is a nonzero critical point of \(\Phi _{\infty}\). Moreover, it follows from (2.3) and Fatou’s lemma that
Now, by Lemma 4.2, there exists \(\gamma \in C ( [0,1],E ) \) such that \(\gamma (0)=\mathbf{0}\), \(\Phi _{\infty}(\gamma (1))<0\), \(v\in \gamma ([0,1])\), and
Furthermore, by the construction of γ, we also know that \(\mathbf{0\notin}\gamma ( (0,1] ) \). Therefore, according to (V2), we obtain
In particular, \(\Phi (\gamma (1))<\Phi _{\infty}(\gamma (1))<0\), and hence \(\gamma \in \Gamma \), where Γ is defined in (2.1). Note that \(\Phi (\mathbf{0})=\Phi _{\infty}(\mathbf{0})=0\) and \(c>0\). Combining (2.2), (4.3), and (4.4), we deduce that
This is a contradiction. Therefore, \(u\neq \mathbf{0}\). By Lemma 3.1, u is a nonzero critical point of Φ.
Step 2. We now show that (1.7) has a ground state.
Denote \(\mathcal{K}\) and m as in (1.5) and (3.11), respectively. Using the argument similar to (3.13) and (3.14), it is easy to see that
Let \(\{w_{n}\}\in \mathcal{K}\) such that \(\Phi (w_{n})\rightarrow m\). Then \(\{w_{n}\}\) is a \((\mathrm{PS})_{m}\) sequence of Φ, and hence \(\{w_{n}\}\) is bounded by Lemma 2.2. Passing to a subsequence, we may assume \(w_{n}\rightharpoonup w\) in E.
If \(w=\mathbf{0}\), repeating the previous argument of Step 1, we can get a nonzero critical point w̃ of \(\Phi _{\infty}\) such that \(\Phi _{\infty }(\tilde{w})\leq m\), and we can construct a path \(\gamma \in \Gamma \) such that
contradicting (4.5). Therefore \(w\neq \mathbf{0}\), and then, by Lemma 3.1, w is a nontrivial critical point of Φ. Furthermore, similar to (3.14), we deduce that \(\Phi (w)=m\). Hence w is a ground state solution of (1.7). It is then easy to see that w is positive by the strong maximum principle again. The proof of Theorem 1.2 is completed. □
Availability of data and materials
Not applicable.
References
Kirchhoff, G.: Mechanik. Teubner, Leipzig (1883)
Lions, J.-L.: On some questions in boundary value problems of mathematical physics. In: Contemporary Developments in Continuum Mechanics and Partial Differential Equations (Proc. Internat. Sympos., Inst. Mat., Univ. Fed. Rio de Janeiro, Rio de Janeiro, 1977) North-Holland Math. Stud., vol. 30, pp. 284–346. North-Holland, Amsterdam (1978)
Li, G., Ye, H.: Existence of positive ground state solutions for the nonlinear Kirchhoff type equations in \(\mathbb{R}^{3}\). J. Differ. Equ. 257(2), 566–600 (2014). https://doi.org/10.1016/j.jde.2014.04.011
Perera, K., Zhang, Z.: Nontrivial solutions of Kirchhoff-type problems via the Yang index. J. Differ. Equ. 221(1), 246–255 (2006). https://doi.org/10.1016/j.jde.2005.03.006
Ma, T.F., Muñoz Rivera, J.E.: Positive solutions for a nonlinear nonlocal elliptic transmission problem. Appl. Math. Lett. 16(2), 243–248 (2003). https://doi.org/10.1016/S0893-9659(03)80038-1
He, X., Zou, W.: Infinitely many positive solutions for Kirchhoff-type problems. Nonlinear Anal. 70(3), 1407–1414 (2009). https://doi.org/10.1016/j.na.2008.02.021
Li, Q., Du, X., Zhao, Z.: Existence of sign-changing solutions for nonlocal Kirchhoff–Schrödinger-type equations in \({R}^{3}\). J. Math. Anal. Appl. 477(1), 174–186 (2019). https://doi.org/10.1016/j.jmaa.2019.04.025
He, X., Zou, W.: Existence and concentration behavior of positive solutions for a Kirchhoff equation in \(\mathbb{R}^{3}\). J. Differ. Equ. 252(2), 1813–1834 (2012). https://doi.org/10.1016/j.jde.2011.08.035
Alves, C.O., Figueiredo, G.M.: Nonlinear perturbations of a periodic Kirchhoff equation in \(\mathbb{R}^{N}\). Nonlinear Anal. 75(5), 2750–2759 (2012). https://doi.org/10.1016/j.na.2011.11.017
Chen, W., Fu, Z., Wu, Y.: Positive solutions for nonlinear Schrödinger–Kirchhoff equations \(\mathbb{R}^{3}\). Appl. Math. Lett. 104, 106274 (2020)
Azzollini, A.: The elliptic Kirchhoff equation in \(\mathbb{R}^{N}\) perturbed by a local nonlinearity. Differ. Integral Equ. 25(5–6), 543–554 (2012)
Duan, L., Huang, L.: Infinitely many solutions for sublinear Schrödinger–Kirchhoff-type equations with general potentials. Results Math. 66(1–2), 181–197 (2014). https://doi.org/10.1007/s00025-014-0371-9
Figueiredo, G.M., Ikoma, N., Santos Júnior, J.R.: Existence and concentration result for the Kirchhoff type equations with general nonlinearities. Arch. Ration. Mech. Anal. 213(3), 931–979 (2014). https://doi.org/10.1007/s00205-014-0747-8
Nie, J., Wu, X.: Existence and multiplicity of non-trivial solutions for Schrödinger–Kirchhoff-type equations with radial potential. Nonlinear Anal. 75(8), 3470–3479 (2012). https://doi.org/10.1016/j.na.2012.01.004
Liu, Z., Guo, S.: Positive solutions for asymptotically linear Schrödinger–Kirchhoff-type equations. Math. Methods Appl. Sci. 37(4), 571–580 (2014). https://doi.org/10.1002/mma.2815
Sun, J., Wu, T.-F.: Ground state solutions for an indefinite Kirchhoff type problem with steep potential well. J. Differ. Equ. 256(4), 1771–1792 (2014). https://doi.org/10.1016/j.jde.2013.12.006
Liu, Z., Guo, S.: Existence of positive ground state solutions for Kirchhoff type problems. Nonlinear Anal. 120(0), 1–13 (2015). https://doi.org/10.1016/j.na.2014.12.008
Ye, Y., Tang, C.-L.: Multiple solutions for Kirchhoff-type equations in \(\mathbb{R}^{N}\). J. Math. Phys. 54(8), 081508 (2013). https://doi.org/10.1063/1.4819249
Liu, S.: On ground states of superlinear p-Laplacian equations in \(r^{n}\). J. Math. Anal. Appl. 361(1), 48–58 (2010)
Liu, S., Zhou, J.: Standing waves for quasilinear Schrödinger equations with indefinite potentials. J. Differ. Equ. 256(9), 3970–3987 (2018)
Jin, J., Wu, X.: Infinitely many radial solutions for Kirchhoff-type problems in \(\mathbb{R}^{N}\). J. Math. Anal. Appl. 369(2), 564–574 (2010). https://doi.org/10.1016/j.jmaa.2010.03.059
Wu, X.: Existence of nontrivial solutions and high energy solutions for Schrödinger–Kirchhoff-type equations in \({\mathbf{R}}^{N}\). Nonlinear Anal., Real World Appl. 12(2), 1278–1287 (2011). https://doi.org/10.1016/j.nonrwa.2010.09.023
Bartsch, T., Wang, Z.Q.: Existence and multiplicity results for some superlinear elliptic problems on \({\mathbf{R}}^{N}\). Commun. Partial Differ. Equ. 20(9–10), 1725–1741 (1995). https://doi.org/10.1080/03605309508821149
Liu, W., He, X.: Multiplicity of high energy solutions for superlinear Kirchhoff equations. J. Appl. Math. Comput. 39(1–2), 473–487 (2012). https://doi.org/10.1007/s12190-012-0536-1
Lions, P.-L.: The concentration-compactness principle in the calculus of variations. The locally compact case, part 2. Ann. Inst. Henri Poincaré, Anal. Non Linéaire 1(4), 223–283 (1984)
Li, Y., Wang, Z.-Q., Zeng, J.: Ground states of nonlinear Schrödinger equations with potentials. Ann. Inst. Henri Poincaré, Anal. Non Linéaire 23(6), 829–837 (2006). https://doi.org/10.1016/j.anihpc.2006.01.003
Jeanjean, L., Tanaka, K.: A positive solution for an asymptotically linear elliptic problem on \(\mathbb{R}^{N}\) autonomous at infinity. ESAIM Control Optim. Calc. Var. 7, 597–614 (2002). https://doi.org/10.1051/cocv:2002068
Ekeland, I.: Convexity Methods in Hamiltonian Mechanics p. 247. Springer, Berlin (1990)
Berestycki, H., Lions, P.-L.: Nonlinear scalar field equations. I. Existence of a ground state. Arch. Ration. Mech. Anal. 82(4), 313–345 (1983). https://doi.org/10.1007/BF00250555
Acknowledgements
The authors would like to thank Professor Shibo Liu for reviewing an early draft of this article and giving valuable comments.
Funding
This work was supported by the National Natural Science Foundation of China (no. 12201277), the Natural Science Foundation of Shandong Province (no. ZR2022QA008, no. ZR2017BA015).
Author information
Authors and Affiliations
Contributions
All authors contributed equally to this paper. All authors read and approved the final manuscript.
Corresponding author
Ethics declarations
Competing interests
The authors declare that they have no competing interests.
Additional information
Abbreviations
Not applicable.
Rights and permissions
Open Access This article is licensed under a Creative Commons Attribution 4.0 International License, which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons licence, and indicate if changes were made. The images or other third party material in this article are included in the article’s Creative Commons licence, unless indicated otherwise in a credit line to the material. If material is not included in the article’s Creative Commons licence and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder. To view a copy of this licence, visit http://creativecommons.org/licenses/by/4.0/.
About this article
Cite this article
Chen, W., Fu, Z. & Wu, Y. Positive ground states for nonlinear Schrödinger–Kirchhoff equations with periodic potential or potential well in \(\mathbf{R}^{3}\). Bound Value Probl 2022, 97 (2022). https://doi.org/10.1186/s13661-022-01670-6
Received:
Accepted:
Published:
DOI: https://doi.org/10.1186/s13661-022-01670-6