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A class of Schrödinger elliptic equations involving supercritical exponential growth
Boundary Value Problems volume 2023, Article number: 39 (2023)
Abstract
This paper studies the existence of nontrivial solutions to the following class of Schrödinger equations:
where \(w(x)= (\ln (1/|x|) )^{\beta}\) for some \(\beta \in [0,1)\), the nonlinearity \(f(x,s)\) behaves like \({\exp} (|s|^{\frac{2}{1-\beta}+h(|x|)} )\), and h is a continuous radial function such that \(h(r)\) can be unbounded as r tends to 1. Our approach is based on a new Trudinger–Moser-type inequality for weighted Sobolev spaces and variational methods.
1 Introduction
Let consider the following Schrödinger equation:
where Ω is a bounded smooth domain in . In the case \(N\geq 3\), some pioneering works developed by Brézis [7], Brézis & Nirenberg [8], Bartsh & Willem [6], and Capozzi, Fortunato & Palmieri [14] considered the assumption \(|f(x,u)|\leq c(1+|u|^{q-1} )\), with \(1< q\leq 2^{*}=2N/(N-2)\). The above growth of the nonlinearity f is related to the Sobolev embedding \(H_{0}^{1}(\Omega )\subset L^{q}(\Omega )\) for \(1\leq q\leq 2^{*}\). In the limiting case \(N =2\), one has \(2^{*}=+\infty \), that is, \(H_{0}^{1}(\Omega )\subset L^{q}(\Omega )\) for \(q\geq 1\), in particular, the nonlinear function f in (1.1) may have arbitrary polynomial growth. Also, some examples show that \(H_{0}^{1}(\Omega )\not \subset L^{\infty}(\Omega )\). An important result found independently by Yudovich [37], Pohozaev [28], and Trudinger [35] showed that the maximal growth of the nonlinearity in the bivariate case is of exponential type. More precisely, it was stated that
Furthermore, Moser [26] stated the existence of a positive constant \(C=C(\alpha ,\Omega )\) such that
Estimates (1.2) and (1.3) from now on be referred to as Trudinger–Moser inequalities. The above results motivate us to say that the function f has subcritical exponential growth if
and critical exponential growth if there exists \(\alpha _{0}>0 \) such that
Equations of the type (1.1) considering nonlinearities involving subcritical and critical exponential growth were treated by Adimurthi [1], Adimurthi–Yadava [2], de Figueiredo, Miyagaki, and Ruf [18] (see also [1–4, 11, 13, 23, 27, 31]), and some results on Hamiltonian systems involving the above-mentioned growth can be found in [16, 17, 20, 24, 29, 33]. We shall write \(g_{1}(s)\prec g_{2}(s)\) if there exist positive constants k and \(s_{0}\) such that \(g_{1}(s)\leq g_{2}(ks)\) for \(s\geq s_{0}\). Additionally, we shall say that \(g_{1}\) and \(g_{2}\) are equivalent and write \(g_{1}(s)\sim g_{2}(s)\) if \(g_{1}(s)\prec g_{2}(s)\) and \(g_{2}(s)\prec g_{1}(s)\). Therefore, f possesses critical exponential growth if only if \(f(x,s)=g(s)\) with \(g(s)\sim e^{|s|^{2}}\).
Several extensions of the Trudinger–Moser inequalities were obtained considering weighted Sobolev spaces, weighted Lebesgue measures, or Lorentz–Sobolev spaces (see [3–5, 13, 15, 19, 24, 25, 34] among others). In the above-mentioned papers, the growth of the nonlinearity is of the type \(f(x,s)= Q(x)g(s)\) where \(g(s)\sim e^{\lvert s\lvert ^{p}}\) with \(p=2\) on Sobolev spaces and \(p>1\) on Lorentz–Sobolev spaces and for some weight \(Q(x)\). More precisely, on Lorentz–Sobolev spaces, Brezis and Wainger [9] have shown the following: Let Ω be a bounded domain in and \(s>1\). Then, \(e^{\alpha |u|^{\frac{s}{s-1}}}\) belongs to \(L^{1}(\Omega )\) for all \(u\in W_{0}^{1}L^{2,s}(\Omega )\) and \(\alpha >0\). Furthermore, Alvino [5] obtained the following refinement of (1.3): there exists a positive constant \(C=C(\Omega ,s,\alpha )\) such that
In order to extend equations (1.1), we will study Schrödinger equations involving a diffusion operator (see [10, 12, 32, 38, 39] among others). Let \(B_{1}\) be the unit ball centered at the origin in and \(H^{1}_{0,{\mathrm{rad}}}(B_{1},w)\) be the subspace of the radially symmetric functions in the closure of \(\mathcal{C}^{\infty}_{0}(B_{1})\) with respect to the norm
In particular, if \(w\equiv 1\), we denote the above space by \(H^{1}_{0,{\mathrm{rad}}}(B_{1})\). Trudinger–Moser-type inequalities for radial Sobolev spaces with logarithmic weights were considered by Calanchi and Ruf in [11]. More precisely, the above-mentioned authors used the weight \(w(x)= (\log{1}/{|x|} )^{\beta}\) for some fixed \(0\leq \beta <1\), this logarithmic weight will be used in the rest of this article.
Proposition 1.1
(Calanchi–Ruf, [11])
Suppose that \(w(x)= (\log{1}/{|x|} )^{\beta}\) and \(0\leq \beta <1\). Then,
Furthermore, setting \(\alpha _{\beta}^{*}=2 [2\pi (1-\beta ) ]^{\frac{1}{1-\beta}}\), there exists a positive constant \(C=C(\alpha ,\beta )\) such that
In order to establish a Trudinger–Moser inequality proved by Ngô and Nguyen [27], we consider a continuous radial function such that
- (\(h_{1}\)):
-
\(h(0)=0\) and \(h(r)>0\) for \(r\in (0,1)\);
- (\(h_{2}\)):
-
there exists \(c>0\) and \(\gamma >2\) such that
$$ h(r)\leq \frac {c}{(-\ln r)^{\gamma}} \quad \text{near } 0. $$
Proposition 1.2
(Ngô–Nguyen, [27])
Suppose that h satisfies \((h_{1})\) and \((h_{2})\). Then, there exists a positive constant \(C=C(\alpha , h)\) such that
Next we establish a new version of the Trudinger–Moser inequality which will be used throughout this paper.
Theorem 1.3
Suppose h satisfies \((h_{1})\) and \((h_{2})\) and \(w(x)= (\log{1}/{|x|} )^{\beta}\) for some \(\beta \in [0,1)\). Then, there exists a positive constant \(C=C(\alpha ,\beta ,h)\) such that
If \(\alpha >\alpha _{\beta}^{*}\), then
The proof of Theorem 1.3 will be presented in the next section. In this work, we are interested in finding nontrivial weak solutions for the following class of Schrödinger equations:
where the growth of the nonlinearity of f is motivated by the Trudinger–Moser inequality given by Theorem 1.3. More precisely, we assume the following conditions on the nonlinearity f:
- \((H_{1})\):
-
is a continuous and radially symmetric in the first variable function, that is, \(f(x,s)=f(y,s)\) for \(|x|=|y|\). Moreover, \(f(x,s)=0\) for all \(x\in B_{1}\) and \(s\leq 0\).
- \((H_{2})\):
-
There exists a constant \(\mu >2\) such that
$$ 0< \mu F(x,s)\leq sf(x,s), \quad \text{for all } x\in B_{1} \text{ and } s> 0, $$where \(F(x,s)=\int _{0}^{s} f(x,t)\,dt\).
- \((H_{3})\):
-
There exists a constant \(M>0\) such that
$$ 0< F(x,s)\leq M f(x,s), \quad \text{for all } s>0. $$ - \((H_{4})\):
-
There holds
$$ \limsup_{s \to 0}\frac {2F(x,s)}{s^{2}}< \lambda _{1},\quad \text{uniformly in } x\in B_{1}, $$where \(\lambda _{1}\) is the first eigenvalue associated to \((-\operatorname{div}(w(x)\nabla u), H_{0,{\mathrm{rad}}}^{1}(B_{1},w) )\).
- \((H_{5})\):
-
There exists a constant \(\alpha _{0}>0\) such that
$$ \lim_{s \to \infty} \frac {f(x,s)}{\exp (\alpha \vert u \vert ^{\frac{2}{1-\beta}+h( \vert x \vert )} )} = \textstyle\begin{cases} 0, & \alpha > \alpha _{0}, \\ +\infty , & \alpha < \alpha _{0}, \end{cases} $$ - \((H_{6})\):
-
There exist constants \(p> 2\) and \(C_{p}>0\) such that
$$ f(x,s)\geq C_{p} s^{p-1}, \quad \text{for all } s \geq 0, $$where
$$ C_{p}> \frac {(p-2)^{(p-2)/2}S_{p}^{p}}{p^{(p-2)/2}} \biggl( \frac {\alpha _{0}}{\alpha ^{*}_{\beta}} \biggr)^{(1-\beta )(p-2)/2} $$and
$$ S_{p}:= \sup_{0\neq u\in H^{1}_{0, {\mathrm{rad}}}(B_{1}, w) } \frac { ( \int _{B_{1}}w(x) \vert \nabla u \vert ^{2}\,dx )^{1/2}}{ ( \int _{B_{1}} \vert u \vert ^{p}\,dx )^{1/p}}. $$
Throughout, we denote the space \(E:=H^{1}_{0,\mathrm{rad}}(B_{1},w)\) endowed with the inner product
to which corresponds the norm
Also, we denote by \(E^{*}\) the dual space of E with its usual norm. We say that \(u\in E\) is a weak solution of (1.9) if
Under the above assumptions on f, we consider the Euler–Lagrange functional defined by
Furthermore, using standard arguments (see [21]), J belongs to and
Next, we present our existence result for the problem (1.9).
Theorem 1.4
Suppose that f satisfies \((H_{1})\)–\((H_{6})\). Then, the problem (1.9) possesses a nontrivial weak solution.
Notice that the class of Schrödinger equations (1.9) represents a natural extension of the equation (1.1). Under assumption \((H_{5})\), the nonlinearity f behaves like \({\exp}((\alpha +h(|x|))|s|^{\frac{2}{1-\beta}})\) as s tends to infinity. Moreover, if \(\beta =0\), we have that \(w\equiv 1\) and the equation (1.9) is reduced to problem (1.1); the case with \(\beta =0\) and \(h(x)=|x|^{a}\) for some \(a>0\) was studied in [27], and treated in many works considering \(h=0\) (see [1, 2, 18] among others). Additionally, we observe that \((h_{1})\) and \((h_{2})\) are conditions near the origin, in particular, h can tend to infinity for values of \(|x|\) close to 1. Also, if β is close to 1, the power of \(|s|^{p}\) where \(p=2/(1-\beta )\) can be sufficiently large. The above properties motivate us to say that f possesses supercritical exponential growth and represents an extension of other previously studied works. Finally, note that the class of functions which satisfies the conditions \((H_{1})\)–\((H_{6})\) is not empty, for instance, consider the following function defined by
for some positive constants η, \(p=2/(1-\beta )\), and A sufficiently large.
2 Preliminaries
The space \(H^{1}_{0,{\mathrm{rad}}}(B_{1},w)\) where \(w(x)= (\log {1}/{|x|} )^{\beta}\) for some \(0\leq \beta <1\), endowed with the norm given by (1.6), is a separable Banach space (see [22, Theorem 3.9]). Next, we present a compactness result.
Lemma 2.1
The embedding \(H^{1}_{0,{\mathrm{rad}}}(B_{1},w)\hookrightarrow L^{p}(B_{1})\) is continuous and compact for \(1\leq p<\infty \).
Proof
From the Cauchy–Schwarz inequality, we have
Using the change of variable \(|x|=e^{-s}\), we get
Note that
and
Therefore, we can find a positive constant C such that
Thus, \(H^{1}_{0}(B_{1},w)\hookrightarrow W_{0}^{1,1}(B_{1})\) continuously, which implies the continuous and compact embedding
□
Lemma 2.2
([11])
Let u be a function in \(H^{1}_{0}(B_{1},w)\). Then,
2.1 Proof of Theorem 1.3
Proof
To prove the first statement of the theorem, it is sufficient to consider \(\alpha =\alpha _{\beta}^{*}\). From Lemma 2.2, for each \(u\in E\) with \(\| u\|\leq 1\), we have
where \(r=|x|\). Setting \(r_{1}:=e^{-\alpha ^{*}_{\beta}/2}\), we have
Thus,
On the other hand, by (2.1), we can write
Note that \(-2\ln r/\alpha _{\beta}^{*}\geq 1\) for \(0< r\leq r_{1}\). By \((h_{2})\), there exist \(c>0\) and \(0< r_{2}< r_{1}\) such that
Using (2.1) and (2.4), we have
Also, as \(r\to 0^{+}\), one has
Therefore, as r is close to zero, we have
Since \(\gamma >2\), we obtain
Consequently,
Set
In particular, k and l are continuous and positive in \((0,r_{2})\). Moreover, there exist \(C>0\) and \(0< r_{3}< r_{2}\) such that
Therefore, by (2.1), (2.6), and the definition of \(k(r)\), we have
for some positive constants \(C_{1}\) and \(C_{2}\). Using the fact that \(\gamma >2\), we have
On the other hand, using (2.1), we have
Combining the above inequality with the boundedness of h in \(B_{r_{1}}\backslash{B_{r_{3}}}\), we get
Consequently, from (2.3), (2.7), and (2.8), we obtain
which implies the first assertion of the theorem. In order to prove the sharpness, we consider the following sequence given in [15]:
Then, \(\|\psi _{k}\|=1\) for all . Moreover, for \(\alpha >\alpha ^{*}_{\beta}\), we have
Then,
and the proof is complete. □
Corollary 2.3
Let \(\eta >0\). Then,
Furthermore, if \(\alpha \leq \alpha ^{*}_{\beta}\), there exists a positive constant C such that
If \(\alpha >\alpha _{\beta}^{*}\), then
As it was observed in [27], the statements of Theorem 1.3 and its corollary are no longer true if one considers the space of nonradial functions \(H_{0}^{1}(B_{1},w)\). Additionally, using similar arguments as in Theorem 1.3, we can prove the natural extension of (1.2), that is, if \(\alpha >0\) and \(u\in H^{1}_{0,{\mathrm{rad}}}(B_{1},w)\), then
3 The geometry of the mountain pass theorem
This section is devoted to showing that the functional J satisfies the geometry of the mountain pass theorem.
Lemma 3.1
Suppose that \((H_{1})\), \((H_{4})\), and \((H_{5})\) hold. Then, there exist \(\sigma ,\rho >0\) such that
Proof
Consider \(q>2\) and \(0<\epsilon <{\lambda _{1}}/{2}\). From \((H_{1})\) and \((H_{4})\), we can find \(c>0\) such that
Integrating on \(B_{1}\) and applying the Cauchy–Schwarz inequality, we obtain
Let \(h_{0}=\max_{0\leq r\leq r_{1}}h(r)\) where \(r_{1}\) is given by (2.2). By Theorem 1.3, we have
provided that \(\|u\|\leq \rho _{0}\) for some \(0<\rho _{0}<1\) such that \(4\alpha _{0}\rho _{0}^{\frac{2}{1-\beta}+h_{0}}<\alpha _{\beta}^{*} \). Using (2.2), we have
Replacing (3.2) and (3.3) in (3.1), we get some \(c>0\) such that
provided that \(\| u\|\leq \rho _{0}\) for some \(\rho _{0}>0\). Then,
Therefore, we can find \(\rho >0\) and \(\sigma >0\) with \(0<\rho <\rho _{0}\) sufficiently small such that \({J}(u)\geq \sigma >0\), for all \(u\in E\) satisfying \(\|u\|=\rho \). □
Lemma 3.2
Suppose that \((H_{1})\)–\((H_{2})\) hold. Then, there exists \(e\in E\) such that
where \(\rho >0\) is given by Lemma 3.1.
Proof
It follows from \((H_{2}) \), that there exist \(C>0\) and \(s_{0}>0\) such that
Let \(e_{0}\geq 0 \) and \(e_{0}\neq 0\) fixed. Then, there exists \(\delta >0\) such that \(|\{x\in B_{1}: e_{0}(x)\geq \delta \}|\geq \delta \). Thus, for \(t\geq s_{0}/\delta \), we have
which implies that \({J}(te_{0})\to -\infty \), as \(t\to +\infty \). Therefore, we can take \(e=t_{0}e_{0}\) with \(t_{0}>0\) sufficiently large such that \({J}(e)<0\) and \(\|e\|>\rho \). □
4 Palais–Smale sequence
By Lemmas 3.1 and 3.2, in the mountain pass theorem (see [30, 36]), we can find a Palais–Smale sequence at level \(d\geq \sigma \), where σ is given by Lemma 3.1, that is, there exists a sequence \((u_{n})\subset E\) such that
where \(d>0\) can be characterized as
and
Lemma 4.1
Let \((u_{n})\subset E\) be a Palais–Smale sequence for the functional J satisfying (4.1). Then, the sequence \((u_{n})\) is bounden in E.
Proof
From (\(H_{2}\)), we have
Using (4.1), for n sufficiently large, we have
Therefore, for n sufficiently large, we obtain
which implies that the sequence \((u_{n})\) is bounded in E. □
Lemma 4.2
Let \((u_{n})\) be a Palais–Smale sequence for the functional J satisfying (4.1) and suppose that \(u_{n}\rightharpoonup u\) weakly in E. Then, there exists a subsequence of \((u_{n})\), still denoted by \((u_{n})\), such that
and
Proof
From Lemma 2.1, we can suppose that \((u_{n})\) converges to u in \(L^{1}(B_{1})\). By Theorem 1.3, \((H_{1})\), and \((H_{4})\), we have that \({f}(x,u_{n})\in L^{1}(B_{1})\). Using Lemma 4.1, the sequence \((\|u_{n}\|)\) is bounded and the fact that \(\|{J}'(u_{n})\|_{E^{*}}\to 0\) allows us to obtain
Thus,
Therefore, the sequence \({f}(x,u_{n})u_{n}\) is bounded in \(L^{1}(B_{1})\). Due to [18, Lemma 2.10], we conclude that \({f}(x,u_{n})\to {f}(x,u)\) in \(L^{1}(B_{1})\). On the other hand, by the convergence (4.3), there exists \(p\in L^{1}(B_{1})\) such that
From \((H_{3})\), we can write
By Lebesgue’s dominated convergence theorem, the convergence (4.4) follows. □
Lemma 4.3
Let \((u_{n})\subset E\) be a Palais–Smale sequence for the functional J satisfying (4.1). Then,
where d is the minimax level given by (4.2).
Proof
Let \(u_{p}\in E\) be a nonnegative function with \(\|u_{p}\|_{p}=1\) such that
From \((H_{6})\), we get
Therefore, by the estimate on \(C_{p}\), we have
Take \(e_{0}=u_{p}\) in Lemma 3.2, that is, we consider \(e=t_{0}u_{p}\) with \(t_{0}>0\) given by Lemma 3.2. Setting \(\gamma _{0}(t)=tt_{0}u_{p}\), in particular, we have \(\gamma _{0}\in \Gamma =\{\gamma \in \mathcal{C}([0,1],E) : \gamma (0)=0, \gamma (1)=e\}\). Using (4.2) and (4.5), we obtain
□
5 Proof of Theorem 1.4
Let \((u_{n}) \subset E\) be a Palais–Smale sequence of the functional J satisfying (4.1). Then,
for all \(\phi \in \mathcal{C}^{\infty}_{0,{\mathrm{rad}}}(B_{1})\). By Lemma 4.1, the sequence \((u_{n})\) is bounded in E. Thus, up to a subsequence, we can assume that there exists \(u\in E\) such that \(u_{n}\rightharpoonup u\) weakly in E, and replacing the above convergence in (5.1) yields
Since \(\mathcal{C}_{0,{\mathrm{rad}}}^{\infty}(B_{1})\) is dense in E, we obtain
Therefore, \(u\in E\) is a critical point of J. Now, we prove that u is nontrivial. Suppose, by contradiction, that \(u\equiv 0\). From Lemma 2.1, we can assume that
Using the fact that \({J}(u_{n})\to d\), we have
Since, we suppose that \(u_{n}\rightharpoonup 0\), by Lemma 4.2, we obtain
Replacing the above limit in (5.3), one has
By Lemma 4.3, we get
Thus, we can assume that there exists \(\delta >0\) sufficiently small such that
Now, we can find \(\epsilon >0\) sufficiently small and \(m>1\) sufficiently close to 1 such that
and
From assumption \((H_{5})\) there exists a positive constant C such that
By Hölder and the above inequalities, we have
Since h is continuous and \(h(0)=0\), there exists \(r_{0}>0\) such that
Using (5.5), (5.6), and Theorem 1.3, we obtain \(C_{1}>0\) such that
According to (2.2), we have \(|u(x)|\leq 1\) for \(r_{1}\leq |x|<1 \). Thus, we can find \(C_{2}>0\) such that
On the other hand, using the boundedness of \((\|u_{n}\|)\) and Lemma 2.2, we have
By the continuity of h, we can find \(C_{3}>0\) such that
Replacing (5.8), (5.9), and (5.10) in (5.7), we obtain
By (5.2), we get
Using the fact that \((\|u_{n}\|)\) is bounded and \(\|{J}'(u_{n})\|_{E^{*}}\to 0\), we obtain \(C>0\) such that
Since,
From (5.4), we have \(\|u_{n}\|^{2}\to 2d\). Hence, \(d=0\), which represents a contradiction with (4.2). Thus, u is a nontrivial critical point of J. Therefore, u is a nontrivial weak solution of the problem (1.9). This completes the proof.
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Acknowledgements
Part of this work was done while the author was visiting Universidade de São Paulo at São Carlos. He thanks all the faculty and staff of the Department of Mathematics for their support and kind hospitality.
Funding
This research was supported by CONCYTEC-PROCIENCIA within the call for proposal “Proyecto de Investigación Básica 2019-01 [Contract Number 410-2019]” and the Universidad Nacional Mayor de San Marcos – RR No. 05753-R-21 and project number B21140091.
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Leuyacc, Y.R.S. A class of Schrödinger elliptic equations involving supercritical exponential growth. Bound Value Probl 2023, 39 (2023). https://doi.org/10.1186/s13661-023-01725-2
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DOI: https://doi.org/10.1186/s13661-023-01725-2
MSC
- 35J20
- 35J47
- 35J50
- 26D10
Keywords
- Schrödinger equations
- Trudinger–Moser inequality
- Supercritical exponential growth
- Variational methods