- Research
- Open Access
- Published:
Necessary and sufficient conditions on the existence of solutions for the exterior Dirichlet problem of Hessian equations
Boundary Value Problems volume 2022, Article number: 42 (2022)
Abstract
In this paper, we consider the exterior Dirichlet problem of Hessian equations \(\sigma _{k}(\lambda (D^{2}u))=g(x)\) with g being a perturbation of a general positive function at infinity. By estimating the eigenvalues of the solution, we obtain the necessary and sufficient conditions of existence of radial symmetric solutions with asymptotic behavior at infinity.
1 Introduction
Let \(\Omega \subset \mathbb{R}^{n}\) be a bounded set, \(n\geq 3\). In this paper, we consider the exterior Dirichlet problem of Hessian equations
where \(\lambda (D^{2}u)\) are the eigenvalues \(\lambda _{1},\dots ,\lambda _{n}\) of the Hessian matrix \(D^{2}u\),
is the kth elementary symmetric function for \(k=1,\dots ,n\), \(\omega \in C^{0}(\mathbb{R}^{n}\backslash \Omega )\) is positive and \(\phi \in C^{2}(\partial \Omega )\). Note that, for \(k=1\), (1.1) is the Poisson equation \(\Delta u=\omega (x)\) which is a linear elliptic equation; for \(k=n\), (1.1) is the notable Monge–Ampère equation \(\det D^{2}u=\omega (x)\) which is a fully nonlinear elliptic equation.
The exterior Dirichlet problem of Monge–Ampère equations is closely related to the classical theorem of Jörgens [18] (\(n=2\)), Calabi [8] (\(n\leq 5\)), and Pogorelov [26] (\(n\geq 2\)) which states that any classical convex solution of \(\det D^{2}u=1\) in \(\mathbb{R}^{n}\) must be a quadratic polynomial. Cheng and Yau [10], Caffarelli [6], Jost and Xin [19], and Trudinger and Wang [27] also gave related results with the Jörgens–Calabi–Pogorelov theorem. The cases of \(\det D^{2}u=f\) in \(\mathbb{R}^{n}\) with f being a periodic function can be referred to Li and Lu [25] and the references therein.
In 2003, Caffarelli and Li [7] extended the Jörgens–Calabi–Pogorelov theorem to exterior domains and also investigated the existence of solutions to the exterior Dirichlet problem
They got that if Ω is a smooth, bounded, strictly convex open subset and \(\phi \in C^{2}(\partial \Omega )\), then for any given \(b\in \mathbb{R}^{n}\) and any given \(n\times n\) real symmetric positive definite matrix A with \(\det A=1\), there exists some constant \(c^{*}\) depending only on n, Ω, ϕ, b, and A, such that for every \(c>c^{*}\) there exists a unique function \(u\in C^{\infty}(\mathbb{R}^{n}\backslash \overline{\Omega })\cap C^{0}( \overline{\mathbb{R}^{n}\backslash \Omega })\) which satisfies (1.3) and
Since then, many results of the exterior problem for the fully nonlinear elliptic equations have been obtained. For instance, in 2011, the first author and Bao [13], the first author [11] studied the Dirichlet problem of Hessian equation
and got the existence and uniqueness of viscosity solutions with the asymptotic behavior
where \(\alpha =n\) or \(k, c\in \mathbb{R}\) and
In 2013, Wang and Bao [28] studied the necessary and sufficient conditions on the existence of radially symmetric solutions for the Dirichlet problem outside a unit ball \(B_{1}=B_{1}(0)\),
with the asymptotic behavior
and
where \(c,d\in \mathbb{R}\). Recently, Li and Lu [24] characterized the existence and nonexistence of solutions for exterior problem of Monge–Ampère equations
with \(\det A=1\), \(\tilde{b}\in \mathbb{R}^{n}\), \(\tilde{c}\in \mathbb{R}\). Bao, Li, and Li [2] and Cao and Bao [9] studied the solutions with the generalized asymptotic behavior for exterior Dirichlet problem of Hessian equation (1.1). The results of the exterior Dirichlet problem for Monge–Ampère equations can also be referred to [1, 3–5, 17, 20] and the references therein. However, for the Hessian quotient equations
where \(0\leq l< k\leq n\), \(n\geq 3\), and \(\sigma _{0}(\lambda )=1\), one can refer to [12, 21–23]. Note that if \(l=0\), the Hessian quotient equation is the Hessian equation. Moreover, for \(n=2\), the exterior Dirichlet problem of Monge–Ampère equations can be referred to the earlier works by Ferrer, MartÃnez, and Milán [15, 16] using the complex variable methods. One can also refer to Delanoë [14].
To work in the realm of elliptic equations, we restrict the class of functions. Let
Suppose that \(u\in C^{2}(\mathbb{R}^{n}\backslash \overline{\Omega})\). If \(\lambda (D^{2}u)\in \overline{\Gamma}_{k}\) in \(\mathbb{R}^{n}\backslash \overline{\Omega}\), we say that u is k-convex.
We shall discuss the necessary and sufficient conditions of existence for radially symmetric solutions to the exterior Dirichlet problem of Hessian equation.
Let \(\omega _{0}\in C^{0}(\mathbb{R}^{n})\) be positive and radially symmetric in x,
and \(\omega \in C^{0}(\mathbb{R}^{n}\backslash B_{1})\) be a radially symmetric function satisfying for \(\beta >2\)
and
Suppose that, for \(k\leq m\leq n\),
For \(l=1,2,\dots ,n\), let
and the radially symmetric function
Theorem 1.1
Let \(n\geqslant 3\), \(2\leqslant k\leqslant m\leqslant n\), ω satisfy (1.6)–(1.8), and ĉ be a constant. Then, for \(m=k\), there exists a unique radially symmetric function \(u\in \Phi _{m}\) satisfying
and as \(|x|\to \infty \),
if and only if \(c\in [\mu (0),+\infty )\); for \(m>k\), there exists a unique radially symmetric function \(u\in \Phi _{m}\) satisfying (1.9)–(1.11) if and only if \(c\in [\mu (0),\mu (b_{1})]\), where
Remark 1.2
In fact, \(f_{0}(|x|)\) satisfies \(\sigma _{k}(\lambda (D^{2}f_{0}))=\omega _{0}(|x|)\), \(x\in \mathbb{R}^{n} \backslash \{0\}\).
Remark 1.3
From Theorem 1.1, we know that if \(c<\mu (0)\), then (1.9)–(1.11) has no solution.
2 Proof of Theorem 1.1
We first give several lemmas in order to prove Theorem 1.1.
Lemma 2.1
([28])
Assume that \(\lambda =(\hat{\beta},\hat{\delta},\dots ,\hat{\delta})\in \Gamma _{m}\), \(n\geqslant m\geqslant 2\), then \(\hat{\delta}>0\).
Lemma 2.2
Assume that \(\lambda =(\hat{\beta},\hat{\delta},\ldots ,\hat{\delta})\), \(\sigma _{k}( \lambda )=\omega (\hat{r})\), \(\hat{r}=|x|> 1\), \(2\leqslant k\leqslant n\), then \(\lambda \in \Gamma _{m}\), \(k\leqslant m\leqslant n\) if and only if \(0<\hat{\delta}<\hat{\delta}_{m}(\hat{r})\), where
and \(c_{*}=(C_{n}^{k})^{-\frac{1}{k}}\).
Proof
Since \(\sigma _{k}(\lambda )=\omega (\hat{r})\), \(\hat{r}>1\), then
So,
Because \(\lambda \in \Gamma _{m}\), then for \(j=1,2,\dots ,m\),
and so
From Lemma 2.1, we know that \(\hat{\delta}>0\), so
Then from (2.2) we have that
Thus
which is equivalent to
That is, for any \(\hat{r}>1\),
where \(\hat{\delta}_{m}\) is defined by (2.1). □
Lemma 2.3
Assume that \(u\in C^{1}(\mathbb{R}^{n}\setminus B_{1})\cap C^{2}(\mathbb{R}^{n} \setminus \overline{B_{1}})\) is a radially symmetric solution to (1.9) and (1.10). Let
Then u is k-convex if and only if \(\tau \in [0,+\infty )\), and u is m-convex if and only if \(\tau \in [0,b_{1}]\) for \(m=k+1,\dots ,n\), where \(b_{1}\) is defined by (1.8).
Proof
Let
be a radially symmetric solution to (1.9) and (1.10). By a direct computation, we have
where
Then the eigenvalues of the Hessian matrix \(D^{2}u\) are
By Lemma 2.1, we know that
So \(\tau \geqslant 0\). From (1.9), we have that
i.e.,
Then
According to Lemma 2.2 and (2.3), we can get that u is m-convex for \(k\leqslant m\leqslant n\) if and only if
which is equivalent to
and
(2.4) is equivalent to
Then the lemma is proved. □
Lemma 2.4
Let \(n\geqslant 3\), and \(\mu (\tau )\) be defined by (1.12). Then \(\mu (\tau )\) is strictly increasing in \([0,+\infty )\) and \(\mu (+\infty )=+\infty \).
Proof
It is clear that \(\mu (\tau )\) is strictly increasing in \([0,+\infty )\) and \(\mu (+\infty )=+\infty \). □
Proof of Theorem 1.1
In virtue of (2.3), we can get that
By (1.6), we can assume that \(\omega (|x|)=\omega _{0}(|x|)+C_{0}|x|^{-\beta}\), \(|x|>s_{0}\), where \(C_{0}\), \(s_{0}\) are positive constants and \(s_{0}\) is sufficiently large. Again by (1.12), we have that
where \(d_{1}=\tau +\int _{1}^{s_{0}}nt^{n-1}\omega (t)\,dt\).
If \(\beta \neq n\), then (2.5) becomes
where \(d_{4}=\frac{nC_{0}}{n-\beta}\), \(d_{5}=d_{1}-d_{4}s_{0}^{n-\beta}\), and \(d_{6}=d_{5}-\int _{0}^{s_{0}}nt^{n-1}\omega _{0}(t)\,dt\). Since \(\omega _{0}(t)\) is bounded, then as \(s\to +\infty \),
Therefore, (2.6) approximately equals
If \(\beta =n\), then (2.5) becomes
where \(d_{2}=d_{1}-C_{0}n\ln s_{0}-\int _{0}^{s_{0}}nt^{n-1}\omega _{0}(t)\,dt\). Since
therefore (2.7) approximately equals
Consequently, we have that as \(|x|\to \infty \),
Comparing (2.8) with (1.11), by Lemmas 2.3 and 2.4, we know that, for \(m=k\), u is m-convex if and only if \(c\in [\mu (0),+\infty )\); for \(m>k\), u is m-convex if and only if \(c\in [\mu (0),\mu (b_{1})]\). Theorem 1.1 is proved. □
Availability of data and materials
Not applicable.
References
Bao, J.G., Li, H.G.: On the exterior Dirichlet problem for the Monge–Ampère equation in dimension two. Nonlinear Anal. 75, 6448–6455 (2012)
Bao, J.G., Li, H.G., Li, Y.Y.: On the exterior Dirichlet problem for Hessian equations. Trans. Am. Math. Soc. 366, 6183–6200 (2014)
Bao, J.G., Li, H.G., Zhang, L.: Monge–Ampère equation on exterior domains. Calc. Var. Partial Differ. Equ. 52, 39–63 (2015)
Bao, J.G., Li, H.G., Zhang, L.: Global solutions and exterior Dirichlet problem for Monge–Ampère equation in \(\mathbb{R}^{2}\). Differ. Integral Equ. 29, 563–582 (2016)
Bao, J.G., Xiong, J.G., Zhou, Z.W.: Existence of entire solutions of Monge–Ampère equations with prescribed asymptotic behavior. Calc. Var. Partial Differ. Equ. 58, 193 (2019)
Caffarelli, L.: Topics in PDEs: the Monge–Ampère equation. Graduate course. Courant Institute, New York University (1995)
Caffarelli, L., Li, Y.Y.: An extension to a theorem of Jörgens, Calabi, and Pogorelov. Commun. Pure Appl. Math. 56, 549–583 (2003)
Calabi, E.: Improper affine hyperspheres of convex type and a generalization of a theorem by K. Jörgens. Mich. Math. J. 5, 105–126 (1958)
Cao, X., Bao, J.G.: Hessian equations on exterior domain. J. Math. Anal. Appl. 448, 22–43 (2017)
Cheng, S.Y., Yau, S.T.: Complete affine hypersurfaces, I. The completeness of affine metrics. Commun. Pure Appl. Math. 39, 839–866 (1986)
Dai, L.M.: Existence of solutions with asymptotic behavior of exterior problems of Hessian equations. Proc. Am. Math. Soc. 139, 2853–2861 (2011)
Dai, L.M.: The Dirichlet problem for Hessian quotient equations in exterior domains. J. Math. Anal. Appl. 380, 87–93 (2011)
Dai, L.M., Bao, J.G.: On uniqueness and existence of viscosity solutions to Hessian equations in exterior domains. Front. Math. China 6, 221–230 (2011)
Delanoë, P.: Partial decay on simple manifolds. Ann. Glob. Anal. Geom. 10, 3–61 (1992)
Ferrer, L., MartÃnez, A., Milán, F.: An extension of a theorem by K. Jörgens and a maximum principle at infinity for parabolic affine spheres. Math. Z. 230, 471–486 (1999)
Ferrer, L., MartÃnez, A., Milán, F.: The space of parabolic affine spheres with fixed compact boundary. Monatshefte Math. 130, 19–27 (2000)
Hong, G.H.: A remark on Monge–Ampère equation over exterior domains. https://arxiv.org/abs/2007.12479
Jörgens, K.: Über die Lösungen der Differentialgleichung \(rt-s^{2}=1\). Math. Ann. 127, 130–134 (1954). (German)
Jost, J., Xin, Y.L.: Some aspects of the global geometry of entire space-like submanifolds. Dedicated to Shiing-Shen Chern on his 90th birthday. Results Math. 40, 233–245 (2001)
Ju, H.J., Bao, J.G.: On the exterior Dirichlet problem for Monge–Ampère equations. J. Math. Anal. Appl. 405, 475–483 (2013)
Li, D.S., Li, Z.S.: On the exterior Dirichlet problem for Hessian quotient equations. J. Differ. Equ. 264, 6633–6662 (2018)
Li, H.G., Dai, L.M.: The exterior Dirichlet problem for Hessian quotient equations. J. Math. Anal. Appl. 393, 534–543 (2012)
Li, H.G., Li, X.L., Zhao, S.Y.: Hessian quotient equations on exterior domains. https://arxiv.org/abs/2004.06908
Li, Y.Y., Lu, S.Y.: Existence and nonexistence to exterior Dirichlet problem for Monge–Ampère equation. Calc. Var. Partial Differ. Equ. 57, 161 (2018)
Li, Y.Y., Lu, S.Y.: Monge-Ampere equation with bounded periodic data. https://doi.org/10.48550/arXiv.1906.02800
Pogorelov, A.: On the improper convex affine hyperspheres. Geom. Dedic. 1, 33–46 (1972)
Trudinger, N.S., Wang, X.J.: The Bernstein problem for affine maximal hypersurfaces. Invent. Math. 140, 399–422 (2000)
Wang, C., Bao, J.G.: Necessary and sufficient conditions on existence and convexity of solutions for Dirichlet problems of Hessian equations on exterior domains. Proc. Am. Math. Soc. 141, 1289–1296 (2013)
Acknowledgements
The authors would like to thank the referees for their comments and suggestions.
Authors’ information
Not applicable.
Funding
The research was supported by the National Natural Science Foundation of China (No.11201343) and Shandong Provincial Natural Science Foundation (ZR2021MA054).
Author information
Authors and Affiliations
Contributions
The first author proposed the idea of this paper and performed all the steps of the proofs. The second author wrote the whole paper. All authors read and approved the final manuscript.
Corresponding author
Ethics declarations
Ethics approval and consent to participate
Not applicable.
Consent for publication
Not applicable.
Competing interests
The authors declare that they have no competing interests.
Additional information
Abbreviations
Not applicable.
Rights and permissions
Open Access This article is licensed under a Creative Commons Attribution 4.0 International License, which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons licence, and indicate if changes were made. The images or other third party material in this article are included in the article’s Creative Commons licence, unless indicated otherwise in a credit line to the material. If material is not included in the article’s Creative Commons licence and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder. To view a copy of this licence, visit http://creativecommons.org/licenses/by/4.0/.
About this article
Cite this article
Dai, L., Li, H. Necessary and sufficient conditions on the existence of solutions for the exterior Dirichlet problem of Hessian equations. Bound Value Probl 2022, 42 (2022). https://doi.org/10.1186/s13661-022-01619-9
Received:
Accepted:
Published:
DOI: https://doi.org/10.1186/s13661-022-01619-9
Keywords
- Hessian equations
- Exterior Dirichlet problem
- Necessary and sufficient conditions